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Exchange: |
Over The Counter |
Security
Type: |
Common |
Shares
Out: |
38,770,000 |
Market
Cap: |
443.92(M) |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$9.71 - $12.61 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : 8.7 |
Insider 3/6 Months : 9.3 |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile PennantPark Floating Rate Capital is a closed-end, externally managed, non-diversified investment company. Co.'s objectives is to generate both current income and capital appreciation while seeking to preserve capital by investing primarily in loans bearing a variable-rate of interest, or Floating Rate Loans, and other investments made to U.S. middle-market companies.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
14,370 |
14,370 |
14,370 |
Total Buy Value |
$0 |
$162,891 |
$162,891 |
$162,891 |
Total People Bought |
0 |
2 |
2 |
2 |
Total Buy Transactions |
0 |
4 |
4 |
4 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-06-27 |
2024-03-26 |
2023-09-26 |
2022-09-26 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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|
3m +/- |
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|
Form |
Katz Samuel L |
Director |
|
2019-09-04 |
4 |
B |
$11.42 |
$285,408 |
D/D |
25,000 |
191,800 |
2.39 |
- |
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Penn Arthur H |
Chairman and CEOInvestment Adv |
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2019-08-15 |
4 |
B |
$11.55 |
$92,383 |
I/I |
8,000 |
253,209 |
2.66 |
- |
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Penn Arthur H |
Chairman and CEOInvestment Adv |
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2019-08-13 |
4 |
B |
$11.73 |
$117,343 |
I/I |
10,000 |
245,209 |
2.66 |
- |
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Penn Arthur H |
Chairman and CEOInvestment Adv |
|
2019-08-12 |
4 |
B |
$11.57 |
$92,523 |
I/I |
8,000 |
235,209 |
2.66 |
- |
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Penn Arthur H |
Chairman and CEOInvestment Adv |
|
2019-08-09 |
4 |
B |
$11.66 |
$104,951 |
I/I |
9,000 |
227,209 |
2.66 |
- |
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Efrat Aviv |
CFO |
|
2019-05-17 |
4 |
B |
$12.05 |
$98,817 |
D/D |
8,200 |
45,150 |
2.74 |
- |
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Penn Arthur H |
Chairman and CEOInvestment Adv |
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2019-05-15 |
4 |
B |
$12.09 |
$114,839 |
I/I |
9,500 |
218,209 |
2.66 |
- |
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Efrat Aviv |
CFO |
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2019-05-14 |
4 |
B |
$12.05 |
$98,817 |
D/D |
8,200 |
36,950 |
2.74 |
- |
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Penn Arthur H |
Chairman and CEOInvestment Adv |
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2019-05-14 |
4 |
B |
$12.08 |
$96,673 |
I/I |
8,000 |
208,709 |
2.66 |
- |
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Katz Samuel L |
Director |
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2019-05-13 |
4 |
B |
$12.11 |
$241,021 |
D/D |
19,900 |
166,800 |
2.39 |
- |
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Penn Arthur H |
Chairman and CEOInvestment Adv |
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2019-05-13 |
4 |
B |
$12.10 |
$84,666 |
I/I |
7,000 |
200,709 |
2.66 |
- |
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Katz Samuel L |
Director |
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2019-05-10 |
4 |
B |
$12.20 |
$1,220 |
D/D |
100 |
146,900 |
2.31 |
- |
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Penn Arthur H |
Chairman and CEOInvestment Adv |
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2019-05-10 |
4 |
B |
$12.15 |
$109,326 |
I/I |
9,000 |
193,709 |
2.66 |
- |
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Katz Samuel L |
Director |
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2018-02-26 |
4 |
B |
$12.64 |
$214,858 |
D/D |
17,000 |
136,800 |
2.39 |
- |
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Penn Arthur H |
Chairman and CEOInvestment Adv |
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2018-02-15 |
4 |
B |
$12.81 |
$108,885 |
I/I |
8,500 |
184,709 |
2.66 |
- |
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Penn Arthur H |
Chairman and CEOInvestment Adv |
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2018-02-14 |
4 |
B |
$12.98 |
$116,839 |
I/I |
9,000 |
176,209 |
2.66 |
- |
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Penn Arthur H |
Chairman and CEOInvestment Adv |
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2018-02-13 |
4 |
B |
$12.81 |
$102,451 |
I/I |
8,000 |
167,209 |
2.66 |
- |
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Penn Arthur H |
Chairman and CEOInvestment Adv |
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2018-02-12 |
4 |
B |
$12.57 |
$125,664 |
I/I |
10,000 |
159,209 |
2.66 |
- |
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Katz Samuel L |
Director |
|
2016-02-11 |
4 |
B |
$10.50 |
$43,482 |
D/D |
4,140 |
119,800 |
2.39 |
- |
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Katz Samuel L |
Director |
|
2016-02-09 |
4 |
B |
$10.52 |
$61,632 |
D/D |
5,860 |
115,660 |
2.39 |
- |
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Flug Jeffrey |
Director |
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2015-11-23 |
4 |
B |
$11.60 |
$5,800 |
D/D |
500 |
3,500 |
2.39 |
- |
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Katz Samuel L |
Director |
|
2015-09-04 |
4 |
B |
$12.23 |
$244,638 |
D/D |
20,000 |
109,800 |
2.39 |
- |
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Flug Jeffrey |
Director |
|
2015-09-01 |
4 |
B |
$11.58 |
$17,370 |
D/D |
1,500 |
3,000 |
2.39 |
- |
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Flug Jeffrey |
Director |
|
2015-09-01 |
4 |
B |
$12.14 |
$18,214 |
D/D |
1,500 |
1,500 |
2.39 |
- |
|
Flug Jeffrey |
Director |
|
2015-08-31 |
4 |
B |
$12.10 |
$72,629 |
I/I |
6,000 |
12,000 |
2.1 |
- |
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57 Records found
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Page 2 of 3 |
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