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|
Exchange: |
New York Stock Exchange |
Security
Type: |
Common |
Shares
Out: |
40,900,000 |
Market
Cap: |
N/A |
Last
Volume: |
99,093 |
Avg
Vol: |
44,605 |
52
Week Range: |
$3.81 - $3.81 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
|
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
|
S&P SMALLCAP 600 |
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Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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D/I:
|
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) ![](../../images/information.jpg) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-03-24 |
2023-12-22 |
2023-06-23 |
2022-06-23 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Robbins Stuart M |
Director |
|
2011-06-28 |
4 |
D |
$0.00 |
$0 |
I/I |
(5,000) |
0 |
|
- |
|
Robbins Stuart M |
Director |
|
2011-06-28 |
4 |
D |
$0.00 |
$0 |
D/D |
(50,032) |
0 |
|
- |
|
Kiernan Donald E |
Director |
|
2011-06-28 |
4 |
D |
$0.00 |
$0 |
D/D |
(70,371) |
0 |
|
- |
|
Gray Stephen H |
General Counsel, Secretary |
|
2011-06-28 |
4 |
D |
$0.00 |
$0 |
D/D |
(11,391) |
0 |
|
- |
|
Courage Katherine Dietze |
Director |
|
2011-06-28 |
4 |
D |
$0.00 |
$0 |
D/D |
(48,127) |
0 |
|
- |
|
Burke William J III |
Chief Operating Officer |
|
2011-06-28 |
4 |
D |
$0.00 |
$0 |
I/I |
(59,800) |
0 |
|
- |
|
Burke William J III |
Chief Operating Officer |
|
2011-06-28 |
4 |
D |
$0.00 |
$0 |
D/D |
(572,869) |
0 |
|
- |
|
Labranche George M L Iv |
Chairman, CEO & President |
|
2011-06-28 |
4 |
D |
$0.00 |
$0 |
I/I |
(1,300,000) |
0 |
|
- |
|
Labranche George M L Iv |
Chairman, CEO & President |
|
2011-06-28 |
4 |
D |
$0.00 |
$0 |
D/D |
(1,701,094) |
0 |
|
- |
|
Mccutcheon Jeffrey A |
SVP and CFO |
|
2011-06-28 |
4 |
D |
$0.00 |
$0 |
D/D |
(20,235) |
0 |
|
- |
|
Hayward Alfred O Jr |
EVP; CEO of LaBranche & Co LLC |
|
2011-06-28 |
4 |
D |
$0.00 |
$0 |
D/D |
(1,489,675) |
0 |
|
- |
|
Kiernan Donald E |
Director |
|
2010-06-03 |
4 |
A |
$0.00 |
$0 |
D/D |
21,626 |
70,371 |
|
- |
|
Robbins Stuart M |
Director |
|
2010-06-03 |
4 |
A |
$0.00 |
$0 |
D/D |
22,491 |
50,032 |
|
- |
|
Courage Katherine Dietze |
Director |
|
2010-06-03 |
4 |
A |
$0.00 |
$0 |
D/D |
21,626 |
48,127 |
|
- |
|
Labranche George M L Iv |
Chairman, CEO & President |
|
2010-03-01 |
4 |
S |
$4.60 |
$460,000 |
I/I |
(100,000) |
1,300,000 |
|
- |
|
Labranche George M L Iv |
Chairman, CEO & President |
|
2010-03-01 |
4 |
S |
$4.60 |
$1,840,000 |
D/D |
(400,000) |
1,701,094 |
|
- |
|
Mccutcheon Jeffrey A |
SVP and CFO |
|
2010-01-22 |
4 |
D |
$4.25 |
$6,141 |
D/D |
(1,445) |
20,235 |
|
- |
|
Gray Stephen H |
General Counsel, Secretary |
|
2010-01-22 |
4 |
D |
$4.25 |
$4,633 |
D/D |
(1,090) |
11,391 |
|
- |
|
Mccutcheon Jeffrey A |
SVP and CFO |
|
2010-01-19 |
4 |
OE |
$4.27 |
$14,232 |
D/D |
3,333 |
21,680 |
|
- |
|
Gray Stephen H |
General Counsel, Secretary |
|
2010-01-19 |
4 |
OE |
$4.27 |
$10,675 |
D/D |
2,500 |
12,481 |
|
- |
|
Robbins Stuart M |
Director |
|
2009-03-17 |
4 |
A |
$0.00 |
$0 |
D/D |
12,632 |
27,541 |
|
- |
|
Courage Katherine Dietze |
Director |
|
2009-03-17 |
4 |
A |
$0.00 |
$0 |
D/D |
12,058 |
26,501 |
|
- |
|
Kiernan Donald E |
Director |
|
2009-03-17 |
4 |
A |
$0.00 |
$0 |
D/D |
11,484 |
48,745 |
|
- |
|
Gray Stephen H |
General Counsel, Secretary |
|
2009-01-26 |
4 |
D |
$6.18 |
$9,523 |
D/D |
(1,541) |
9,981 |
|
- |
|
Burke William J III |
Chief Operating Officer |
|
2009-01-20 |
4 |
OE |
$4.83 |
$8,853 |
D/D |
1,833 |
572,869 |
|
- |
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80 Records found
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Page 1 of 4 |
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