|
|
Exchange: |
Nasdaq National Market |
Security
Type: |
Common |
Shares
Out: |
11,327,000 |
Market
Cap: |
N/A |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$17.55 - $17.55 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Asset Management |
|
Member Indexes:
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-04-07 |
2024-01-05 |
2023-07-07 |
2022-07-07 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Hynes Thomas J Jr |
Director |
|
2016-06-17 |
4 |
A |
$0.00 |
$0 |
D/D |
4,208 |
32,916 |
|
- |
|
Patterson Mark Robert |
Director |
|
2016-06-16 |
4 |
B |
$16.00 |
$80,000 |
D/D |
5,000 |
225,042 |
2.39 |
- |
|
Patterson Mark Robert |
Director |
|
2016-05-25 |
4 |
B |
$18.70 |
$93,500 |
D/D |
5,000 |
220,042 |
2.39 |
- |
|
Hendrix Richard J |
President and CEO |
|
2016-05-24 |
4 |
A |
$19.41 |
$214 |
D/D |
11 |
284,778 |
|
- |
|
Strome William Frederick |
Director |
|
2016-05-24 |
4 |
A |
$19.42 |
$1,320 |
D/D |
68 |
14,156 |
|
- |
|
Hynes Thomas J Jr |
Director |
|
2016-05-24 |
4 |
A |
$19.42 |
$524 |
D/D |
27 |
28,708 |
|
- |
|
Wright Bradley J. |
EVP and CFO |
|
2016-05-05 |
4 |
D |
$18.62 |
$315,441 |
D/D |
(16,941) |
80,967 |
|
- |
|
Wright Bradley J. |
EVP and CFO |
|
2016-05-05 |
4 |
A |
$0.00 |
$0 |
D/D |
35,955 |
97,908 |
|
- |
|
Fishman Adam J |
Executive Vice President |
|
2016-05-05 |
4 |
D |
$18.62 |
$362,196 |
D/D |
(19,452) |
163,772 |
|
- |
|
Fishman Adam J |
Executive Vice President |
|
2016-05-05 |
4 |
A |
$0.00 |
$0 |
D/D |
35,955 |
183,224 |
|
- |
|
Slosser Kenneth P |
EVP - Head of Investment Banki |
|
2016-05-05 |
4 |
D |
$18.62 |
$340,783 |
D/D |
(18,302) |
138,478 |
|
- |
|
Slosser Kenneth P |
EVP - Head of Investment Banki |
|
2016-05-05 |
4 |
A |
$0.00 |
$0 |
D/D |
35,955 |
156,780 |
|
- |
|
Neuhauser James C |
Ex VP |
|
2016-05-05 |
4 |
D |
$18.62 |
$290,304 |
D/D |
(15,591) |
113,548 |
|
- |
|
Neuhauser James C |
Ex VP |
|
2016-05-05 |
4 |
A |
$0.00 |
$0 |
D/D |
30,629 |
129,139 |
|
- |
|
Hendrix Richard J |
President and CEO |
|
2016-05-05 |
4 |
D |
$18.62 |
$334,434 |
D/D |
(17,961) |
284,767 |
|
- |
|
Hendrix Richard J |
President and CEO |
|
2016-05-05 |
4 |
A |
$0.00 |
$0 |
D/D |
43,280 |
302,728 |
|
- |
|
Wright Bradley J. |
EVP and CFO |
|
2016-04-27 |
4 |
D |
$18,370.00 |
$27,793,810 |
D/D |
(1,513) |
61,953 |
|
- |
|
Fishman Adam J |
Executive Vice President |
|
2016-04-27 |
4 |
D |
$18.37 |
$82,830 |
D/D |
(4,509) |
147,269 |
|
- |
|
Fishman Adam J |
Executive Vice President |
|
2016-04-08 |
4 |
D |
$18.44 |
$183,681 |
D/D |
(9,961) |
151,778 |
|
- |
|
Fishman Adam J |
Executive Vice President |
|
2016-04-08 |
4 |
OE |
$18.28 |
$182,800 |
D/D |
10,000 |
161,739 |
|
- |
|
Wright Bradley J. |
EVP and CFO |
|
2016-04-08 |
4 |
D |
$1,844.00 |
$5,502,496 |
D/D |
(2,984) |
63,466 |
|
- |
|
Wright Bradley J. |
EVP and CFO |
|
2016-04-08 |
4 |
OE |
$18.28 |
$54,840 |
D/D |
3,000 |
66,450 |
|
- |
|
Strome William Frederick |
Director |
|
2016-03-01 |
4 |
A |
$17.83 |
$1,320 |
D/D |
74 |
14,088 |
|
- |
|
Hynes Thomas J Jr |
Director |
|
2016-03-01 |
4 |
A |
$17.83 |
$517 |
D/D |
29 |
28,681 |
|
- |
|
Hendrix Richard J |
President and CEO |
|
2016-03-01 |
4 |
A |
$17.83 |
$196 |
D/D |
11 |
259,055 |
|
- |
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156 Records found
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Page 3 of 7 |
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