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| Name: |
Rockefeller Capital Management L.P. |
| City: |
NEW YORK |
| State: |
NY |
| Zip: |
10020 |
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data |
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| Holdings
Found :
43 |
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Ticker |
Company Name |
Position
Rank |
New/Closed
Postion |
Last
Close |
Value |
Shares Held |
% of
Portfolio |
Value
Change |
Change In
Shares Held |
% of Company |
Industry |
|
DBA |
Invesco DB Agriculture |
524 |
- |
$24.63 |
$9,163,000 |
370,063 |
0.03% |
1,488,000 |
0 |
0.979 |
Closed - End Fund - Debt |
|
|
ETG |
Eaton Vance Tax Advantaged ... |
1007 |
- |
$18.21 |
$1,957,000 |
107,209 |
0.01% |
124,000 |
0 |
0.141 |
Closed - End Fund - Debt |
|
|
TPZ |
Tortoise Power & Energy |
1036 |
- |
$15.46 |
$1,863,000 |
119,525 |
0.01% |
188,000 |
0 |
0 |
N/A |
|
|
PCH |
Potlatch Corp |
1057 |
- |
$42.75 |
$1,783,000 |
37,916 |
0.01% |
-79,000 |
0 |
0.048 |
Paper & Paper Products |
|
|
KIO |
Kkr Income Opportunities Fund |
1060 |
- |
$13.39 |
$1,758,000 |
129,834 |
0.01% |
126,000 |
0 |
0.851 |
N/A |
|
|
DVYE |
Ishares Emerging Markets Di... |
1133 |
- |
$27.06 |
$1,413,000 |
53,995 |
0% |
-17,000 |
0 |
0.305 |
N/A |
|
|
INDV |
Indivior Ord Shs |
1165 |
- |
$0.00 |
$1,285,000 |
60,000 |
0% |
369,000 |
0 |
0.044 |
N/A |
|
|
AMJ |
Jpmorgan Alerian Mlp Index Etn |
1212 |
- |
$28.30 |
$1,124,000 |
39,455 |
0% |
123,000 |
0 |
0.033 |
N/A |
|
|
EWW |
iShares MSCI-Mexico |
1225 |
- |
$66.48 |
$1,090,000 |
15,725 |
0% |
23,000 |
0 |
0.006 |
Closed - End Fund - E... |
|
|
NUMV |
Nushares Esg Mid Cap Value Etf |
1267 |
- |
$0.00 |
$967,000 |
28,280 |
0% |
75,000 |
0 |
0 |
N/A |
|
|
PSFD |
Pacer Swan Sos Flex (decemb... |
1269 |
- |
$0.00 |
$961,000 |
31,500 |
0% |
51,000 |
0 |
2.58 |
N/A |
|
|
PPLT |
Aberdeen Standard Phys Plat... |
1303 |
- |
$93.54 |
$865,000 |
10,349 |
0% |
-78,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
XMPT |
Vaneck Vectors Cef Municipa... |
1309 |
- |
$0.00 |
$834,000 |
38,500 |
0% |
19,000 |
0 |
0.043 |
N/A |
|
|
DJUN |
Ft Cboe Vest Us Equity Deep... |
1320 |
- |
$0.00 |
$807,000 |
20,158 |
0% |
41,000 |
0 |
0.022 |
N/A |
|
|
THW |
Tekla World Healthcare Fund |
1371 |
- |
$12.66 |
$695,000 |
52,548 |
0% |
82,000 |
0 |
0.17 |
N/A |
|
|
MIICF |
Millicom International Cell... |
1407 |
- |
$23.75 |
$602,000 |
29,750 |
0% |
66,000 |
0 |
0.029 |
Telecom Services - Fo... |
|
|
ATEC |
Alphatec Holdings, Inc. |
1409 |
- |
$10.10 |
$599,000 |
43,464 |
0% |
-58,000 |
0 |
0.044 |
Medical Instruments &... |
|
|
QJUN |
Ft Cboe Vest Growth100 Buff... |
1433 |
- |
$0.00 |
$555,000 |
21,765 |
0% |
31,000 |
0 |
0.024 |
N/A |
|
|
JPZ |
Nuveen Equity Premium Incom... |
1442 |
- |
$13.11 |
$547,000 |
41,326 |
0% |
17,000 |
0 |
0.799 |
Closed - End Fund - E... |
|
|
MNR |
Mach Natural Resources Lp |
1445 |
