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|
Exchange: |
Nasdaq Small Cap |
Security
Type: |
Common |
Shares
Out: |
23,365,000 |
Market
Cap: |
N/A |
Last
Volume: |
99,787 |
Avg
Vol: |
45,284 |
52
Week Range: |
$27.99 - $27.99 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Asset Management |
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Member Indexes:
|
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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D/I:
|
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Pearl David N |
Executive Vice President |
|
2010-08-03 |
4 |
D |
$12.36 |
$59,884 |
D/D |
(4,845) |
388,364 |
|
- |
|
Pearl David N |
Executive Vice President |
|
2010-08-03 |
4 |
AS |
$12.48 |
$167,232 |
D/D |
(13,400) |
393,209 |
|
- |
|
Taussig Timothy T |
Chief Operating Officer |
|
2010-08-03 |
4 |
D |
$12.36 |
$54,891 |
D/D |
(4,441) |
729,078 |
|
- |
|
Priest William W |
Chief Executive Officer |
|
2010-08-03 |
4 |
D |
$12.36 |
$47,104 |
D/D |
(3,811) |
2,053,930 |
|
- |
|
Pearl David N |
Executive Vice President |
|
2010-08-02 |
4 |
AS |
$12.53 |
$281,813 |
D/D |
(22,500) |
406,609 |
|
- |
|
Clark J Philip |
Executive Vice President |
|
2010-08-02 |
4 |
AS |
$12.54 |
$253,308 |
I/I |
(20,200) |
1,095,232 |
|
- |
|
Pearl David N |
Executive Vice President |
|
2010-07-29 |
4 |
AS |
$12.47 |
$31,178 |
D/D |
(2,500) |
429,109 |
|
- |
|
Priest William W |
Chief Executive Officer |
|
2010-07-29 |
4 |
AS |
$12.40 |
$47,120 |
D/D |
(3,800) |
2,057,741 |
|
- |
|
Priest William W |
Chief Executive Officer |
|
2010-07-28 |
4 |
AS |
$12.40 |
$11,160 |
D/D |
(900) |
2,061,541 |
|
- |
|
Priest William W |
Chief Executive Officer |
|
2010-07-27 |
4 |
AS |
$12.40 |
$264,120 |
D/D |
(21,300) |
2,062,441 |
|
- |
|
Priest William W |
Chief Executive Officer |
|
2010-07-26 |
4 |
AS |
$12.40 |
$223,200 |
D/D |
(18,000) |
2,083,741 |
|
- |
|
Priest William W |
Chief Executive Officer |
|
2010-07-23 |
4 |
AS |
$12.40 |
$60,760 |
D/D |
(4,900) |
2,101,741 |
|
- |
|
Priest William W |
Chief Executive Officer |
|
2010-07-06 |
4 |
AS |
$12.40 |
$13,640 |
D/D |
(1,100) |
2,106,641 |
|
- |
|
Tessler Allan R |
Chairman of the Board |
|
2010-07-01 |
4/A |
A |
$12.59 |
$60,003 |
D/D |
4,766 |
274,068 |
|
- |
|
Cecil John L |
Director |
|
2010-07-01 |
4 |
A |
$12.59 |
$80,009 |
D/D |
6,355 |
10,016 |
|
- |
|
Berenson Jeffrey L |
Director |
|
2010-07-01 |
4 |
A |
$12.59 |
$65,002 |
D/D |
5,163 |
1,667,126 |
|
- |
|
Clark J Philip |
Executive Vice President |
|
2010-07-01 |
4 |
AS |
$12.04 |
$602,000 |
I/I |
(50,000) |
1,115,432 |
|
- |
|
Arzac Enrique R |
Director |
|
2010-07-01 |
4 |
A |
$12.59 |
$80,009 |
D/D |
6,355 |
54,911 |
|
- |
|
Flaherty Peter A |
Director |
|
2010-07-01 |
4 |
A |
$12.59 |
$80,009 |
D/D |
6,355 |
69,867 |
|
- |
|
Tessler Allan R |
Chairman of the Board |
|
2010-07-01 |
4 |
A |
$12.59 |
$60,003 |
D/D |
4,766 |
274,068 |
|
- |
|
Borak Adam |
Chief Financial Officer |
|
2010-06-28 |
4 |
AS |
$12.76 |
$95,693 |
D/D |
(7,500) |
79,314 |
|
- |
|
Borak Adam |
Chief Financial Officer |
|
2010-06-25 |
4 |
AS |
$12.78 |
$31,938 |
D/D |
(2,500) |
86,814 |
|
- |
|
Priest William W |
Chief Executive Officer |
|
2010-06-21 |
4 |
GD |
$0.00 |
$0 |
D/D |
850 |
2,107,741 |
|
- |
|
Pearl David N |
Executive Vice President |
|
2010-06-18 |
4 |
GD |
$0.00 |
$0 |
D/D |
2,000 |
431,609 |
|
- |
|
Clark J Philip |
Executive Vice President |
|
2010-06-17 |
4 |
GD |
$0.00 |
$0 |
I/I |
12,000 |
1,165,432 |
|
- |
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552 Records found
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Page 10 of 23 |
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