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| Name: |
PRINCIPAL SECURITIES INC. |
| City: |
DES MOINES |
| State: |
IA |
| Zip: |
50392-2080 |
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 |
Ticker |
Company Name |
Position
Rank |
New/Closed
Postion |
Last
Close |
Value |
Shares Held |
% of
Portfolio |
Value
Change |
Change In
Shares Held |
% of Company |
Industry |
|
OCTQ |
Innovator Premium Income 40... |
166 |
- |
$0.00 |
$3,790,000 |
158,132 |
0.12% |
-8,000 |
0 |
1.757 |
N/A |
|
|
OCTJ |
Innovator Premium Income 30... |
180 |
- |
$0.00 |
$3,494,000 |
145,278 |
0.11% |
-10,000 |
0 |
1.614 |
N/A |
|
|
JULQ |
Innovator Premium Income 40... |
318 |
- |
$0.00 |
$1,639,000 |
65,941 |
0.05% |
-1,000 |
0 |
0.733 |
N/A |
|
|
OCTH |
Innovator Premium Income 20... |
353 |
- |
$0.00 |
$1,438,000 |
59,503 |
0.04% |
-4,000 |
0 |
0.661 |
N/A |
|
|
APRQ |
Innovator Premium Income 40... |
418 |
- |
$0.00 |
$1,141,000 |
46,550 |
0.04% |
-5,000 |
0 |
2.821 |
N/A |
|
|
JULJ |
Innovator Premium Income 30... |
499 |
- |
$0.00 |
$821,000 |
32,980 |
0.03% |
0 |
0 |
0.366 |
N/A |
|
|
EAPR |
Innovator Msci Emrg Mkts Po... |
527 |
- |
$0.00 |
$740,000 |
29,471 |
0.02% |
-1,000 |
0 |
0.327 |
N/A |
|
|
APRJ |
Innovator Premium Income 30... |
548 |
- |
$0.00 |
$685,000 |
27,918 |
0.02% |
-1,000 |
0 |
1.299 |
N/A |
|
|
IAPR |
Innovator Msci Eafe Power B... |
575 |
- |
$0.00 |
$630,000 |
23,212 |
0.02% |
33,000 |
0 |
0 |
N/A |
|
|
BNOV |
Innovator S |
624 |
- |
$0.00 |
$546,000 |
14,960 |
0.02% |
24,000 |
0 |
0.166 |
N/A |
|
|
APRH |
Innovator Premium Income 20... |
703 |
- |
$0.00 |
$448,000 |
18,281 |
0.01% |
-3,000 |
0 |
0.211 |
N/A |
|
|
BKLC |
Bny Mellon Us Large Cap Cor... |
710 |
- |
$0.00 |
$441,000 |
4,423 |
0.01% |
41,000 |
0 |
0.056 |
N/A |
|
|
FBP |
First Bancorp |
762 |
- |
$17.30 |
$386,000 |
21,998 |
0.01% |
24,000 |
0 |
0.076 |
Foreign Regional Banks |
|
|
BKMC |
Bny Mellon Us Mid Cap Core ... |
803 |
- |
$0.00 |
$346,000 |
3,490 |
0.01% |
29,000 |
0 |
0.039 |
N/A |
|
|
ADX |
Adams Express Co |
843 |
- |
$20.67 |
$307,000 |
15,723 |
0.01% |
29,000 |
0 |
0.017 |
Closed - End Fund - Debt |
|
|
BKSE |
Bny Mellon Us Small Cap Cor... |
880 |
- |
$0.00 |
$281,000 |
2,926 |
0.01% |
7,000 |
0 |
0 |
N/A |
|
|
JULH |
Innovator Premium Income 20... |
882 |
- |
$0.00 |
$279,000 |
11,199 |
0.01% |
-1,000 |
0 |
0.124 |
N/A |
|
|
PWB |
Invesco Dynamic Large Cap G... |
894 |
