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Exchange: |
Nasdaq Small Cap |
Security
Type: |
Mutual Fund |
Shares
Out: |
7,054,000 |
Market
Cap: |
16.43(M) |
Last
Volume: |
155,329 |
Avg
Vol: |
36,148 |
52
Week Range: |
$2.25 - $4.06 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Foreign |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile The Herzfeld Caribbean Basin Fund is a closed-end management investment company. The Fund's investment objective is to obtain long-term capital appreciation by investing primarily in equity and equity-linked securities of public and private companies, including United States-based companies: whose securities are traded on a stock exchange in a Caribbean Basin Country; or that have at least 50% of the value of their assets in a Caribbean Basin Country; or that derive at least 50% of their total revenue from operations in a Caribbean Basin Country. Under normal conditions, the Fund invests at least 80% of its total assets in equity and equity-linked securities of Caribbean Basin Countries.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
1,000 |
Total Buy Value |
$0 |
$0 |
$0 |
$3,850 |
Total People Bought |
0 |
0 |
0 |
1 |
Total Buy Transactions |
0 |
0 |
0 |
1 |
Total Shares Sold |
0 |
0 |
0 |
105,963 |
Total Sell Value |
$0 |
$0 |
$0 |
$527,939 |
Total People Sold |
0 |
0 |
0 |
3 |
Total Sell Transactions |
0 |
0 |
0 |
3 |
End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Gondor Cecilia L |
Director |
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2024-05-10 |
4 |
A |
$2.41 |
$3,925 |
D/D |
1,631 |
40,235 |
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- |
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Gelety John A |
Director |
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2024-05-10 |
4 |
A |
$2.41 |
$777 |
D/D |
323 |
6,082 |
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- |
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Herzfeld Thomas J |
Director |
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2024-05-10 |
4 |
A |
$2.41 |
$148,113 |
D/D |
61,542 |
1,517,611 |
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- |
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Paylor Ryan M |
Portfolio Manager |
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2024-05-10 |
4 |
A |
$2.41 |
$2,525 |
D/D |
1,049 |
23,756 |
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- |
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Lieff Ann S |
Director |
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2024-05-10 |
4 |
A |
$2.41 |
$4,404 |
D/D |
1,830 |
34,364 |
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- |
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Herzfeld Erik Marvin |
PresidentPortfolio Manager |
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2024-05-10 |
4 |
A |
$2.41 |
$41,386 |
D/D |
17,196 |
424,077 |
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- |
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Tatum Kay W |
Director |
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2024-05-10 |
4 |
A |
$2.41 |
$469 |
D/D |
195 |
4,821 |
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- |
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Paylor Ryan M |
Portfolio Manager |
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2024-04-12 |
4 |
A |
$2.46 |
$9,970 |
D/D |
4,053 |
22,706 |
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- |
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Gelety John A |
Director |
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2024-03-19 |
4/A |
D |
$3.38 |
$3,072 |
D/D |
(908) |
5,759 |
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- |
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Paylor Ryan M |
Portfolio Manager |
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2024-03-19 |
4/A |
D |
$3.38 |
$9,944 |
D/D |
(2,939) |
18,653 |
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- |
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Herzfeld Thomas J |
Portfolio Manager |
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2024-03-19 |
4/A |
D |
$3.38 |
$776,461 |
D/D |
(229,498) |
1,456,069 |
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- |
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Herzfeld Erik Marvin |
PresidentPortfolio Manager |
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2024-03-19 |
4/A |
D |
$3.38 |
$216,974 |
D/D |
(64,131) |
406,881 |
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- |
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Herzfeld Erik Marvin |
PresidentPortfolio Manager |
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2024-03-19 |
4 |
D |
$3.38 |
$216,565 |
D/D |
(64,010) |
407,002 |
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- |
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Gelety John A |
Director |
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2024-03-19 |
4 |
D |
$3.38 |
$3,065 |
D/D |
(906) |
5,760 |
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- |
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Paylor Ryan M |
Portfolio Manager |
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2024-03-19 |
4 |
D |
$3.38 |
$9,927 |
D/D |
(2,934) |
18,657 |
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- |
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Herzfeld Thomas J |
Portfolio Manager |
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2024-03-19 |
4 |
D |
$3.38 |
$775,006 |
D/D |
(229,068) |
1,456,498 |
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- |
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Gelety John A |
Director |
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2024-01-31 |
4 |
A |
$2.63 |
$856 |
D/D |
325 |
6,667 |
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- |
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Tatum Kay W |
Director |
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2024-01-31 |
4 |
A |
$2.63 |
$450 |
D/D |
171 |
4,626 |
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- |
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Lieff Ann S |
Director |
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2024-01-31 |
4 |
A |
$2.63 |
$4,187 |
D/D |
1,590 |
32,534 |
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- |
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Herzfeld Thomas J |
Director |
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2024-01-31 |
4 |
A |
$2.63 |
$173,267 |
D/D |
65,791 |
1,685,567 |
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- |
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Herzfeld Erik Marvin |
President |
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2024-01-31 |
4 |
A |
$2.63 |
$46,006 |
D/D |
17,469 |
471,013 |
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- |
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Paylor Ryan M |
Portfolio Manager |
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2024-01-31 |
4 |
A |
$2.63 |
$2,778 |
D/D |
1,055 |
21,592 |
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- |
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Gondor Cecilia L |
Director |
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2024-01-31 |
4 |
A |
$2.63 |
$3,769 |
D/D |
1,431 |
38,604 |
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- |
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Herzfeld Thomas J |
Director |
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2023-12-18 |
4/A |
OE |
$2.31 |
$965,843 |
D/D |
418,114 |
1,619,776 |
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- |
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Herzfeld Erik Marvin |
President |
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2023-12-18 |
4 |
OE |
$2.31 |
$263,421 |
D/D |
114,035 |
453,544 |
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259 Records found
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Page 1 of 11 |
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