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|
Exchange: |
Nasdaq Small Cap |
Security
Type: |
Common |
Shares
Out: |
23,365,000 |
Market
Cap: |
N/A |
Last
Volume: |
99,787 |
Avg
Vol: |
45,284 |
52
Week Range: |
$27.99 - $27.99 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Asset Management |
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Member Indexes:
|
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
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Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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D/I:
|
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Borak Adam |
Chief Financial Officer |
|
2012-12-20 |
4 |
OE |
$6.17 |
$240,247 |
D/D |
38,938 |
105,820 |
|
- |
|
Flaherty Peter A |
Director |
|
2012-12-18 |
4 |
D |
$0.00 |
$0 |
D/D |
(18,650) |
59,330 |
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- |
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Pearl David N |
Executive Vice President |
|
2012-12-17 |
4 |
OE |
$6.17 |
$228,993 |
D/D |
37,114 |
330,713 |
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- |
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Taussig Timothy T |
Chief Operating Officer |
|
2012-12-17 |
4 |
D |
$0.00 |
$0 |
I/I |
(105,872) |
221,440 |
|
- |
|
Taussig Timothy T |
Chief Operating Officer |
|
2012-12-17 |
4 |
A |
$0.00 |
$0 |
D/D |
105,872 |
416,562 |
|
- |
|
Priest William W |
Chief Executive Officer |
|
2012-12-17 |
4 |
S |
$27.79 |
$6,947,500 |
D/D |
(250,000) |
1,325,284 |
|
- |
|
Berenson Jeffrey L |
Director |
|
2012-12-14 |
4 |
D |
$0.00 |
$0 |
D/D |
(1,066,740) |
2,671 |
|
- |
|
Berenson Jeffrey L |
Director |
|
2012-12-11 |
4 |
S |
$27.75 |
$5,550,000 |
D/D |
(200,000) |
1,069,411 |
|
- |
|
Berenson Jeffrey L |
Director |
|
2012-12-10 |
4 |
S |
$27.75 |
$11,100,000 |
D/D |
(400,000) |
1,269,411 |
|
- |
|
Borak Adam |
Chief Financial Officer |
|
2012-09-25 |
4 |
S |
$23.41 |
$53,843 |
D/D |
(2,300) |
66,882 |
|
- |
|
Borak Adam |
Chief Financial Officer |
|
2012-09-25 |
4 |
OE |
$6.17 |
$14,191 |
D/D |
2,300 |
69,182 |
|
- |
|
Pearl David N |
Executive Vice President |
|
2012-09-24 |
4 |
GA |
$0.00 |
$0 |
I/I |
3,500 |
14,900 |
|
- |
|
Pearl David N |
Executive Vice President |
|
2012-09-24 |
4 |
GD |
$0.00 |
$0 |
D/D |
3,500 |
293,599 |
|
- |
|
Priest William W |
Chief Executive Officer |
|
2012-07-19 |
4 |
AS |
$24.52 |
$1,422 |
I/I |
(58) |
528,703 |
|
- |
|
Priest William W |
Chief Executive Officer |
|
2012-07-18 |
4 |
AS |
$24.50 |
$51,842 |
I/I |
(2,116) |
528,761 |
|
- |
|
Priest William W |
Chief Executive Officer |
|
2012-07-17 |
4 |
AS |
$24.51 |
$91,251 |
I/I |
(3,723) |
530,877 |
|
- |
|
Tessler Allan R |
Chairman of the Board |
|
2012-07-13 |
4 |
S |
$24.01 |
$16,303 |
I/I |
(679) |
300,962 |
|
- |
|
Tessler Allan R |
Chairman of the Board |
|
2012-07-13 |
4 |
S |
$24.01 |
$16,303 |
D/D |
(679) |
257,645 |
|
- |
|
Taussig Timothy T |
Chief Operating Officer |
|
2012-07-13 |
4 |
S |
$23.85 |
$218,490 |
D/D |
(9,161) |
310,690 |
|
- |
|
Taussig Timothy T |
Chief Operating Officer |
|
2012-07-13 |
4 |
OE |
$6.17 |
$56,523 |
D/D |
9,161 |
319,851 |
|
- |
|
Taussig Timothy T |
Chief Operating Officer |
|
2012-07-12 |
4 |
S |
$23.90 |
$77,221 |
D/D |
(3,231) |
310,690 |
|
- |
|
Taussig Timothy T |
Chief Operating Officer |
|
2012-07-12 |
4 |
OE |
$6.17 |
$19,935 |
D/D |
3,231 |
313,921 |
|
- |
|
Tessler Allan R |
Chairman of the Board |
|
2012-07-11 |
4 |
S |
$24.00 |
$12,000 |
I/I |
(500) |
301,641 |
|
- |
|
Tessler Allan R |
Chairman of the Board |
|
2012-07-11 |
4 |
S |
$24.00 |
$12,000 |
D/D |
(500) |
258,324 |
|
- |
|
Taussig Timothy T |
Chief Operating Officer |
|
2012-07-11 |
4 |
S |
$24.00 |
$107,472 |
D/D |
(4,478) |
310,690 |
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- |
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552 Records found
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Page 2 of 23 |
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