- |
$90.72 |
$269,000 |
3,015 |
0.01% |
35,000 |
0 |
0.025 |
Closed - End Fund - Debt |
|
|
BDJ |
Blackrock Enhanced Dividend... |
941 |
- |
$8.28 |
$236,000 |
28,568 |
0.01% |
16,000 |
0 |
0.016 |
Closed - End Fund - E... |
|
|
OUNZ |
Van Eck Merk Gold Trust |
973 |
- |
$0.00 |
$215,000 |
10,000 |
0.01% |
15,000 |
0 |
0.198 |
N/A |
|
|
GMAY |
Ft Cboe Vest Us Equity Mode... |
974 |
- |
$0.00 |
$215,000 |
6,335 |
0.01% |
7,000 |
0 |
0 |
N/A |
|
|
DGRW |
Wisdomtree Us Dividend Grow... |
977 |
- |
$76.70 |
$212,000 |
2,779 |
0.01% |
17,000 |
0 |
0.006 |
N/A |
|
|
CGSD |
Capital Group Short Duratio... |
981 |
- |
$0.00 |
$211,000 |
8,300 |
0.01% |
0 |
0 |
0 |
N/A |
|
|
BDEC |
Innovator S |
1028 |
- |
$0.00 |
$187,000 |
4,614 |
0.01% |
11,000 |
0 |
0.085 |
N/A |
|
|
BAPR |
Innovator S&p 500 Buffer Etf |
1044 |
- |
$0.00 |
$180,000 |
4,502 |
0.01% |
8,000 |
0 |
0.125 |
N/A |
|
|
SUSC |
Ishares Esg Usd Corporate Bond |
1050 |
- |
$0.00 |
$175,000 |
7,601 |
0.01% |
-2,000 |
0 |
0.01 |
N/A |
|
|
NOCT |
Innovator Nasdaq-100 Power ... |
1052 |
- |
$0.00 |
$174,000 |
3,660 |
0.01% |
6,000 |
0 |
0.186 |
N/A |
|
|
FEMS |
First Trust Emerging Market... |
1064 |
- |
$40.91 |
$170,000 |
4,382 |
0.01% |
2,000 |
0 |
0.077 |
N/A |
|
|
FPX |
First Trust US IPO Index |
1071 |
- |
$99.78 |
$169,000 |
1,597 |
0.01% |
16,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
IVOG |
Vanguard S&p Mid Cap 40... |
1083 |
- |
$109.20 |
$165,000 |
1,450 |
0.01% |
23,000 |
0 |
0.032 |
N/A |
|
|
PMAY |
Innovator S&p 500 Power Buf... |
1091 |
- |
$0.00 |
$162,000 |
4,985 |
0.01% |
5,000 |
0 |
0 |
N/A |
|
|
ETJ |
Eaton Vance Risk-Managed Di... |
1103 |
- |
$8.67 |
$157,000 |
18,853 |
0% |
9,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
FEX |
First Trust Large Cap Core ... |
1109 |
- |
$96.49 |
$154,000 |
1,550 |
0% |
14,000 |
0 |
0.011 |
Closed - End Fund - Debt |
|
|
PNOV |
Innovator S&p 500 Power Buf... |
1110 |
- |
$0.00 |
$153,000 |
4,310 |
0% |
5,000 |
0 |
0.153 |
N/A |
|
|
XOP |
SPDR S&P Oil & Gas Explorat... |
1116 |
- |
$146.57 |
$151,000 |
975 |
0% |
18,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
BMAY |
Innovator S&p 500 Buffer Et... |
1121 |
- |
$0.00 |
$147,000 |
4,140 |
0% |
7,000 |
0 |
0.007 |
N/A |
|
|
USXF |
Ishares Esg Advanced Msci U... |
1167 |
- |
$0.00 |
$132,000 |
2,922 |
0% |
16,000 |
0 |
0.005 |
N/A |
|
|
DJD |
Invesco Dow Jones Industria... |
1189 |
- |
$0.00 |