- |
$20.16 |
$533,000 |
27,610 |
0% |
78,000 |
0 |
0.029 |
N/A |
|
|
ATMP |
Barclays Etn Plus Select Mlp |
1466 |
- |
$20.35 |
$491,000 |
20,340 |
0% |
54,000 |
0 |
0 |
N/A |
|
|
EWZ |
iShares MSCI-Brazil |
1479 |
- |
$30.64 |
$475,000 |
14,642 |
0% |
-37,000 |
0 |
0.001 |
Closed - End Fund - E... |
|
|
DTEC |
Alps Disruptive Technologie... |
1483 |
- |
$0.00 |
$471,000 |
11,153 |
0% |
9,000 |
0 |
0 |
N/A |
|
|
EFAS |
Global X Msci Superdividend... |
1484 |
- |
$0.00 |
$469,000 |
32,000 |
0% |
7,000 |
0 |
0.582 |
N/A |
|
|
ETO |
Eaton Vance Tax Advantaged ... |
1490 |
- |
$25.20 |
$455,000 |
18,223 |
0% |
24,000 |
0 |
0.125 |
Closed - End Fund - Debt |
|
|
FIP |
Ftai Infrastructure Llc |
1493 |
- |
$0.00 |
$453,000 |
72,094 |
0% |
173,000 |
0 |
0.073 |
N/A |
|
|
DJUL |
First Tr Exchng Traded Fd Vi |
1498 |
- |
$0.00 |
$443,000 |
11,450 |
0% |
25,000 |
0 |
0.325 |
N/A |
|
|
ARLP |
Alliance Resource Partners LP |
1519 |
- |
$23.06 |
$401,000 |
20,000 |
0% |
-23,000 |
0 |
0.016 |
Nonmetallic Mineral M... |
|
|
DRLL |
Strive Us Energy Etf |
1524 |
- |
$0.00 |
$390,000 |
12,465 |
0% |
40,000 |
0 |
0.356 |
N/A |
|
|
EFT |
Eaton Vance Floating-Rate I... |
1537 |
- |
$13.44 |
$365,000 |
27,448 |
0% |
21,000 |
0 |
0.069 |
Closed - End Fund - Debt |
|
|
AMPS |
Altus Power Ord Shs Class A |
1548 |
- |
$3.78 |
$345,000 |
72,250 |
0% |
-148,000 |
0 |
0.047 |
N/A |
|
|
PSCJ |
Pacer Swan Sos Conservative... |
1549 |
- |
$0.00 |
$344,000 |
14,000 |
0% |
19,000 |
0 |
0.156 |
N/A |
|
|
CRPT |
First Trust SkyBridge Crypt... |
1550 |
- |
$12.36 |
$340,000 |
23,525 |
0% |
113,000 |
0 |
0.261 |
N/A |
|
|
SMBK |
SmartFinancial Inc |
1554 |
- |
$23.09 |
$336,000 |
15,941 |
0% |
-54,000 |
0 |
0.105 |
Domestic Regional Banks |
|
|
CBND |
Spdr Barclays Capital Issue... |
1555 |
- |
$28.61 |
$335,000 |
11,491 |
0% |
-3,000 |
0 |
0.013 |
N/A |
|
|
DBL |
Doubleline Opportunistic Cr... |
1566 |
- |
$14.97 |
$320,000 |
20,750 |
0% |
1,000 |
0 |
0.139 |
N/A |
|
|
BALT |
Innovator Defined Wealth Sh... |
1570 |
- |
$0.00 |
$315,000 |
10,750 |
0% |
8,000 |
0 |
0.012 |
N/A |
|
|
EVV |
Eaton Vance Limited Duratio... |
1590 |
- |
$9.80 |
$281,000 |
28,838 |
0% |
5,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
AGD |
Alpine Global Dynamic Divid... |
1604 |
- |
$9.47 |
$270,000 |
27,757 |
0% |
11,000 |
0 |
0.112 |
Closed - End Fund - E... |
|
|
CHW |
Calamos Global Dynamic Inco... |
1608 |
- |
$6.65 |
$264,000 |
40,500 |
0% |
30,000 |
0 |
0.201 |
Closed - End Fund - Debt |
|
|
GRNB |
Vaneck Vectors Green Bond Etf |
1623 |
- |
$0.00 |
$240,000 |
10,100 |
0% |
-1,000 |
0 |
0 |
N/A |
|
|
STRZB |
Starz Class B |
1645 |
- |
$9.48 |
$210,000 |
22,506 |
0% |
-19,000 |
0 |
0 |
Entertainment - Diver... |
|
|
BGT |
Blackrock Global Floating R... |
1644 |
- |
$13.27 |
$210,000 |
16,200 |
0% |
9,000 |
0 |
0 |
Closed - End Fund - Debt |
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