| |
| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
79,770,000 |
| Market
Cap: |
22.02(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$208.24 - $288.82 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 339 |
| Guru Rank Value : 3.6 |
| Guru Occurances : 2 |
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Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
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D/I:
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
1,935 |
| Total Buy Value |
$0 |
$0 |
$0 |
$401,731 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
3 |
| Total Shares Sold |
5,677 |
107,333 |
136,844 |
380,215 |
| Total Sell Value |
$1,574,289 |
$28,038,120 |
$34,908,656 |
$92,282,680 |
| Total People Sold |
1 |
5 |
8 |
9 |
| Total Sell Transactions |
1 |
10 |
16 |
33 |
| End Date |
2024-03-28 |
2023-12-26 |
2023-06-27 |
2022-06-27 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Calder Tracy |
Managing Director |
• – – |
2018-03-13 |
4 |
D |
$64.99 |
$16,442 |
D/D |
(253) |
27,644 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2018-03-13 |
4 |
D |
$64.99 |
$45,753 |
D/D |
(704) |
24,801 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2018-03-13 |
4 |
S |
$65.34 |
$1,635,390 |
D/D |
(25,000) |
25,505 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2018-03-13 |
4 |
OE |
$18.04 |
$451,000 |
D/D |
25,000 |
50,505 |
|
- |
|
| Morrissey William P. Jr. |
Managing Director |
• – – |
2018-03-13 |
4 |
D |
$64.99 |
$25,996 |
D/D |
(400) |
18,091 |
|
- |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2018-03-13 |
4 |
D |
$64.99 |
$85,072 |
D/D |
(1,309) |
35,883 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2018-03-07 |
4 |
AS |
$63.16 |
$151,395 |
D/D |
(2,397) |
25,716 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2018-03-07 |
4 |
AS |
$63.15 |
$711,159 |
D/D |
(11,206) |
229,761 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2018-03-07 |
4 |
OE |
$22.08 |
$220,800 |
D/D |
10,000 |
239,761 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2018-03-06 |
4 |
D |
$64.27 |
$26,801 |
D/D |
(417) |
25,505 |
|
- |
|
| Morrissey William P. Jr. |
Managing Director |
• – – |
2018-03-06 |
4 |
D |
$64.27 |
$14,846 |
D/D |
(231) |
18,491 |
|
- |
|
| Larsen Sallie R. |
Managing Director |
• – – |
2018-03-06 |
4 |
D |
$64.27 |
$33,356 |
D/D |
(519) |
18,411 |
|
- |
|
| Hellman Marco |
Director |
– • – |
2018-03-06 |
4 |
S |
$63.63 |
$1,864,359 |
I/I |
(29,300) |
492,390 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2018-03-06 |
4 |
D |
$64.27 |
$37,598 |
D/D |
(585) |
20,346 |
|
- |
|
| Riepe James S |
Director |
– • – |
2018-03-02 |
4 |
S |
$62.77 |
$353,521 |
D/D |
(5,632) |
79,089 |
|
- |
|
| Riepe James S |
Director |
– • – |
2018-03-02 |
4 |
OE |
$24.96 |
$353,070 |
D/D |
13,500 |
84,721 |
|
- |
|
| Hellman Marco |
Director |
– • – |
2018-02-28 |
4 |
S |
$66.00 |
$718,476 |
I/I |
(10,886) |
521,690 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2018-02-26 |
4 |
AS |
$65.20 |
$180,213 |
D/D |
(2,764) |
28,113 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2018-02-26 |
4 |
AS |
$65.20 |
$261,061 |
D/D |
(4,004) |
230,967 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2018-02-25 |
4 |
D |
$65.50 |
$35,960 |
D/D |
(549) |
20,931 |
|
- |
|
| Calder Tracy |
Managing Director |
• – – |
2018-02-25 |
4 |
D |
$65.50 |
$247,459 |
D/D |
(3,778) |
27,897 |
|
- |
|
| Gooley Thomas |
Managing Director |
• – – |
2018-02-25 |
4 |
D |
$65.50 |
$42,837 |
D/D |
(654) |
23,870 |
|
- |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2018-02-25 |
4 |
D |
$65.50 |
$88,622 |
D/D |
(1,353) |
37,192 |
|
- |
|
| Morrissey William P. Jr. |
Managing Director |
• – – |
2018-02-25 |
4 |
D |
$65.50 |
$50,632 |
D/D |
(773) |
18,722 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2018-02-25 |
4 |
D |
$65.50 |
$56,854 |
D/D |
(868) |
25,922 |
|
- |
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1246 Records found
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Page 27 of 50 |
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1.68 (0.61%) 
