| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
10,759,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
26,332 |
Avg
Vol: |
11,800 |
| 52
Week Range: |
$18.45 - $18.45 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-31 |
2023-12-29 |
2023-06-30 |
2022-06-30 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Kayne Richard A |
CEO of Investment Advisor |
– – • |
2009-01-15 |
4 |
B |
$9.59 |
$50,827 |
D/D |
5,300 |
5,300 |
2.45 |
- |
|
| Kayne Richard A |
CEO of Investment Advisor |
– – • |
2008-11-26 |
4 |
S |
$9.26 |
$1,112,126 |
D/D |
(120,100) |
0 |
|
- |
|
| Richey Albert L |
Director |
– • – |
2008-10-14 |
4 |
B |
$13.77 |
$103,275 |
D/D |
7,500 |
12,561 |
2.39 |
- |
|
| Kayne Richard A |
CEO of Investment Advisor |
– – • |
2008-10-08 |
4 |
GD |
$0.00 |
$0 |
D/D |
100 |
120,100 |
|
- |
|
| Baker James C |
Vice President |
• – – |
2008-07-09 |
4 |
B |
$21.80 |
$65,400 |
D/D |
3,000 |
8,414 |
2.74 |
- |
|
| Cordes William R |
Director |
– • – |
2008-03-17 |
4 |
B |
$22.60 |
$45,200 |
D/D |
2,000 |
2,000 |
2.39 |
- |
|
| Shladovsky David J |
Secretary, CCO |
• – – |
2006-10-04 |
4 |
B |
$21.90 |
$21,900 |
D/D |
1,000 |
1,400 |
2.74 |
- |
|
| Mccarthy Kevin S |
President, CEO, Chairman |
• • – |
2006-10-03 |
4 |
B |
$22.04 |
$99,180 |
D/D |
4,500 |
20,750 |
2.81 |
- |
|
| Kayne Richard A |
CEO of Investment Adviser |
– – • |
2006-09-29 |
4 |
B |
$22.41 |
$519,935 |
D/D |
23,200 |
120,200 |
2.45 |
- |
|
| Kayne Richard A |
CEO of Investment Adviser |
– – • |
2006-09-28 |
4 |
B |
$23.10 |
$542,850 |
D/D |
23,500 |
97,000 |
2.45 |
- |
|
| Kayne Richard A |
CEO of Investment Adviser |
– – • |
2006-09-27 |
4 |
B |
$23.17 |
$34,750 |
D/D |
1,500 |
73,500 |
2.37 |
- |
|
| Mccarthy Kevin S |
President, CEO, Chairman |
• • – |
2006-09-27 |
4 |
B |
$23.40 |
$76,050 |
D/D |
3,250 |
16,250 |
2.81 |
- |
|
| Kayne Richard A |
10% Owner |
– – • |
2006-09-25 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
60 |
|
- |
|
| Kayne Anderson Investment Management Inc |
10% Owner |
– – • |
2006-09-25 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
60 |
|
- |
|
| Ka Fund Advisors Llc |
10% Owner |
– – • |
2006-09-25 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
60 |
|
- |
|
| Kayne Anderson Capital Advisors Lp |
10% Owner |
– – • |
2006-09-25 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
60 |
|
- |
|
| Ka Holdings Inc |
10% Owner |
– – • |
2006-09-25 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
60 |
|
- |
|
| Anderson John |
10% Owner |
– – • |
2006-09-25 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
60 |
|
- |
|
| Daley John |
Investment Adviser CFO |
– – – |
2006-09-25 |
4 |
B |
$25.00 |
$10,000 |
D/D |
400 |
400 |
2.44 |
- |
|
| Kayne Richard A |
CEO of Member/Manager of IA |
– – • |
2006-09-25 |
4 |
B |
$25.00 |
$1,800,000 |
D/D |
72,000 |
72,000 |
2.45 |
- |
|
| Thacker William L |
Director |
– • – |
2006-09-25 |
4 |
B |
$25.00 |
$50,000 |
D/D |
2,000 |
2,000 |
2.39 |
- |
|
| Richey Albert L |
Director |
– • – |
2006-09-25 |
4 |
B |
$25.00 |
$125,000 |
D/D |
5,000 |
5,000 |
2.39 |
- |
|
| Pearl Barry R |
Director |
– • – |
2006-09-25 |
4 |
B |
$25.00 |
$100,000 |
D/D |
4,000 |
4,000 |
2.39 |
- |
|
| Forman Keith B |
Director |
– • – |
2006-09-25 |
4 |
B |
$25.00 |
$25,000 |
D/D |
1,000 |
1,000 |
2.39 |
- |
|
| Logan Ron M Jr |
Vice President |
• – – |
2006-09-25 |
4 |
B |
$25.00 |
$10,000 |
D/D |
400 |
400 |
2.74 |
- |
|
56 Records found
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Page 2 of 3 |
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