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Equus Total Return Inc (EQS)  
$1.45 0.00 (0.00%) as of 4:30 Fri 4/19


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Exchange: New York Stock Exchange
Security Type: Mutual Fund
Shares Out: 13,520,000
Market Cap: 19.60(M)
Last Volume: 3,716 Avg Vol: 22,903
52 Week Range: $1.35 - $1.68
Level I Sector: Financials
Level II Sector: Financial Services
Level III Sector: Closed - End Fund - Equity

Member Indexes:
   

Rankings:
     
Insider 3 Months    :   -
Insider 6 Months    :   -
Insider 3/6 Months :   -
Guru Rank Number :  -
Guru Rank Value     :  -
Guru Occurances    :  -

 

            6 Months   1 Year   2 Year  
 
Company Profile   Equus Total Return is a closed-end management investment company that is treated as a business development company (BDC). Co. provides financing solutions for privately held middle market and small capitalization companies. Co.'s investments consist of debt securities including subordinated debt, debt convertible into common or preferred stock, or debt combined with warrants and common and preferred stock. Co. had active investments in the following entities or portfolio companies: 5th Element Tracking, LLC, a technology holding company; Equus Energy LLC, which makes investments in companies in on oil and gas properties; and PalletOne, Inc., a wooden pallet manufacturer.

 
 
Summary  (Direct Transactions Only) 3 Months 6 Months 12 Months 24 Months
Total Shares Bought 0 0 1,000 1,000
Total Buy Value $0 $0 $1,480 $1,480
Total People Bought 0 0 1 1
Total Buy Transactions 0 0 1 1
Total Shares Sold 0 0 0 0
Total Sell Value $0 $0 $0 $0
Total People Sold 0 0 0 0
Total Sell Transactions 0 0 0 0
End Date 2024-03-10 2023-12-08 2023-06-09 2022-06-09

   
Records found: 251
  Page 2 of 11  
Filer's Name Relation Title Off-Dir-10% Tran. Date Form Action Price Mkt Value D/I Shares Holdings
Rank

  
3m +/-  
Form
   Bergner Richard F Director   –       •      –    2017-03-17 4 B $2.40 $46,800 D/D 19,500 19,500 2.39     -
   Atkinson Fraser Director   –       •      –    2017-03-17 4 B $2.40 $46,800 D/D 19,500 21,389 2.39     -
   Des Pallieres Bertrand Director   –       •       •   2017-03-17 4 B $2.40 $36,000 D/D 15,000 2,199,692 3.92     -
   Denos Kenneth I Secretary   •       •      –    2017-03-17 4 B $2.40 $600,000 D/D 250,000 265,754 2.81     -
   Knauss Robert L Director   –       •      –    2017-03-17 4 B $2.40 $50,400 D/D 21,000 92,670 2.39     -
   Hankinson Henry W Director   –       •      –    2017-03-17 4 B $2.40 $46,800 D/D 19,500 19,500 2.39     -
   Hardy John A. Chief Executive Officer   •       •      –    2017-03-17 4 B $2.40 $1,200,000 D/D 500,000 500,000 2.81     -
   Des Pallieres Bertrand Director   –       •       •   2016-03-03 4 B $1.50 $644 D/D 429 2,184,692 3.84     -
   Des Pallieres Bertrand Director   –       •       •   2016-03-02 4 B $1.50 $150 D/D 100 2,184,263 3.84     -
   Des Pallieres Bertrand Director   –       •       •   2016-02-26 4 B $1.50 $6,600 D/D 4,400 2,184,163 3.84     -
   Des Pallieres Bertrand Director   –       •       •   2016-02-25 4 B $1.50 $14,027 D/D 9,351 2,179,763 3.92     -
   Des Pallieres Bertrand Director   –       •       •   2016-01-21 4 B $1.50 $266 D/D 177 2,170,412 3.84     -
   Des Pallieres Bertrand Director   –       •       •   2016-01-20 4 B $1.50 $51,350 D/D 33,400 2,170,235 3.92     -
   Des Pallieres Bertrand Director   –       •       •   2015-11-25 4 S $1.50 $63,426 D/D (42,284) 2,619,662     -
   Knauss Robert L Director   –       •      –    2015-11-25 4 S $1.55 $15,499 D/D (10,000) 71,670     -
   Knauss Robert L Director   –       •      –    2015-11-24 4 S $1.54 $15,427 D/D (10,000) 61,670     -
   Knauss Robert L Director   –       •      –    2015-11-20 4 B $1.52 $9,102 D/D 6,000 51,670 2.39     -
   Des Pallieres Bertrand Director   –       •       •   2015-11-20 4 B $1.45 $5,275 D/D 3,638 2,577,378 3.84     -
   Knauss Robert L Director   –       •      –    2015-11-19 4 B $1.51 $7,550 D/D 5,000 45,670 2.39     -
   Des Pallieres Bertrand Director   –       •       •   2015-11-18 4 B $1.50 $37,500 D/D 25,000 2,573,740 3.92     -
   Mobiquity Investments Ltd Director   –       •       •   2014-06-12 4 D $2.45 $2,352,213 D/D (960,087) 10,000     -
   Tokavz Michael T 10% Owner   –       –       •   2014-06-12 4 B $2.45 $2,376,713 I/I 970,087 4,444,644 1.5     -
   Mvc Capital, Inc. 10% Owner   –       –       •   2014-06-12 4 B $2.45 $2,376,713 D/D 970,087 4,444,644 2.45     -
   Tokarz Group Advisers Llc 10% Owner   –       –       •   2014-06-12 4 B $2.45 $2,376,713 I/I 970,087 4,444,644 1.5     -
   Tokavz Michael T 10% Owner   –       –       •   2014-06-03 4 B $2.40 $2,040,000 I/I 850,000 3,474,557 1.5     -
  251 Records found
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  Page 2 of 11
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
  OE - Options Exercised A - Acquired
  IO - Initital Ownership D - Disposed
 
 
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