| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
33,059,000 |
| Market
Cap: |
999.37(M) |
| Last
Volume: |
706,369 |
Avg
Vol: |
316,539 |
| 52
Week Range: |
$30.23 - $30.23 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P SMALLCAP 600 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-28 |
2023-12-26 |
2023-06-27 |
2022-06-27 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Cheng Minder |
Director |
– • – |
2012-07-02 |
4 |
A |
$9.26 |
$15,001 |
D/D |
1,620 |
26,136 |
|
- |
|
| Ohara Maureen |
Director |
– • – |
2012-07-02 |
4 |
A |
$9.26 |
$40,003 |
D/D |
4,320 |
85,894 |
|
- |
|
| Jones Timothy |
Director |
– • – |
2012-07-02 |
4 |
A |
$9.26 |
$15,001 |
D/D |
1,620 |
38,178 |
|
- |
|
| Ohara Kevin Jp |
Director |
– • – |
2012-07-02 |
4 |
A |
$9.26 |
$15,001 |
D/D |
1,620 |
36,327 |
|
- |
|
| Dodds Christopher V |
Director |
– • – |
2012-06-12 |
4 |
A |
$0.00 |
$0 |
D/D |
7,742 |
22,199 |
|
- |
|
| Wood Steven Sydney |
Director |
– • – |
2012-06-12 |
4 |
A |
$0.00 |
$0 |
D/D |
7,742 |
25,705 |
|
- |
|
| Burdett J William |
Director |
– • – |
2012-06-12 |
4 |
A |
$0.00 |
$0 |
D/D |
7,742 |
39,053 |
|
- |
|
| Ohara Kevin Jp |
Director |
– • – |
2012-06-12 |
4 |
A |
$0.00 |
$0 |
D/D |
7,742 |
34,707 |
|
- |
|
| Ohara Maureen |
Director |
– • – |
2012-06-12 |
4 |
A |
$0.00 |
$0 |
D/D |
7,742 |
81,574 |
|
- |
|
| Cheng Minder |
Director |
– • – |
2012-06-12 |
4 |
A |
$0.00 |
$0 |
D/D |
7,742 |
24,516 |
|
- |
|
| Jones Timothy |
Director |
– • – |
2012-06-12 |
4 |
A |
$0.00 |
$0 |
D/D |
7,742 |
36,558 |
|
- |
|
| Meitz David |
Managing Director |
• – – |
2012-05-07 |
4 |
S |
$9.31 |
$232,750 |
D/D |
(25,000) |
87,229 |
|
- |
|
| Stevens David |
Managing Director |
• – – |
2012-03-14 |
4 |
S |
$11.23 |
$203,802 |
D/D |
(18,148) |
101,437 |
|
- |
|
| Goebels P Mats |
Managing Dir,Gen Counsel & Sec |
• – – |
2012-03-13 |
4 |
D |
$11.28 |
$46,316 |
D/D |
(4,106) |
100,661 |
|
- |
|
| Gasser Robert C |
CEO and President |
• • – |
2012-03-13 |
4 |
D |
$11.28 |
$44,894 |
D/D |
(3,980) |
249,149 |
|
- |
|
| Meitz David |
Managing Director |
• – – |
2012-03-13 |
4 |
D |
$11.28 |
$49,812 |
D/D |
(4,416) |
112,229 |
|
- |
|
| Goldstein Peter A |
Head of Human Resources |
• – – |
2012-03-13 |
4 |
D |
$11.28 |
$12,588 |
D/D |
(1,116) |
40,567 |
|
- |
|
| Domowitz Ian |
Managing Director |
• – – |
2012-03-13 |
4 |
D |
$11.28 |
$77,798 |
D/D |
(6,897) |
154,575 |
|
- |
|
| Thadaney Nicholas |
Man. Director, CEO of Canada |
• – – |
2012-02-23 |
4/A |
D |
$11.34 |
$268,316 |
D/D |
(23,661) |
20,281 |
|
- |
|
| Thadaney Nicholas |
Man. Director, CEO of Canada |
• – – |
2012-02-23 |
4/A |
OE |
$0.00 |
$0 |
D/D |
23,661 |
34,644 |
|
- |
|
| Stevens David |
Managing Director |
• – – |
2012-02-23 |
4/A |
D |
$11.34 |
$78,178 |
D/D |
(6,894) |
129,895 |
|
- |
|
| Stevens David |
Managing Director |
• – – |
2012-02-23 |
4/A |
A |
$0.00 |
$0 |
D/D |
69,976 |
136,789 |
|
- |
|
| Goldstein Peter A |
Head of Human Resources |
• – – |
2012-02-23 |
4 |
D |
$0.00 |
$0 |
D/D |
(1,481) |
41,683 |
|
- |
|
| Goldstein Peter A |
Head of Human Resources |
• – – |
2012-02-23 |
4 |
D |
$11.34 |
$23,961 |
D/D |
(2,113) |
43,164 |
|
- |
|
| Goldstein Peter A |
Head of Human Resources |
• – – |
2012-02-23 |
4 |
A |
$0.00 |
$0 |
D/D |
13,098 |
45,277 |
|
- |
|
1664 Records found
|
|
Page 28 of 67 |
|
|
