| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
11,327,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$17.55 - $17.55 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-04-07 |
2024-01-05 |
2023-07-07 |
2022-07-07 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Slosser Kenneth P |
EVP,Head of Investment Banking |
• – – |
2017-03-08 |
4 |
A |
$0.00 |
$0 |
D/D |
28,490 |
157,771 |
|
- |
|
| Hynes Thomas J Jr |
Director |
– • – |
2017-02-28 |
4 |
A |
$18.20 |
$1,784 |
D/D |
98 |
33,283 |
|
- |
|
| Strome William Frederick |
Director |
– • – |
2017-02-28 |
4 |
A |
$18.20 |
$1,365 |
D/D |
75 |
18,647 |
|
- |
|
| Wright Bradley J. |
EVP and CFO |
• – – |
2017-02-06 |
4 |
D |
$14.90 |
$61,179 |
D/D |
(4,106) |
77,661 |
|
- |
|
| Fishman Adam J |
Executive Vice President |
• – – |
2017-02-06 |
4 |
D |
$14.90 |
$122,344 |
D/D |
(8,211) |
157,617 |
|
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2017-02-06 |
4 |
D |
$14.90 |
$139,270 |
D/D |
(9,347) |
281,931 |
|
- |
|
| Slosser Kenneth P |
EVP,Head of Investment Banking |
• – – |
2017-02-06 |
4 |
D |
$14.90 |
$148,955 |
D/D |
(9,997) |
129,281 |
|
- |
|
| Beske Gavin A |
SVP, GC and Corp. Secy |
• – – |
2017-02-06 |
4 |
D |
$14.90 |
$25,151 |
D/D |
(1,688) |
30,882 |
|
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2016-11-21 |
4 |
A |
$11.66 |
$210 |
D/D |
18 |
290,760 |
|
- |
|
| Strome William Frederick |
Director |
– • – |
2016-11-21 |
4 |
A |
$11.66 |
$1,352 |
D/D |
116 |
18,572 |
|
- |
|
| Hynes Thomas J Jr |
Director |
– • – |
2016-11-21 |
4 |
A |
$11.66 |
$1,749 |
D/D |
150 |
33,185 |
|
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2016-11-14 |
4 |
B |
$11.40 |
$376 |
D/D |
33 |
290,742 |
2.73 |
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2016-11-10 |
4 |
B |
$12.73 |
$12,728 |
D/D |
1,000 |
290,709 |
2.81 |
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2016-11-09 |
4 |
B |
$11.13 |
$27,825 |
D/D |
2,500 |
289,709 |
2.81 |
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2016-11-08 |
4 |
B |
$11.89 |
$25,385 |
D/D |
2,135 |
287,209 |
2.81 |
- |
|
| Strome William Frederick |
Director |
– • – |
2016-08-23 |
4 |
A |
$14.54 |
$1,338 |
D/D |
92 |
18,456 |
|
- |
|
| Hynes Thomas J Jr |
Director |
– • – |
2016-08-23 |
4 |
A |
$14.54 |
$1,730 |
D/D |
119 |
33,035 |
|
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2016-08-23 |
4 |
A |
$14.54 |
$204 |
D/D |
14 |
285,014 |
|
- |
|
| Beske Gavin A |
SVP, GC and Corp. SecyOfficer |
• – – |
2016-07-14 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
32,339 |
|
- |
|
| Kraemer Richard A |
Director |
– • – |
2016-06-17 |
4 |
A |
$0.00 |
$0 |
D/D |
4,988 |
38,741 |
|
- |
|
| Strome William Frederick |
Director |
– • – |
2016-06-17 |
4 |
A |
$0.00 |
$0 |
D/D |
4,208 |
18,364 |
|
- |
|
| Tilley Allison Leopold |
Director |
– • – |
2016-06-17 |
4 |
A |
$0.00 |
$0 |
D/D |
4,208 |
6,708 |
|
- |
|
| Reimers Arthur J |
Director |
– • – |
2016-06-17 |
4 |
A |
$0.00 |
$0 |
D/D |
5,767 |
88,494 |
|
- |
|
| Patterson Mark Robert |
Director |
– • – |
2016-06-17 |
4 |
A |
$0.00 |
$0 |
D/D |
4,208 |
229,250 |
|
- |
|
| Aggarwal Reena |
Director |
– • – |
2016-06-17 |
4 |
A |
$0.00 |
$0 |
D/D |
4,208 |
27,248 |
|
- |
|
156 Records found
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Page 2 of 7 |
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