| |
| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
79,770,000 |
| Market
Cap: |
22.02(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$208.24 - $288.82 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 339 |
| Guru Rank Value : 3.6 |
| Guru Occurances : 2 |
|
|
|
|
|
| |
|
Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
1,935 |
| Total Buy Value |
$0 |
$0 |
$0 |
$401,731 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
3 |
| Total Shares Sold |
5,677 |
107,333 |
136,844 |
380,215 |
| Total Sell Value |
$1,574,289 |
$28,038,120 |
$34,908,656 |
$92,282,680 |
| Total People Sold |
1 |
5 |
8 |
9 |
| Total Sell Transactions |
1 |
10 |
16 |
33 |
| End Date |
2024-03-28 |
2023-12-26 |
2023-06-27 |
2022-06-27 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Gooley Thomas |
Managing Director |
• – – |
2019-03-14 |
4 |
OE |
$19.85 |
$801,042 |
D/D |
25,392 |
42,685 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2019-03-13 |
4 |
D |
$74.22 |
$52,251 |
D/D |
(704) |
28,809 |
|
- |
|
| Calder Tracy |
Managing Director |
• – – |
2019-03-13 |
4 |
D |
$74.22 |
$27,684 |
D/D |
(373) |
10,089 |
|
- |
|
| Larsen Sallie R. |
Managing Director |
• – – |
2019-03-13 |
4 |
D |
$74.22 |
$22,786 |
D/D |
(307) |
17,785 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2019-03-13 |
4 |
D |
$74.22 |
$45,720 |
D/D |
(616) |
21,523 |
|
- |
|
| Gooley Thomas |
Managing Director |
• – – |
2019-03-13 |
4 |
D |
$74.22 |
$72,884 |
D/D |
(982) |
17,293 |
|
- |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2019-03-13 |
4 |
D |
$74.22 |
$97,154 |
D/D |
(1,309) |
32,943 |
|
- |
|
| Semerjian Dayton |
Managing Director |
• – – |
2019-02-28 |
4 |
A |
$0.00 |
$0 |
D/D |
10,772 |
10,772 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2019-02-26 |
4 |
AS |
$77.34 |
$550,119 |
D/D |
(7,113) |
228,846 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2019-02-26 |
4 |
OE |
$32.26 |
$199,947 |
D/D |
6,198 |
235,959 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2019-02-26 |
4 |
GD |
$0.00 |
$0 |
D/D |
3,226 |
229,761 |
|
- |
|
| Calder Tracy |
Managing Director |
• – – |
2019-02-26 |
4 |
S |
$77.34 |
$831,173 |
D/D |
(10,747) |
10,462 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2019-02-26 |
4 |
AS |
$77.11 |
$893,936 |
D/D |
(11,593) |
10,777 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2019-02-26 |
4 |
OE |
$36.88 |
$221,280 |
D/D |
6,000 |
22,370 |
|
- |
|
| Seese Scott |
Managing Director |
• – – |
2019-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
4,094 |
24,796 |
|
- |
|
| Steinmeier Richard |
Managing Director |
• – – |
2019-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
2,450 |
32,593 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2019-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
2,968 |
29,513 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2019-02-25 |
4 |
D |
$77.53 |
$207,160 |
D/D |
(2,672) |
26,545 |
|
- |
|
| Gooley Thomas |
Managing Director |
• – – |
2019-02-25 |
4 |
D |
$77.53 |
$190,026 |
D/D |
(2,451) |
18,275 |
|
- |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2019-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
4,299 |
34,252 |
|
- |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2019-02-25 |
4 |
D |
$77.53 |
$186,460 |
D/D |
(2,405) |
29,953 |
|
- |
|
| Calder Tracy |
Managing Director |
• – – |
2019-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
1,566 |
21,209 |
|
- |
|
| Calder Tracy |
Managing Director |
• – – |
2019-02-25 |
4 |
D |
$77.53 |
$32,718 |
D/D |
(422) |
19,643 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2019-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
2,448 |
22,139 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2019-02-25 |
4 |
D |
$77.53 |
$200,415 |
D/D |
(2,585) |
19,691 |
|
- |
|
1246 Records found
|
|
Page 23 of 50 |
|
|
1.68 (0.61%) 
