| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
274,730,000 |
| Market
Cap: |
21.83(B) |
| Last
Volume: |
946,059 |
Avg
Vol: |
1,483,303 |
| 52
Week Range: |
$66.88 - $86.31 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Insurance |
| Level
III Sector: |
Life & Health Insurance |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
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Rankings:
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|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Principal Financial Group is an insurance holding company. Co. provides businesses, individuals and institutional clients a range of financial products and services through its financial services companies. Co.'s segments include: Retirement and Income Solutions, which provides products and services for retirement savings along with select products for retirement income; Principal Global Investors, which manages assets for investors by providing equity, fixed income, real estate and other alternative investments; and Principal International, which provides pension accumulation products and services, mutual funds, asset management, income annuities and life insurance accumulation products.
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D/I:
|
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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|
Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
95,738 |
| Total Sell Value |
$0 |
$0 |
$0 |
$7,458,933 |
| Total People Sold |
0 |
0 |
0 |
4 |
| Total Sell Transactions |
0 |
0 |
0 |
10 |
| End Date |
2024-03-28 |
2023-12-26 |
2023-06-27 |
2022-06-27 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Friedrich Amy Christine |
President - USIS |
• – – |
2019-01-17 |
4 |
AS |
$49.00 |
$44,100 |
D/D |
(900) |
25,182 |
|
- |
|
| Friedrich Amy Christine |
President - USIS |
• – – |
2019-01-17 |
4 |
OE |
$11.07 |
$9,963 |
D/D |
900 |
26,082 |
|
- |
|
| Carter Miller Joycelyn |
Director |
– • – |
2018-12-28 |
4 |
A |
$0.00 |
$0 |
D/D |
596 |
48,805 |
|
- |
|
| Lawler Julia M |
EVP & Chief Risk Officer |
• – – |
2018-12-28 |
4 |
A |
$0.00 |
$0 |
D/D |
688 |
62,920 |
|
- |
|
| Everett Nora Mary |
President - RIS |
• – – |
2018-12-28 |
4 |
A |
$0.00 |
$0 |
D/D |
198 |
36,734 |
|
- |
|
| Tallett Elizebeth E |
Director |
– • – |
2018-12-28 |
4 |
A |
$0.00 |
$0 |
D/D |
627 |
53,287 |
|
- |
|
| Pickerell Blair |
Director |
– • – |
2018-12-28 |
4 |
A |
$0.00 |
$0 |
D/D |
126 |
10,299 |
|
- |
|
| Gelatt Daniel |
Director |
– • – |
2018-12-28 |
4 |
A |
$48.10 |
$30,495 |
D/D |
634 |
139,328 |
|
- |
|
| Dunbar Timothy Mark |
EVP & Chief Investment Officer |
• – – |
2018-12-28 |
4 |
A |
$0.00 |
$0 |
D/D |
214 |
50,817 |
|
- |
|
| Nordin Diane C |
Director |
– • – |
2018-12-28 |
4 |
A |
$0.00 |
$0 |
D/D |
49 |
3,972 |
|
- |
|
| Friedrich Amy Christine |
President - USIS |
• – – |
2018-12-28 |
4 |
A |
$0.00 |
$0 |
D/D |
227 |
25,182 |
|
- |
|
| Dan Michael T |
Director |
– • – |
2018-12-28 |
4 |
A |
$0.00 |
$0 |
D/D |
285 |
28,275 |
|
- |
|
| Hochschild Roger C |
Director |
– • – |
2018-12-28 |
4 |
A |
$0.00 |
$0 |
D/D |
141 |
11,532 |
|
- |
|
| Mills Scott |
Director |
– • – |
2018-12-28 |
4 |
A |
$0.00 |
$0 |
D/D |
92 |
7,545 |
|
- |
|
| Helton Sandra L |
Director |
– • – |
2018-12-28 |
4 |
A |
$0.00 |
$0 |
D/D |
569 |
47,565 |
|
- |
|
| Bernard Betsy J |
Director |
– • – |
2018-12-28 |
4 |
A |
$0.00 |
$0 |
D/D |
569 |
48,106 |
|
- |
|
| Shaff Karen E |
EVP, Genl Counsel, Secretary |
• – • |
2018-12-28 |
4 |
A |
$0.00 |
$0 |
D/D |
165 |
77,644 |
|
- |
|
| Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2018-12-28 |
4 |
A |
$0.00 |
$0 |
I/I |
144 |
42,954 |
|
- |
|
| Halter Patrick Gregory |
Chief Executive Officer, PGI |
• – – |
2018-12-28 |
4 |
A |
$0.00 |
$0 |
D/D |
444 |
76,510 |
|
- |
|
| Gelatt Daniel |
Director |
– • – |
2018-11-05 |
4 |
B |
$48.10 |
$1,202,500 |
D/D |
25,000 |
138,694 |
2.39 |
- |
|
| Friedrich Amy Christine |
President - USIS |
• – – |
2018-10-05 |
4 |
AS |
$61.00 |
$103,700 |
D/D |
(1,700) |
24,894 |
|
- |
|
| Friedrich Amy Christine |
President - USIS |
• – – |
2018-10-05 |
4 |
OE |
$11.07 |
$18,819 |
D/D |
1,700 |
26,594 |
|
- |
|
| Tallett Elizebeth E |
Director |
– • – |
2018-09-28 |
4 |
A |
$0.00 |
$0 |
D/D |
453 |
52,660 |
|
- |
|
| Dunbar Timothy Mark |
EVP & Chief Investment Officer |
• – – |
2018-09-28 |
4 |
A |
$0.00 |
$0 |
D/D |
155 |
50,550 |
|
- |
|
| Lawler Julia M |
SVP & Chief Risk Officer |
• – – |
2018-09-28 |
4 |
A |
$0.00 |
$0 |
D/D |
497 |
62,222 |
|
- |
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2222 Records found
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Page 27 of 89 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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0.18 (0.23%) 