$121,000 |
2,527 |
0% |
5,000 |
0 |
0 |
N/A |
|
|
DFIP |
Dfa Dimensional Inflation-p... |
1198 |
- |
$0.00 |
$120,000 |
2,904 |
0% |
0 |
0 |
0 |
N/A |
|
|
BOCT |
Boulder Capital Opportuniti... |
1204 |
- |
$0.00 |
$118,000 |
2,908 |
0% |
6,000 |
0 |
0 |
N/A |
|
|
VUSB |
Vanguard Ultrashort Bond Etf |
1203 |
- |
$0.00 |
$118,000 |
2,373 |
0% |
1,000 |
0 |
0 |
N/A |
|
|
IAUF |
Ishares Gold Strategy Etf |
1209 |
- |
$0.00 |
$116,000 |
1,980 |
0% |
8,000 |
0 |
0.026 |
N/A |
|
|
FV |
First Trust Dorsey Wright F... |
1231 |
- |
$56.12 |
$110,000 |
1,918 |
0% |
11,000 |
0 |
0 |
N/A |
|
|
TFI |
Spdr Brcly Cap Muni Bond |
1236 |
- |
$45.73 |
$109,000 |
2,337 |
0% |
-1,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
FSST |
Fidelity Sustainable Us Equ... |
1249 |
- |
$0.00 |
$104,000 |
4,100 |
0% |
12,000 |
0 |
0 |
N/A |
|
|
AVUS |
Avantis Us Equity Etf |
1248 |
- |
$0.00 |
$104,000 |
1,159 |
0% |
9,000 |
0 |
0.055 |
N/A |
|
|
DFSD |
Dfa Dimensional Short-durat... |
1256 |
- |
$0.00 |
$102,000 |
2,175 |
0% |
0 |
0 |
0 |
N/A |
|
|
RTH |
Vaneck Vectors Retail Etf |
1275 |
- |
$204.73 |
$97,000 |
459 |
0% |
11,000 |
0 |
0 |
N/A |
|
|
EMGF |
Ishares Edge Msci Multifact... |
1291 |
- |
$0.00 |
$93,000 |
2,096 |
0% |
3,000 |
0 |
0.004 |
N/A |
|
|
GNOV |
Ft Vest Us Equity Moderate ... |
1298 |
- |
$0.00 |
$92,000 |
2,778 |
0% |
4,000 |
0 |
0 |
N/A |
|
|
DMXF |
Ishares Esg Advanced Msci E... |
1297 |
- |
$0.00 |
$92,000 |
1,350 |
0% |
6,000 |
0 |
0 |
N/A |
|
|
FNX |
First Trust Mid Cap Core Al... |
1299 |
- |
$109.08 |
$91,000 |
807 |
0% |
7,000 |
0 |
0.334 |
Closed - End Fund - Debt |
|
|
BKEM |
Bny Mellon Emerging Markets... |
1338 |
- |
$0.00 |
$84,000 |
1,456 |
0% |
2,000 |
0 |
0 |
N/A |
|
|
VGK |
Vanguard European Stock VIPERS |
1349 |
- |
$70.67 |
$82,000 |
1,222 |
0% |
3,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
FJUL |
Ft Cboe Vest U.S. Equity Bu... |
1379 |
- |
$0.00 |
$74,000 |
1,674 |
0% |
4,000 |
0 |
0 |
N/A |
|
|
IPE |
Spdr Barclays Capital Tips Etf |
1382 |
- |
$25.48 |
$73,000 |
2,855 |
0% |
0 |
0 |
0.011 |
Closed - End Fund - E... |
|
|
MYD |
Blackrock Muniyield Fund Inc |
1397 |
- |
$10.73 |
$71,000 |
6,447 |
0% |
2,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
IEV |
iShares S&P Europe 350 Index |
1405 |
- |
$58.37 |
$70,000 |
1,255 |
0% |
4,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
AWF |
AllianceBernstein Global Hi... |
1403 |
- |
