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| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
18,620,000 |
| Market
Cap: |
477.79(M) |
| Last
Volume: |
195,094 |
Avg
Vol: |
221,237 |
| 52
Week Range: |
$18.86 - $27.2 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
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Rankings:
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| Insider 3 Months : 9.7 |
| Insider 6 Months : 9.7 |
| Insider 3/6 Months : 19.5 |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Capital Southwest is an internally managed closed-end, non-diversified investment company. Co.'s investment objective is to produce risk-adjusted returns by generating current income from its debt investments and capital appreciation from its equity and equity related investments.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
10,289 |
10,289 |
11,289 |
12,799 |
| Total Buy Value |
$265,728 |
$265,728 |
$288,208 |
$317,221 |
| Total People Bought |
3 |
3 |
3 |
3 |
| Total Buy Transactions |
4 |
4 |
6 |
9 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-28 |
2023-12-26 |
2023-06-27 |
2022-06-27 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
| 3m +/- |
|
|
Form |
  Ashbaugh William M |
Senior Vice President |
• – – |
2006-11-01 |
4 |
A |
$95.62 |
$13,578 |
I/I |
142 |
649 |
|
- |
|
| Ligon Samuel B |
Director |
– • – |
2006-10-30 |
4 |
B |
$120.00 |
$120,000 |
D/D |
1,000 |
3,000 |
2.39 |
- |
|
| Thomas William R Iii |
|
– – – |
2006-07-17 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
37,974 |
|
- |
|
| Thomas William R |
President & CEO |
• • • |
2006-07-17 |
4 |
D |
$0.00 |
$0 |
I/I |
(37,974) |
37,974 |
|
- |
|
| Burton Donald W |
Director |
– • – |
2006-07-17 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
13,575 |
|
- |
|
| Hamner Patrick F |
Senior Vice President* |
• – – |
2006-06-09 |
4 |
S |
$96.89 |
$775,120 |
D/D |
(8,000) |
33,800 |
|
- |
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| Hamner Patrick F |
Senior Vice President* |
• – – |
2006-06-09 |
4 |
OE |
$65.00 |
$520,000 |
D/D |
8,000 |
41,800 |
|
- |
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| Henderson Graeme W |
Director |
– • – |
2006-06-05 |
4 |
B |
$99.90 |
$20,080 |
D/D |
201 |
6,500 |
2.39 |
- |
|
| Henderson Graeme W |
Director |
– • – |
2006-06-02 |
4 |
B |
$99.82 |
$169,594 |
D/D |
1,699 |
6,299 |
2.39 |
- |
|
| Henderson Graeme W |
Director |
– • – |
2006-05-23 |
4 |
B |
$98.00 |
$21,266 |
D/D |
217 |
4,600 |
2.39 |
- |
|
| Henderson Graeme W |
Director |
– • – |
2006-05-19 |
4 |
B |
$95.00 |
$26,885 |
D/D |
283 |
4,383 |
2.39 |
- |
|
| Ligon Samuel B |
Director |
– • – |
2006-05-03 |
4 |
B |
$96.73 |
$96,730 |
D/D |
1,000 |
2,000 |
2.39 |
- |
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| Martin Gary L |
Vice President |
• • – |
2006-03-02 |
4 |
S |
$98.00 |
$13,916 |
D/D |
(142) |
85,923 |
|
- |
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| Martin Gary L |
Vice President |
• • – |
2006-03-01 |
4 |
S |
$98.00 |
$17,640 |
D/D |
(180) |
86,065 |
|
- |
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| Hodgson Susan K |
Secretary-Treasurer |
• – – |
2006-03-01 |
4 |
OE |
$65.00 |
$208,000 |
D/D |
3,200 |
3,259 |
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- |
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| Martin Gary L |
Vice President |
• • – |
2006-02-27 |
4 |
S |
$98.00 |
$17,444 |
D/D |
(178) |
86,245 |
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- |
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| Martin Gary L |
Vice President |
• • – |
2006-02-15 |
4 |
S |
$96.00 |
$288,491 |
D/D |
(3,000) |
86,423 |
|
- |
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| Wilson John H |
Director |
– • – |
2006-02-02 |
4 |
B |
$93.50 |
$46,750 |
D/D |
500 |
2,000 |
2.39 |
- |
|
| Wilson John H |
Director |
– • – |
2006-02-01 |
4 |
B |
$94.50 |
$47,250 |
D/D |
500 |
1,500 |
2.39 |
- |
|
| Henderson Graeme W |
officerTitle |
– • – |
2005-12-19 |
4 |
GD |
$90.00 |
$54,000 |
D/D |
600 |
4,100 |
|
- |
|
| Henderson Graeme W |
officerTitle |
– • – |
2005-12-05 |
4 |
A |
$91.80 |
$45,900 |
D/D |
500 |
4,700 |
|
- |
|
| Henderson Graeme W |
officerTitle |
– • – |
2005-12-05 |
4 |
D |
$91.80 |
$45,900 |
I/I |
(500) |
0 |
|
- |
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| Peterson Jeffrey G |
Vice President |
• – – |
2005-11-09 |
4 |
A |
$82.41 |
$16,564 |
I/I |
201 |
351 |
|
- |
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| Martin Gary L |
Vice President |
• • – |
2005-11-09 |
4 |
A |
$79.10 |
$21,832 |
I/I |
276 |
4,480 |
|
- |
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| Hodgson Susan K |
Secretary-Treasurer |
• – – |
2005-11-09 |
4 |
A |
$82.41 |
$13,350 |
I/I |
162 |
917 |
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- |
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515 Records found
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Page 19 of 21 |
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