ARES : Insider Transactions for Ares Management Lp

Company Profile Ares Management is a holding company. Through its subsidiaries, Co. is an alternative investment manager. Co.'s complementary investment groups include: Credit, which provides solutions for investors seeking to access a range of credit assets, including liquid credit, alternative credit products and direct lending products; Private Equity, which categorizes its investment activities into three strategies, Corporate Private Equity, Special Opportunities and Infrastructure and Power; Real Estate, which manages public and private equity and debt strategies; and Secondary Solutions, which invests in secondary markets across a range of alternative asset class strategies including private equity.

D/I:

D is for direct shares.
I is for indirect shares.

D/I refers to the Direct or Indirect shares traded vs. held.

Forms:

A Form 4 is a form filed by an insider to indicate a change in ownership.

A Form 3 is a form filed by an insider to indicate an initial ownership of a security.

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.

Actions:

B	Buy
S	Sell
OE	Option Exercised
A	Acquired
D	Disposed
AB	Automatic Buy
AS	Automatic Sell
IO	Initial Ownership

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Download both Transactions and Summary Data

Summary (Direct Transactions Only)	3 Months	6 Months	12 Months	24 Months
Total Shares Bought	0	0	10,000	11,234
Total Buy Value	$0	$0	$980,800	$1,081,605
Total People Bought	0	0	1	2
Total Buy Transactions	0	0	1	2
Total Shares Sold	2,588,342	6,439,851	8,132,434	11,794,824
Total Sell Value	$348,490,650	$853,470,725	$1,024,932,114	$1,326,784,996
Total People Sold	5	6	7	8
Total Sell Transactions	31	58	75	116
End Date	2024-03-24	2023-12-22	2023-06-23	2022-06-23

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Records found: 604

Page 14 of 25

Filer's Name

Relation Title

Off-Dir-10%

Tran. Date

Form

Action

Price

Mkt Value

D/I

Shares

Holdings

Rank

3m +/-

Form

Kaplan David B

Co-Founder & Co-Chair of PEG

• • –

2020-11-17

$45.00

$148,500

I/I

(3,300)

451,410

Rosenthal Bennett

Co-Founder & Co-Chair of PEG

• • –

2020-11-16

$44.55

$1,213,720

I/I

(27,244)

497,756

Mcferran Michael R

COO & CFO

• – –

2020-11-11

$0.00

D/D

125,000

806,240

Kaplan David B

Co-Founder & Co-Chair of PEG

• • –

2020-11-11

$45.25

$18,100

I/I

(400)

454,710

Berry Ryan

Chief Mktg. & Strategy Officer

• – –

2020-11-11

$0.00

D/D

125,000

663,140

Kaplan David B

Co-Founder & Co-Chair of PEG

• • –

2020-11-09

$45.08

$1,103,405

I/I

(24,471)

455,110

Kaplan David B

Co-Founder & Co-Chair of PEG

• • –

2020-11-06

$45.00

$45,000

I/I

(1,000)

479,581

Kaplan David B

Co-Founder & Co-Chair of PEG

• • –

2020-11-05

$45.03

$166,611

I/I

(3,700)

480,581

Kaplan David B

Co-Founder & Co-Chair of PEG

• • –

2020-11-03

$41.95

$4,096,134

I/I

(96,998)

484,281

Kaplan David B

Co-Founder & Co-Chair of PEG

• • –

2020-11-02

$42.38

$4,369,753

I/I

(103,002)

581,279

Mcferran Michael R

COO & CFO

• – –

2020-11-01

$42.30

$1,310,792

D/D

(30,988)

681,240

Berry Ryan

Chief Mktg. & Strategy Officer

• – –

2020-11-01

$42.30

$1,310,792

D/D

(30,988)

538,140

Rosenthal Bennett

Co-Founder & Co-Chair of PEG

• • –

2020-10-23

$44.47

$50,829

I/I

(1,143)

525,000

Kaplan David B

Co-Founder & Co-Chair of PEG

• • –

2020-10-23

$45.00

$13,500

I/I

(300)

684,281

Rosenthal Bennett

Co-Founder & Co-Chair of PEG

• • –

2020-10-22

$43.94

$1,064,608

I/I

(24,081)

526,143

Rosenthal Bennett

Co-Founder & Co-Chair of PEG

• • –

2020-10-21

$44.15

$1,089,845

I/I

(24,677)

550,224

Rosenthal Bennett

Co-Founder & Co-Chair of PEG

• • –

2020-10-20

$44.62

$1,277,158

I/I

(28,623)

574,901

Kaplan David B

Co-Founder & Co-Chair of PEG

• • –

2020-10-19

$45.11

$695,551

I/I

(15,419)

684,581

Rosenthal Bennett

Co-Founder & Co-Chair of PEG

• • –

2020-10-19

$44.78

$2,081,455

I/I

(46,476)

603,524

Kaplan David B

Co-Founder & Co-Chair of PEG

• • –

2020-10-02

$40.65

$2,664,710

I/I

(65,168)

700,000

Kaplan David B

Co-Founder & Co-Chair of PEG

• • –

2020-10-01

$40.43

$5,451,258

I/I

(134,832)

765,168

Arougheti Michael J

Co-Founder, CEO and President

• • –

2020-09-30

$40.50

$2,646,554

D/D

(65,347)

499,999

Kaplan David B

Co-Founder & Co-Chair of PEG

• • –

2020-09-29

$40.27

$317,932

I/I

(7,895)

900,000

Arougheti Michael J

Co-Founder, CEO and President

• • –

2020-09-29

$40.23

$4,370,909

D/D

(108,648)

565,346

Kaplan David B

Co-Founder & Co-Chair of PEG

• • –

2020-09-28

$40.53

$2,314,222

I/I

(57,099)

907,895

604 Records found	Previous 10 11 12 13 14 15 16 17 18 19 Next	Page 14 of 25

Transaction Code Key:				Ownership Code Key
B	- Buy	AB	- Automatic Buy	D	- Direct Ownership
S	- Sell	AS	- Automatic Sell	I	- Indirect Ownership
OE	- Options Exercised	A	- Acquired
IO	- Initital Ownership	D	- Disposed

Summary:

Chart:

3m +/-: