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Exchange: |
N/A |
Security
Type: |
N/A |
Shares
Out: |
13,410,000 |
Market
Cap: |
131.69(M) |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$9.42 - $12.33 |
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Level
I Sector: |
N/A |
Level
II Sector: |
N/A |
Level
III Sector: |
N/A |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile OFS Capital is an externally managed, closed-end, non-diversified management investment company. Co.'s investment objective is to provide its stockholders with both income and capital appreciation primarily through debt investments and, to a lesser extent, equity investments primarily in middle-market companies principally in the United States.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-03-07 |
2023-12-05 |
2023-06-06 |
2022-06-06 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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|
Form |
Oi3, Llc |
10% Owner |
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2023-06-30 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
2,946,474 |
|
6% |
|
Orchard First Source Asset Management Holdings, Ll |
10% Owner |
|
2023-01-09 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,946,474 |
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-4% |
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Orchard First Source Asset Management, Llc |
10% Owner |
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2023-01-09 |
4 |
D |
$0.00 |
$0 |
D/D |
(2,946,474) |
0 |
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- |
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Oi3 2019 Trust |
10% Owner |
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2021-09-15 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
2,946,474 |
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-6% |
|
Porter Mukya |
Chief Compliance Officer |
|
2020-11-17 |
4 |
B |
$5.66 |
$1,189 |
D/D |
210 |
210 |
2.66 |
58% |
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Owen Jeffery S. |
Chief Accounting Officer |
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2020-11-16 |
4 |
B |
$5.79 |
$69,191 |
D/D |
11,950 |
14,500 |
2.74 |
55% |
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Ressler Richard S |
10% Owner |
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2020-11-13 |
4 |
B |
$5.28 |
$46,559 |
D/D |
8,818 |
12,073 |
2.37 |
64% |
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Owen Jeffery S. |
Chief Accounting Officer |
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2020-11-13 |
4 |
B |
$5.17 |
$13,184 |
D/D |
2,550 |
2,550 |
2.74 |
64% |
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Ressler Richard S |
10% Owner |
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2020-11-12 |
4 |
B |
$5.07 |
$16,503 |
D/D |
3,255 |
3,255 |
2.37 |
68% |
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Cerny Jeffrey A |
Director and CFO |
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2020-11-12 |
4 |
B |
$5.08 |
$50,800 |
D/D |
10,000 |
30,000 |
2.81 |
68% |
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Rashid Bilal |
Director and CEO |
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2020-11-11 |
4 |
B |
$4.93 |
$103,266 |
D/D |
20,000 |
20,000 |
2.81 |
66% |
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Cerny Jeffrey A |
Director and CFO |
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2020-11-11 |
4 |
B |
$5.07 |
$101,400 |
D/D |
20,000 |
20,000 |
2.81 |
66% |
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Healy Elaine |
Director |
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2020-05-28 |
4 |
B |
$5.11 |
$51,100 |
D/D |
10,000 |
10,000 |
2.39 |
-8% |
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Oi3 2019 Trust |
10% Owner |
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2020-01-01 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
2,946,474 |
|
-59% |
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Rubenfeld Eric P. |
Chief Compliance Officer |
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2015-08-31 |
4 |
S |
$11.02 |
$11,020 |
D/D |
(1,000) |
0 |
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- |
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Pittson Glenn R. |
Director |
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2014-08-27 |
4 |
B |
$12.75 |
$165,304 |
D/D |
12,965 |
80,031 |
2.39 |
- |
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Pittson Glenn R. |
Director |
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2014-08-26 |
4 |
B |
$12.74 |
$127,400 |
D/D |
10,000 |
67,066 |
2.39 |
- |
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17 Records found
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