| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
40,900,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
99,093 |
Avg
Vol: |
44,406 |
| 52
Week Range: |
$3.81 - $3.81 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P SMALLCAP 600 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-28 |
2023-12-26 |
2023-06-27 |
2022-06-27 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Gray Stephen H |
General Counsel, Secretary |
• – – |
2007-01-18 |
4 |
OE |
$8.99 |
$29,973 |
D/D |
3,334 |
3,334 |
|
- |
|
| Mccutcheon Jeffrey A |
SVP and CFO |
• – – |
2007-01-18 |
4 |
OE |
$8.99 |
$29,973 |
D/D |
3,334 |
3,334 |
|
- |
|
| Burke William J III |
Chief Operating Officer |
• – – |
2007-01-18 |
4 |
OE |
$8.99 |
$16,488 |
D/D |
1,834 |
539,201 |
|
- |
|
| Hayward Alfred O Jr |
EVP; CEO of LaBranche & Co LLC |
• • – |
2006-05-05 |
5 |
GD |
$0.00 |
$0 |
D/D |
7,500 |
1,489,675 |
|
- |
|
| George David A |
Director |
– • – |
2006-04-05 |
4 |
A |
$0.00 |
$0 |
D/D |
6,063 |
19,804 |
|
- |
|
| Dooley Thomas E |
Director |
– • – |
2006-03-30 |
4 |
A |
$0.00 |
$0 |
D/D |
6,063 |
19,731 |
|
- |
|
| Kiernan Donald E |
Director |
– • – |
2006-03-30 |
4 |
A |
$0.00 |
$0 |
D/D |
5,821 |
17,803 |
|
- |
|
| Torray Robert E |
Director |
– • – |
2006-03-30 |
4 |
A |
$0.00 |
$0 |
D/D |
1,455 |
2,061,455 |
|
- |
|
| Hayward Alfred O Jr |
EVP; CEO of LaBranche & Co LLC |
• • – |
2005-11-16 |
5 |
GD |
$0.00 |
$0 |
D/D |
25,000 |
1,497,175 |
|
- |
|
| Torray Robert E |
Director |
– • – |
2005-10-07 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
100,000 |
|
- |
|
| Torray Robert E |
Director |
– • – |
2005-10-07 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,060,000 |
|
- |
|
| George David A |
Director |
– • – |
2005-02-22 |
4 |
A |
$0.00 |
$0 |
D/D |
8,313 |
13,740 |
|
- |
|
| Kiernan Donald E |
Director |
– • – |
2005-02-22 |
4 |
A |
$0.00 |
$0 |
D/D |
8,036 |
11,982 |
|
- |
|
| Dooley Thomas E |
Director |
– • – |
2005-02-22 |
4 |
A |
$0.00 |
$0 |
D/D |
8,036 |
13,668 |
|
- |
|
| Hayward Alfred O Jr |
CEO of LaBranche & Co LLC |
• • – |
2005-02-15 |
4 |
D |
$0.00 |
$0 |
D/D |
(359,293) |
1,522,175 |
|
- |
|
| Burke William J III |
CEO LaBranche Financial Servic |
• – – |
2005-02-15 |
4 |
A |
$0.00 |
$0 |
D/D |
3,000 |
537,367 |
|
- |
|
| Burke William J III |
CEO LaBranche Financial Servic |
• – – |
2005-02-15 |
4 |
D |
$0.00 |
$0 |
D/D |
(116,633) |
534,367 |
|
- |
|
| Labranche George M L Iv |
Chairman, CEO & President |
• • – |
2004-11-30 |
5 |
GA |
$0.00 |
$0 |
I/I |
1,300,000 |
1,300,000 |
|
- |
|
| Labranche George M L Iv |
Chairman, CEO & President |
• • – |
2004-11-30 |
5 |
GD |
$0.00 |
$0 |
D/D |
1,300,000 |
2,201,094 |
|
- |
|
| Hayward Alfred O Jr |
CEO of LaBranche & Co LLC |
• • – |
2004-10-28 |
4 |
B |
$7.12 |
$180,691 |
D/D |
25,000 |
1,881,468 |
2.81 |
- |
|
| Burke William J III |
CEO LaBranche Financial Servic |
• – – |
2004-10-27 |
4 |
B |
$7.18 |
$71,800 |
D/D |
10,000 |
651,000 |
2.74 |
- |
|
| Filter E Margie |
Director |
– • – |
2004-01-29 |
4 |
A |
$11.05 |
$49,990 |
D/D |
4,524 |
7,278 |
|
- |
|
| George David A |
Director |
– • – |
2004-01-27 |
4 |
A |
$11.05 |
$52,499 |
D/D |
4,751 |
5,427 |
|
- |
|
| Dooley Thomas E |
Director |
– • – |
2004-01-27 |
4 |
A |
$11.05 |
$47,493 |
D/D |
4,298 |
5,632 |
|
- |
|
| Kiernan Donald E |
Director |
– • – |
2004-01-27 |
4 |
A |
$11.05 |
$42,498 |
D/D |
3,846 |
3,946 |
|
- |
|
80 Records found
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Page 3 of 4 |
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