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|
Exchange: |
OTC Bulletin Board |
Security
Type: |
Common |
Shares
Out: |
12,438,000 |
Market
Cap: |
40.42(M) |
Last
Volume: |
105,969 |
Avg
Vol: |
105,673 |
52
Week Range: |
$3.2501 - $3.2501 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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D/I:
|
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-06-27 |
2024-03-26 |
2023-09-26 |
2022-09-26 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Mullen Michael A |
CEO and Chairman of the Board |
|
2020-03-11 |
4 |
B |
$2.14 |
$74,855 |
D/D |
35,000 |
298,593 |
2.81 |
- |
|
Mullen Michael A |
CEO and Chairman of the Board |
|
2020-02-21 |
4 |
D |
$2.53 |
$67,146 |
D/D |
(26,540) |
263,593 |
|
- |
|
Singer Michael Evan |
Director |
|
2020-02-21 |
4 |
A |
$2.86 |
$31,967 |
D/D |
11,191 |
33,397 |
|
- |
|
Creagh Barbara |
Director |
|
2020-02-13 |
4 |
OE |
$0.00 |
$0 |
D/D |
16,667 |
16,667 |
|
- |
|
Fagenson Robert B |
Director |
|
2020-02-13 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,160 |
407,010 |
|
- |
|
Hume Daniel |
Director |
|
2020-02-13 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,160 |
62,151 |
|
- |
|
Gary Jeff |
Director |
|
2020-02-13 |
4 |
OE |
$0.00 |
$0 |
D/D |
16,667 |
16,667 |
|
- |
|
Singer Michael Evan |
Director |
|
2020-02-12 |
4 |
OE |
$0.00 |
$0 |
D/D |
28,496 |
44,588 |
|
- |
|
Fagenson Robert B |
Director |
|
2020-02-12 |
4 |
OE |
$0.00 |
$0 |
D/D |
28,496 |
401,850 |
|
- |
|
Hume Daniel |
Director |
|
2020-02-12 |
4 |
OE |
$0.00 |
$0 |
D/D |
28,496 |
56,991 |
|
- |
|
Mullen Michael A |
CEO and Chairman of the Board |
|
2020-01-03 |
4 |
OE |
$0.00 |
$0 |
D/D |
78,125 |
290,133 |
|
- |
|
Desena John C. |
Chief Operating Officer |
|
2019-12-23 |
4 |
D |
$2.66 |
$20,176 |
D/D |
(7,585) |
42,567 |
|
- |
|
Worman Glenn C. |
President and CFO |
|
2019-12-23 |
4 |
D |
$2.66 |
$33,625 |
D/D |
(12,641) |
67,175 |
|
- |
|
Mullen Michael A |
CEO and Chairman of the Board |
|
2019-12-23 |
4 |
D |
$2.66 |
$48,420 |
D/D |
(18,203) |
212,008 |
|
- |
|
Worman Glenn C. |
President and CFO |
|
2019-11-01 |
4 |
OE |
$0.00 |
$0 |
D/D |
37,212 |
79,816 |
|
- |
|
Mullen Michael A |
CEO and Chairman of the Board |
|
2019-11-01 |
4 |
OE |
$0.00 |
$0 |
D/D |
53,585 |
230,211 |
|
- |
|
Desena John C. |
Chief Operating Officer |
|
2019-11-01 |
4 |
OE |
$0.00 |
$0 |
D/D |
22,327 |
50,152 |
|
- |
|
Worman Glenn C. |
President and CFO |
|
2019-08-23 |
4 |
D |
$2.79 |
$14,809 |
D/D |
(5,308) |
42,604 |
|
- |
|
Desena John C. |
Chief Operating Officer |
|
2019-08-23 |
4 |
D |
$2.79 |
$8,886 |
D/D |
(3,185) |
27,825 |
|
- |
|
Desena John C. |
Chief Operating Officer |
|
2019-07-19 |
4 |
OE |
$0.00 |
$0 |
D/D |
9,375 |
31,010 |
|
- |
|
Worman Glenn C. |
President and CFO |
|
2019-07-19 |
4 |
OE |
$0.00 |
$0 |
D/D |
15,625 |
47,912 |
|
- |
|
Michas Athanassios |
Director |
|
2019-06-27 |
4 |
OE |
$0.00 |
$0 |
D/D |
16,667 |
16,667 |
|
- |
|
Worman Glenn C. |
President and CFO |
|
2019-05-30 |
4 |
D |
$2.91 |
$22,596 |
D/D |
(7,765) |
32,287 |
|
- |
|
Mullen Michael A |
CEO and Chairman of the Board |
|
2019-05-30 |
4 |
D |
$2.91 |
$40,673 |
D/D |
(13,977) |
176,626 |
|
- |
|
Desena John C. |
Chief Operating Officer |
|
2019-05-30 |
4 |
D |
$2.91 |
$16,948 |
D/D |
(5,824) |
21,635 |
|
- |
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146 Records found
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Page 3 of 6 |
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