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Exchange: |
N/A |
Security
Type: |
N/A |
Shares
Out: |
22,960,000 |
Market
Cap: |
325.57(M) |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$11.63 - $14.83 |
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Level
I Sector: |
N/A |
Level
II Sector: |
N/A |
Level
III Sector: |
N/A |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Ares Dynamic Credit Allocation Fund is registered as a closed-end management investment company. The Fund's investment objective is to seek a risk adjusted level of total return, through current income and, secondarily, through capital appreciation. The Fund invests in primarily in a portfolio of senior secured loans made to companies whose debt is rated below investment grade, corporate bonds that are primarily high yield issues rated below investment grade, other fixed-income instruments of a similar nature that may be represented by derivatives, and securities issued by entities commonly referred to as collateralized loan obligations and other asset-backed securities.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
30,002 |
30,002 |
Total Sell Value |
$0 |
$0 |
$384,507 |
$384,507 |
Total People Sold |
0 |
0 |
1 |
1 |
Total Sell Transactions |
0 |
0 |
2 |
2 |
End Date |
2024-02-25 |
2023-11-24 |
2023-05-26 |
2022-05-26 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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|
Form |
Shaw John Joseph |
Director |
|
2023-08-17 |
4 |
S |
$12.80 |
$265,182 |
I/I |
(20,716) |
30,000 |
|
-6% |
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Shaw John Joseph |
Director |
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2023-08-16 |
4 |
S |
$12.85 |
$119,325 |
I/I |
(9,286) |
50,716 |
|
-4% |
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Spector Bruce H |
Director |
|
2022-03-17 |
4 |
B |
$14.18 |
$141,800 |
D/D |
10,000 |
35,000 |
2.39 |
-14% |
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Shaw John Joseph |
Director |
|
2022-01-26 |
4 |
B |
$15.44 |
$401,339 |
I/I |
26,000 |
60,002 |
2.1 |
-13% |
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Shaw John Joseph |
Director |
|
2022-01-25 |
4 |
B |
$15.34 |
$61,372 |
I/I |
4,000 |
34,002 |
2.1 |
-12% |
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Thrivent Financial For Lutherans |
10% Owner |
|
2021-09-15 |
3/A |
IO |
$0.00 |
$0 |
D/D |
0 |
400,000 |
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- |
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Thrivent Financial For Lutherans |
10% Owner |
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2021-09-15 |
3/A |
IO |
$0.00 |
$0 |
D/D |
0 |
360,000 |
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- |
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Sun Life Financial Inc |
10% Owner |
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2021-09-15 |
4 |
B |
$25.00 |
$8,000,000 |
I/I |
320,000 |
560,000 |
1.5 |
-7% |
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Sun Life Financial Inc |
10% Owner |
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2021-09-15 |
4 |
B |
$25.00 |
$8,000,000 |
D/D |
320,000 |
560,000 |
2.45 |
-7% |
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Brufsky Seth J |
President and CEO / Portfolio |
|
2020-05-26 |
4 |
B |
$11.31 |
$226,276 |
I/I |
20,000 |
69,137 |
2.66 |
14% |
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Shaw John Joseph |
Director |
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2020-01-16 |
4 |
S |
$15.78 |
$81,267 |
I/I |
(5,150) |
30,002 |
|
29% |
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Ares Partners Holdco Llc |
Affiliate of Adviser |
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2019-10-15 |
4 |
S |
$14.78 |
$121,515 |
D/D |
(8,221) |
59 |
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- |
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Spector Bruce H |
Director |
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2018-12-24 |
4 |
B |
$13.30 |
$132,989 |
D/D |
10,000 |
25,000 |
2.39 |
- |
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Brufsky Seth J |
President and CEOPortfolio Mgr |
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2018-12-24 |
4 |
B |
$13.39 |
$133,890 |
I/I |
10,000 |
49,137 |
2.66 |
- |
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Hunt James Kelso |
Director |
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2018-12-04 |
4 |
B |
$14.77 |
$29,539 |
I/I |
2,000 |
7,000 |
2.1 |
- |
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Shaw John Joseph |
Director |
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2018-09-26 |
4 |
B |
$15.56 |
$311,126 |
I/I |
20,000 |
31,461 |
2.1 |
- |
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Spector Bruce H |
Director |
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2018-09-26 |
4 |
B |
$15.63 |
$58,143 |
D/D |
3,720 |
15,001 |
2.39 |
- |
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Hall Daniel J |
GC, CLO and Secretary |
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2018-07-10 |
4 |
B |
$16.00 |
$40,000 |
D/D |
2,500 |
2,500 |
2.74 |
- |
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Hunt James Kelso |
Director |
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2016-12-21 |
4 |
B |
$14.97 |
$74,844 |
I/I |
5,000 |
5,000 |
2.1 |
- |
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Shaw John Joseph |
Director |
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2016-12-16 |
4 |
B |
$14.98 |
$149,789 |
I/I |
10,000 |
10,000 |
2.1 |
- |
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Reiss M. Freddie |
Director |
|
2016-04-19 |
4 |
B |
$13.40 |
$33,488 |
I/I |
2,500 |
2,500 |
2.1 |
- |
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Sachs David A |
Director |
|
2015-12-07 |
4/A |
B |
$13.52 |
$101,400 |
D/D |
7,500 |
67,193 |
2.39 |
- |
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Sachs David A |
Director |
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2015-12-07 |
4 |
B |
$13.52 |
$101,400 |
D/D |
7,500 |
64,648 |
2.39 |
- |
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Margolies Gregory A |
Vice President of Adviser |
|
2015-08-31 |
4 |
A |
$0.00 |
$0 |
D/D |
6,067 |
21,408 |
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- |
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Sachs David A |
Director |
|
2015-08-31 |
4 |
A |
$0.00 |
$0 |
D/D |
13,348 |
57,148 |
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- |
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37 Records found
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Page 1 of 2 |
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Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Acquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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