entryId |
EQUITY |
CHANGE |
CUSIP |
DESCRIPTION |
ISSUE TYPE CODE |
ADD DATE |
PAYMENT FREQUENCY CODE |
MARGIN FLAG |
CONVERTED CUSIP |
fileDate |
|
|
|
|
|
|
|
|
|
|
|
4558796 |
EQUITY |
CHANGE |
46137V571 |
GLOBAL DRAGON CHINA ETF |
A |
2018-06-04 |
|
no |
|
2020-12-18 |
4558797 |
EQUITY |
CHANGE |
46137V571 |
GLOBAL DRAGON CHINA ETF |
A |
2018-06-04 |
|
no |
|
2020-12-18 |
4027339 |
EQUITY |
CHANGE |
46137V571 |
GLOBAL DRAGON CHINA ETF |
0 |
2018-06-04 |
|
no |
|
2019-11-26 |
4027334 |
EQUITY |
CHANGE |
46137V571 |
GLOBAL DRAGON CHINA ETF |
0 |
2018-06-04 |
|
no |
|
2019-11-26 |
4027341 |
EQUITY |
CHANGE |
46137V571 |
GLOBAL DRAGON CHINA ETF |
A |
2018-06-04 |
|
no |
|
2019-11-26 |
4027336 |
EQUITY |
CHANGE |
46137V571 |
GLOBAL DRAGON CHINA ETF |
A |
2018-06-04 |
|
no |
|
2019-11-26 |
|
|
|
|
|
|
|
|
|
|
|
3125866 |
EQUITY |
CHANGE |
73935X401 |
GOLDEN DRAGON CHINA PORTFOLIO |
A |
2004-11-01 |
|
yes |
46137V571 |
2018-06-04 |
3125859 |
CORPACTION |
ADD |
73935X401 |
60 |
2018-06-04 |
46137V571 |
|
|
|
2018-06-04 |
3125849 |
EQUITY |
CHANGE |
73935X401 |
GOLDEN DRAGON CHINA PORTFOLIO |
A |
2004-11-01 |
|
yes |
|
2018-06-04 |
3125864 |
EQUITY |
CHANGE |
73935X401 |
GOLDEN DRAGON CHINA PORTFOLIO |
A |
2004-11-01 |
|
yes |
|
2018-06-04 |
3125851 |
EQUITY |
CHANGE |
73935X401 |
GOLDEN DRAGON CHINA PORTFOLIO |
A |
2004-11-01 |
|
yes |
46137V571 |
2018-06-04 |
3125846 |
CORPACTION |
ADD |
73935X401 |
60 |
2018-06-04 |
46137V571 |
|
|
|
2018-06-04 |
|
|
|
|
|
|
|
|
|
|
|
3125871 |
EQUITY |
CHANGE |
46137V571 |
GLOBAL DRAGON CHINA ETF |
0 |
2018-06-04 |
|
no |
|
2018-06-04 |
3125867 |
EXCHANGE |
ADD |
46137V571 |
60 |
2018-06-04 |
PGJ |
|
2018-06-04 |
|
2018-06-04 |
3125856 |
EQUITY |
CHANGE |
46137V571 |
GLOBAL DRAGON CHINA ETF |
0 |
2018-06-04 |
|
no |
|
2018-06-04 |
3125853 |
EXCHANGE |
ADD |
46137V571 |
60 |
2018-06-04 |
PGJ |
|
2018-06-04 |
|
2018-06-04 |
3127791 |
EQUITY |
CHANGE |
46137V571 |
GLOBAL DRAGON CHINA ETF |
0 |
2018-06-04 |
|
no |
|
2018-06-04 |
3127684 |
EQUITY |
CHANGE |
46137V571 |
GLOBAL DRAGON CHINA ETF |
0 |
2018-06-04 |
|
no |
|
2018-06-04 |
3125869 |
EQUITY |
CHANGE |
46137V571 |
GLOBAL DRAGON CHINA ETF |
0 |
2018-06-04 |
|
no |
|
2018-06-04 |
3125861 |
EQUITY |
ADD |
46137V571 |
GLOBAL DRAGON CHINA ETF |
0 |
2018-06-04 |
|
no |
|
2018-06-04 |
3125855 |
EQUITY |
CHANGE |
46137V571 |
GLOBAL DRAGON CHINA ETF |
0 |
2018-06-04 |
|
no |
|
2018-06-04 |
3125848 |
EQUITY |
ADD |
46137V571 |
GLOBAL DRAGON CHINA ETF |
0 |
2018-06-04 |
|
no |
|
2018-06-04 |
3127793 |
EQUITY |
CHANGE |
46137V571 |
GLOBAL DRAGON CHINA ETF |
0 |
2018-06-04 |
|
no |
|
2018-06-04 |
3127686 |
EQUITY |
CHANGE |
46137V571 |
GLOBAL DRAGON CHINA ETF |
0 |
2018-06-04 |
|
no |
|
2018-06-04 |
|
|
|
|
|
|
|
|
|
|
|
2443750 |
EQUITY |
CHANGE |
73935X401 |
GOLDEN DRAGON CHINA PORTFOLIO |
A |
2004-11-01 |
|
yes |
|
2017-01-23 |
2443751 |
EQUITY |
CHANGE |
73935X401 |
GOLDEN DRAGON CHINA PORTFOLIO |
A |
2004-11-01 |
|
yes |
|
2017-01-23 |
2363059 |
EQUITY |
CHANGE |
73935X401 |
GOLDEN DRAGON CHINA PORTFOLIO |
A |
2004-11-01 |
|
yes |
|
2016-12-07 |
2363057 |
CORPACTION |
ADD |
73935X401 |
04 |
2016-12-07 |
73935X401 |
|
|
|
2016-12-07 |
2363060 |
EQUITY |
CHANGE |
73935X401 |
GOLDEN DRAGON CHINA PORTFOLIO |
A |
2004-11-01 |
|
yes |
|
2016-12-07 |
2363058 |
EXCHANGE |
ADD |
73935X401 |
60 |
2016-12-07 |
PGJ |
|
2016-12-07 |
|
2016-12-07 |
1099337 |
EQUITY |
CHANGE |
73935X401 |
GOLDEN DRAGON CHINA PORTFOLIO |
A |
2004-11-01 |
|
yes |
|
2013-01-31 |
1099338 |
EQUITY |
CHANGE |
73935X401 |
GOLDEN DRAGON CHINA PORTFOLIO |
A |
2004-11-01 |
|
yes |
|
2013-01-31 |
845326 |
EQUITY |
CHANGE |
73935X401 |
GLDN DRGN HALTR |
A |
2004-11-01 |
|
yes |
|
2012-04-30 |
845324 |
CORPACTION |
ADD |
73935X401 |
04 |
2012-04-30 |
73935X401 |
|
|
|
2012-04-30 |
845327 |
EQUITY |
CHANGE |
73935X401 |
GOLDEN DRAGON CHINA PORTFOLIO |
A |
2004-11-01 |
|
yes |
|
2012-04-30 |
845325 |
CORPACTIONAUX |
ADD |
73935X401 |
04 |
PGJ |
POWRSHARES EXCH-TRADED FD TR |
|
POWRSHARES EXCH-TRADED FD TR |
2012-04-30 |
2012-04-30 |