$10.64 |
$70,000 |
6,603 |
0% |
3,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
SEIX |
Virtus Etf Trust II |
1416 |
- |
$23.99 |
$69,000 |
2,880 |
0% |
0 |
0 |
0 |
N/A |
|
|
BBH |
Vaneck Vectors Biotech |
1429 |
- |
$157.33 |
$66,000 |
397 |
0% |
0 |
0 |
0 |
N/A |
|
|
FTF |
Franklin Templeton Limited ... |
1436 |
- |
$6.16 |
$65,000 |
10,445 |
0% |
0 |
0 |
0 |
Closed - End Fund - Debt |
|
|
ETG |
Eaton Vance Tax Advantaged ... |
1449 |
- |
$18.55 |
$63,000 |
3,455 |
0% |
4,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
BJUN |
Innovator S&p 500 Buffer Et... |
1465 |
- |
$0.00 |
$61,000 |
1,625 |
0% |
3,000 |
0 |
0.06 |
N/A |
|
|
FAPR |
Ft Cboe Vest Us Equity Buff... |
1467 |
- |
$0.00 |
$61,000 |
1,671 |
0% |
3,000 |
0 |
0 |
N/A |
|
|
ESML |
iShares MSCI USA Sml-Cp ESG... |
1479 |
- |
$0.00 |
$59,000 |
1,473 |
0% |
3,000 |
0 |
0.013 |
N/A |
|
|
FQAL |
Fidelity Quality Factor Etf |
1491 |
- |
$0.00 |
$58,000 |
992 |
0% |
4,000 |
0 |
0 |
N/A |
|
|
VFL |
Delaware Investments Florid... |
1494 |
- |
$10.30 |
$58,000 |
5,597 |
0% |
1,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
FMAG |
Fidelity Magellan Etf |
1505 |
- |
$0.00 |
$56,000 |
2,000 |
0% |
8,000 |
0 |
0 |
N/A |
|
|
IVLU |
Ishares Edge Msci Intl Valu... |
1500 |
- |
$29.03 |
$56,000 |
2,000 |
0% |
3,000 |
0 |
0.098 |
N/A |
|
|
TDV |
Proshares S&p Technology Di... |
1519 |
- |
$0.00 |
$55,000 |
758 |
0% |
2,000 |
0 |
0 |
N/A |
|
|
WFC.PL |
Wells Fargo & Co. Prfd L |
1510 |
- |
$1,176.00 |
$55,000 |
45 |
0% |
1,000 |
0 |
0.038 |
N/A |
|
|
DRLL |
Strive Us Energy Etf |
1526 |
- |
$0.00 |
$53,000 |
1,696 |
0% |
5,000 |
0 |
0 |
N/A |
|
|
CHY |
Calamos Convertible & High ... |
1540 |
- |
$11.29 |
$52,000 |
4,406 |
0% |
1,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
CATH |
Global X S&p 500 Catholic V... |
1547 |
- |
$64.41 |
$51,000 |
795 |
0% |
5,000 |
0 |
0 |
N/A |
|
|
IGE |
iShares S&P GSSI Nat Rscs In |
1544 |
- |
$0.00 |
$51,000 |
1,137 |
0% |
5,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
BBEU |
Jpmorgan Betabuilders Europ... |
1543 |
- |
$0.00 |
$51,000 |
861 |
0% |
2,000 |
0 |
0 |
N/A |
|
|
RVT |
Royce Value Trust Inc |
1561 |
- |
$14.70 |
$50,000 |
3,269 |
0% |
2,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
GII |
Spdr Ftse/Macquarie Global ... |
1563 |
- |
$56.17 |
$49,000 |
907 |
0% |
0 |
0 |
0.022 |
Closed - End Fund - E... |
|
|
IEUR |
iShares Core MSCI Europe |
