| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
274,730,000 |
| Market
Cap: |
21.83(B) |
| Last
Volume: |
946,059 |
Avg
Vol: |
1,483,303 |
| 52
Week Range: |
$66.88 - $86.31 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Insurance |
| Level
III Sector: |
Life & Health Insurance |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
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Rankings:
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|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Principal Financial Group is an insurance holding company. Co. provides businesses, individuals and institutional clients a range of financial products and services through its financial services companies. Co.'s segments include: Retirement and Income Solutions, which provides products and services for retirement savings along with select products for retirement income; Principal Global Investors, which manages assets for investors by providing equity, fixed income, real estate and other alternative investments; and Principal International, which provides pension accumulation products and services, mutual funds, asset management, income annuities and life insurance accumulation products.
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D/I:
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
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|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
95,738 |
| Total Sell Value |
$0 |
$0 |
$0 |
$7,458,933 |
| Total People Sold |
0 |
0 |
0 |
4 |
| Total Sell Transactions |
0 |
0 |
0 |
10 |
| End Date |
2024-03-31 |
2023-12-29 |
2023-06-30 |
2022-06-30 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Friedrich Amy Christine |
President - USIS |
• – – |
2020-02-27 |
4 |
D |
$46.81 |
$34,967 |
D/D |
(747) |
30,842 |
|
- |
|
| Halter Patrick Gregory |
Chief Executive Officer, PGI |
• – – |
2020-02-24 |
4 |
A |
$0.00 |
$0 |
D/D |
6,166 |
84,172 |
|
- |
|
| Dunbar Timothy Mark |
President - Global Asset Mgmt |
• – – |
2020-02-24 |
4 |
A |
$0.00 |
$0 |
D/D |
9,474 |
72,390 |
|
- |
|
| Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2020-02-24 |
4 |
A |
$0.00 |
$0 |
I/I |
3,579 |
50,871 |
|
- |
|
| Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2020-02-24 |
4 |
A |
$0.00 |
$0 |
D/D |
8,266 |
83,609 |
|
- |
|
| Scholten Gary P |
EVP & Ch Info Officer |
• – – |
2020-02-24 |
4 |
A |
$0.00 |
$0 |
D/D |
5,171 |
86,268 |
|
- |
|
| Valdes Luis E. |
Pres - Intl Asset Mgmt&Accum |
• – – |
2020-02-24 |
4 |
A |
$0.00 |
$0 |
D/D |
8,073 |
67,453 |
|
- |
|
| Shaff Karen E |
EVP, Genl Counsel, Secretary |
• – • |
2020-02-24 |
4 |
A |
$0.00 |
$0 |
D/D |
7,330 |
101,567 |
|
- |
|
| Friedrich Amy Christine |
President - USIS |
• – – |
2020-02-24 |
4 |
A |
$0.00 |
$0 |
D/D |
2,152 |
31,589 |
|
- |
|
| Houston Daniel Joseph |
Chairman, President & CEO |
• • – |
2020-02-24 |
4 |
A |
$0.00 |
$0 |
D/D |
23,777 |
196,125 |
|
- |
|
| Schaaf Renee V. |
President - RIS |
• – – |
2020-02-24 |
4 |
A |
$0.00 |
$0 |
D/D |
1,287 |
23,502 |
|
- |
|
| Littlefield Christopher J |
EVP, General CounselOfficer |
• – – |
2020-01-10 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
11 |
|
-35% |
|
| Pickerell Blair |
Director |
– • – |
2019-12-27 |
4 |
A |
$0.00 |
$0 |
D/D |
137 |
13,784 |
|
- |
|
| Tallett Elizebeth E |
Director |
– • – |
2019-12-27 |
4 |
A |
$0.00 |
$0 |
D/D |
560 |
58,439 |
|
- |
|
| Hochschild Roger C |
Director |
– • – |
2019-12-27 |
4 |
A |
$0.00 |
$0 |
D/D |
150 |
15,066 |
|
- |
|
| Valdes Luis E. |
Pres - Intl Asset Mgmt&Accum |
• – – |
2019-12-27 |
4 |
A |
$0.00 |
$0 |
D/D |
503 |
59,380 |
|
- |
|
| Nordin Diane C |
Director |
– • – |
2019-12-27 |
4 |
A |
$0.00 |
$0 |
D/D |
72 |
7,202 |
|
- |
|
| Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2019-12-27 |
4 |
A |
$0.00 |
$0 |
I/I |
109 |
47,292 |
|
- |
|
| Friedrich Amy Christine |
President - USIS |
• – – |
2019-12-27 |
4 |
A |
$0.00 |
$0 |
D/D |
170 |
29,437 |
|
- |
|
| Schaaf Renee V. |
President - RIS |
• – – |
2019-12-27 |
4 |
A |
$0.00 |
$0 |
D/D |
39 |
22,215 |
|
- |
|
| Halter Patrick Gregory |
Chief Executive Officer, PGI |
• – – |
2019-12-27 |
4 |
A |
$0.00 |
$0 |
D/D |
235 |
78,006 |
|
- |
|
| Shaff Karen E |
EVP, Genl Counsel, Secretary |
• – • |
2019-12-27 |
4 |
A |
$0.00 |
$0 |
D/D |
139 |
94,237 |
|
- |
|
| Lawler Julia M |
EVP & Chief Risk Officer |
• – – |
2019-12-27 |
4 |
A |
$0.00 |
$0 |
D/D |
124 |
52,843 |
|
- |
|
| Mills Scott |
Director |
– • – |
2019-12-27 |
4 |
A |
$0.00 |
$0 |
D/D |
109 |
10,919 |
|
- |
|
| Carter Miller Joycelyn |
Director |
– • – |
2019-12-27 |
4 |
A |
$0.00 |
$0 |
D/D |
534 |
53,854 |
|
- |
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2222 Records found
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Page 22 of 89 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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0.18 (0.23%) 
