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|
Exchange: |
New York Stock Exchange |
Security
Type: |
Common |
Shares
Out: |
33,059,000 |
Market
Cap: |
999.37(M) |
Last
Volume: |
706,369 |
Avg
Vol: |
317,961 |
52
Week Range: |
$30.23 - $30.23 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
|
S&P SMALLCAP 600 |
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
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Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-03-28 |
2023-12-26 |
2023-06-27 |
2022-06-27 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Cheng Minder |
Director |
|
2015-10-01 |
4 |
A |
$13.25 |
$15,012 |
D/D |
1,133 |
75,728 |
|
- |
|
Ohara Maureen |
Director |
|
2015-10-01 |
4 |
A |
$13.25 |
$40,002 |
D/D |
3,019 |
134,580 |
|
- |
|
Bulone Angelo |
Managing Director & Controller |
|
2015-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
4,405 |
38,410 |
|
- |
|
Ohara Maureen |
Director |
|
2015-09-10 |
4/A |
A |
$13.50 |
$5,364 |
D/D |
397 |
131,560 |
|
- |
|
Wood Steven Sydney |
Director |
|
2015-09-10 |
4/A |
A |
$13.50 |
$1,388 |
D/D |
103 |
56,131 |
|
- |
|
Phaneuf Etienne |
Man. Director, CEO of Canada |
|
2015-09-10 |
4 |
A |
$13.50 |
$2,816 |
D/D |
209 |
52,443 |
|
- |
|
Phaneuf Etienne |
Man. Director, CEO of Canada |
|
2015-09-10 |
4 |
A |
$13.50 |
$2,816 |
D/D |
209 |
52,443 |
|
- |
|
Desanto Angelique |
Managing Dir,Gen Counsel & Sec |
|
2015-09-10 |
4 |
A |
$13.50 |
$267 |
D/D |
20 |
29,109 |
|
- |
|
Desanto Angelique |
Managing Dir,Gen Counsel & Sec |
|
2015-09-10 |
4 |
A |
$13.50 |
$267 |
D/D |
20 |
29,109 |
|
- |
|
Geyer William S. |
Managing Director |
|
2015-09-10 |
4 |
A |
$13.50 |
$1,628 |
D/D |
121 |
71,115 |
|
- |
|
Ohara Maureen |
Director |
|
2015-09-10 |
4 |
A |
$13.50 |
$5,379 |
D/D |
398 |
131,561 |
|
- |
|
Meitz David |
Managing Director |
|
2015-09-10 |
4 |
A |
$13.50 |
$2,448 |
D/D |
181 |
83,522 |
|
- |
|
Marrale Michael |
Managing Director |
|
2015-09-10 |
4 |
A |
$13.50 |
$2,709 |
D/D |
201 |
83,276 |
|
- |
|
Selway James P. Iii |
Managing Director |
|
2015-09-10 |
4 |
A |
$13.50 |
$2,912 |
D/D |
216 |
84,297 |
|
- |
|
Wood Steven Sydney |
Director |
|
2015-09-10 |
4 |
A |
$13.50 |
$1,392 |
D/D |
103 |
56,132 |
|
- |
|
Jones Timothy |
Director |
|
2015-09-10 |
4 |
A |
$13.50 |
$2,176 |
D/D |
161 |
58,231 |
|
- |
|
Domowitz Ian |
Managing Director |
|
2015-09-10 |
4 |
A |
$13.50 |
$2,375 |
D/D |
176 |
173,084 |
|
- |
|
Goldstein Peter A |
Head of Human Resources |
|
2015-09-10 |
4 |
A |
$13.50 |
$1,290 |
D/D |
96 |
42,444 |
|
- |
|
Vigliotti Steven R |
Managing Director and CFO |
|
2015-09-10 |
4 |
A |
$13.50 |
$3,320 |
D/D |
246 |
139,850 |
|
- |
|
Bulone Angelo |
Managing Director & Controller |
|
2015-09-10 |
4 |
A |
$13.50 |
$845 |
D/D |
63 |
34,005 |
|
- |
|
Bulone Angelo |
Managing Director & Controller |
|
2015-09-08 |
4 |
S |
$15.20 |
$38,973 |
D/D |
(2,564) |
33,943 |
|
- |
|
Cheng Minder |
Director |
|
2015-08-26 |
4 |
B |
$15.82 |
$94,920 |
D/D |
6,000 |
74,595 |
2.39 |
- |
|
Selway James P. Iii |
Managing Director |
|
2015-08-24 |
4 |
B |
$15.70 |
$19,625 |
D/D |
1,250 |
84,076 |
2.74 |
- |
|
Selway James P. Iii |
Managing Director |
|
2015-08-21 |
4 |
B |
$16.10 |
$20,125 |
D/D |
1,250 |
82,826 |
2.74 |
- |
|
Millet T Kelley |
Director |
|
2015-08-19 |
4 |
B |
$17.11 |
$17,110 |
D/D |
1,000 |
10,640 |
2.39 |
- |
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539 Records found
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Page 15 of 22 |
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