1565 |
- |
$60.55 |
$49,000 |
850 |
0% |
2,000 |
0 |
0 |
N/A |
|
|
RHS |
Invesco S&p 500 Equal Weigh... |
1589 |
- |
$31.53 |
$46,000 |
1,400 |
0% |
2,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
DNOV |
Ft Cboe Vest Us Equity Deep... |
1591 |
- |
$0.00 |
$46,000 |
1,150 |
0% |
1,000 |
0 |
0 |
N/A |
|
|
IVVB |
Ishares Large Cap Deep Buff... |
1616 |
- |
$0.00 |
$44,000 |
1,600 |
0% |
2,000 |
0 |
0 |
N/A |
|
|
PLAY |
Dave & Busters Entertainmen... |
1614 |
- |
$50.84 |
$44,000 |
700 |
0% |
6,000 |
0 |
0 |
N/A |
|
|
LAG |
Lagardere S.C.A |
1608 |
- |
$25.16 |
$44,000 |
1,743 |
0% |
-1,000 |
0 |
0.041 |
Closed - End Fund - E... |
|
|
CUT |
Invesco MSCI Global Timber ETF |
1636 |
- |
$33.81 |
$42,000 |
1,226 |
0% |
3,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
CZA |
Invesco Zacks Mid Cap ETF |
1632 |
- |
$98.22 |
$42,000 |
410 |
0% |
4,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
IQDY |
Flexshares International Qu... |
1637 |
- |
$0.00 |
$42,000 |
1,444 |
0% |
2,000 |
0 |
0 |
N/A |
|
|
LCTU |
Blackrock Us Carbon Transit... |
1652 |
- |
$0.00 |
$41,000 |
711 |
0% |
4,000 |
0 |
0 |
N/A |
|
|
BHC |
Bausch Health Companies Inc |
1648 |
- |
$6.23 |
$41,000 |
3,865 |
0% |
10,000 |
0 |
0 |
Biotechnology |
|
|
REGL |
ProShares S&P MidCap 400 Di... |
1667 |
- |
$0.00 |
$39,000 |
500 |
0% |
2,000 |
0 |
0 |
N/A |
|
|
KYN |
Kayne Anderson Mlp Investme... |
1669 |
- |
$10.16 |
$39,000 |
3,875 |
0% |
5,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
HERD |
Pacer Cash Cows Fund Of Fun... |
1672 |
- |
$0.00 |
$39,000 |
1,000 |
0% |
1,000 |
0 |
0 |
N/A |
|
|
FPXE |
First Trust Ipox Europe Equ... |
1666 |
- |
$0.00 |
$39,000 |
1,559 |
0% |
4,000 |
0 |
0 |
N/A |
|
|
OUSA |
Alps Oshares Us Quality Div... |
1685 |
- |
$37.13 |
$38,000 |
761 |
0% |
3,000 |
0 |
0 |
N/A |
|
|
GWX |
St Spdr S&P Intl Sc |
1679 |
- |
$32.66 |
$38,000 |
1,180 |
0% |
1,000 |
0 |
0.016 |
Closed - End Fund - E... |
|
|
BBCA |
Jpmorgan Betabuilders Canad... |
1689 |
- |
$0.00 |
$37,000 |
561 |
0% |
1,000 |
0 |
0 |
N/A |
|
|
FTXO |
First Trust Nasdaq Bank |
1702 |
- |
$26.01 |
$36,000 |
1,325 |
0% |
3,000 |
0 |
0 |
N/A |
|
|
FXD |
First Trust Consumer Disc A... |
1707 |
- |
$60.57 |
$36,000 |
565 |
0% |
3,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
DHS |
WisdomTree Trust High-Yield... |
1698 |
- |
$82.50 |
$36,000 |
412 |
0% |
2,000 |
0 |
0 |
Closed - End Fund - E... |
|
