| |
| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
79,770,000 |
| Market
Cap: |
22.05(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$209.89 - $288.82 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 339 |
| Guru Rank Value : 3.6 |
| Guru Occurances : 2 |
|
|
|
|
|
| |
|
Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
1,935 |
| Total Buy Value |
$0 |
$0 |
$0 |
$401,731 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
3 |
| Total Shares Sold |
5,677 |
107,333 |
136,844 |
380,215 |
| Total Sell Value |
$1,574,289 |
$28,038,120 |
$34,908,656 |
$92,282,680 |
| Total People Sold |
1 |
5 |
8 |
9 |
| Total Sell Transactions |
1 |
10 |
16 |
33 |
| End Date |
2024-03-28 |
2023-12-26 |
2023-06-27 |
2022-06-27 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Casady Mark S |
Director |
– • – |
2017-02-22 |
4 |
S |
$40.40 |
$2,368,624 |
D/D |
(58,628) |
130,957 |
|
- |
|
| Casady Mark S |
Director |
– • – |
2017-02-22 |
4 |
OE |
$31.60 |
$1,852,645 |
D/D |
58,628 |
189,585 |
|
- |
|
| Casady Mark S |
Director |
– • – |
2017-02-15 |
4 |
S |
$40.76 |
$14,886,082 |
D/D |
(365,213) |
130,957 |
|
- |
|
| Casady Mark S |
Director |
– • – |
2017-02-15 |
4 |
OE |
$31.60 |
$11,672,476 |
D/D |
365,213 |
496,170 |
|
- |
|
| Casady Mark S |
Director |
– • – |
2017-02-14 |
4 |
S |
$40.65 |
$8,311,746 |
D/D |
(204,471) |
130,957 |
|
- |
|
| Casady Mark S |
Director |
– • – |
2017-02-14 |
4 |
OE |
$22.08 |
$6,358,021 |
D/D |
204,471 |
335,428 |
|
- |
|
| Hellman Marco |
Director |
– • – |
2017-02-13 |
4 |
S |
$40.00 |
$36,000,000 |
I/I |
(900,000) |
1,885,143 |
|
- |
|
| Casady Mark S |
Director |
– • – |
2017-02-13 |
4 |
S |
$40.84 |
$2,558,218 |
D/D |
(62,640) |
130,957 |
|
- |
|
| Casady Mark S |
Director |
– • – |
2017-02-13 |
4 |
OE |
$22.08 |
$1,383,091 |
D/D |
62,640 |
193,597 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2017-02-13 |
4 |
A |
$0.00 |
$0 |
D/D |
38,809 |
232,414 |
|
- |
|
| Eberhart Paulett |
Director |
– • – |
2016-12-14 |
4 |
A |
$0.00 |
$0 |
D/D |
3,468 |
8,063 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2016-12-14 |
4 |
A |
$0.00 |
$0 |
D/D |
5,202 |
31,916 |
|
- |
|
| Riepe James S |
Director |
– • – |
2016-12-14 |
4 |
A |
$0.00 |
$0 |
D/D |
5,202 |
61,435 |
|
- |
|
| Putnam James S |
Director |
– • – |
2016-12-14 |
4 |
A |
$0.00 |
$0 |
D/D |
5,202 |
116,900 |
|
- |
|
| Mulcahy Anne M |
Director |
– • – |
2016-12-14 |
4 |
A |
$0.00 |
$0 |
D/D |
5,202 |
15,173 |
|
- |
|
| Hellman Marco |
Director |
– • – |
2016-12-14 |
4 |
A |
$0.00 |
$0 |
D/D |
5,202 |
5,202 |
|
- |
|
| Dinh Viet D |
Director |
– • – |
2016-12-14 |
4 |
A |
$0.00 |
$0 |
D/D |
5,202 |
8,150 |
|
- |
|
| Brennan John Joseph |
Director |
– • – |
2016-12-14 |
4 |
A |
$0.00 |
$0 |
D/D |
5,202 |
45,850 |
|
- |
|
| Dinh Viet D |
Director |
– • – |
2016-11-03 |
4 |
A |
$0.00 |
$0 |
I/I |
4,844 |
4,844 |
|
- |
|
| Dinh Viet D |
Director |
– • – |
2016-11-03 |
4 |
D |
$0.00 |
$0 |
I/I |
(4,844) |
0 |
|
- |
|
| Dinh Viet D |
Director |
– • – |
2016-11-01 |
4 |
GA |
$0.00 |
$0 |
I/I |
4,844 |
4,844 |
|
- |
|
| Dinh Viet D |
Director |
– • – |
2016-11-01 |
4 |
GD |
$0.00 |
$0 |
D/D |
4,844 |
2,948 |
|
- |
|
| Oroschakoff Michelle |
MD, Chief Risk Officer |
• – – |
2016-11-01 |
4 |
D |
$31.49 |
$4,786 |
D/D |
(152) |
16,592 |
|
- |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2016-10-30 |
4 |
D |
$31.28 |
$69,004 |
D/D |
(2,206) |
30,040 |
|
- |
|
| Oroschakoff Michelle |
MD, Chief Risk Officer |
• – – |
2016-09-03 |
4 |
D |
$29.85 |
$15,224 |
D/D |
(510) |
16,744 |
|
- |
|
1246 Records found
|
|
Page 32 of 50 |
|
|
1.51 (0.55%) 
