| |
| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
79,770,000 |
| Market
Cap: |
22.05(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$209.89 - $288.82 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
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Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 339 |
| Guru Rank Value : 3.6 |
| Guru Occurances : 2 |
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|
Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
1,935 |
| Total Buy Value |
$0 |
$0 |
$0 |
$401,731 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
3 |
| Total Shares Sold |
5,677 |
107,333 |
136,844 |
380,215 |
| Total Sell Value |
$1,574,289 |
$28,038,120 |
$34,908,656 |
$92,282,680 |
| Total People Sold |
1 |
5 |
8 |
9 |
| Total Sell Transactions |
1 |
10 |
16 |
33 |
| End Date |
2024-03-31 |
2023-12-29 |
2023-06-30 |
2022-06-30 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Gooley Thomas |
MD, Svc, Trading & Operations |
• – – |
2016-08-06 |
4 |
D |
$26.72 |
$20,227 |
D/D |
(757) |
17,630 |
|
- |
|
| Bergers David P. |
MD, Legal & Govt Relations |
• – – |
2016-08-05 |
4 |
D |
$26.72 |
$35,270 |
D/D |
(1,320) |
40,887 |
|
- |
|
| Kalbaugh John Andrew |
MD,Rel. Mgmt & Bus. Consulting |
• – – |
2016-06-13 |
4 |
A |
$0.00 |
$0 |
D/D |
4,880 |
26,238 |
|
- |
|
| Gooley Thomas |
MD, Svc, Trading & Operations |
• – – |
2016-06-13 |
4 |
A |
$0.00 |
$0 |
D/D |
2,928 |
18,387 |
|
- |
|
| White George Burton |
MD, Research |
• – – |
2016-06-10 |
4 |
D |
$24.75 |
$5,693 |
D/D |
(230) |
21,445 |
|
- |
|
| Hellman Marco |
Director |
– • – |
2016-05-10 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
2,779,941 |
|
- |
|
| Arnold Dan H. |
President |
• – – |
2016-03-08 |
4 |
AS |
$21.27 |
$25,694 |
D/D |
(1,208) |
193,605 |
|
- |
|
| Fetter Victor |
MD, Chief Information Officer |
• – – |
2016-03-06 |
4 |
D |
$21.44 |
$7,247 |
D/D |
(338) |
25,552 |
|
- |
|
| White George Burton |
MD, Research |
• – – |
2016-03-06 |
4 |
D |
$21.44 |
$9,284 |
D/D |
(433) |
21,675 |
|
- |
|
| Parker Ryan |
MD, Invstmt & Planning Solutns |
• – – |
2016-03-06 |
4 |
D |
$21.44 |
$5,317 |
D/D |
(248) |
11,864 |
|
- |
|
| Oroschakoff Michelle |
MD, Chief Risk Officer |
• – – |
2016-03-06 |
4 |
D |
$21.44 |
$6,196 |
D/D |
(289) |
17,254 |
|
- |
|
| Morrissey William P. Jr. |
MD, Business Development |
• – – |
2016-03-06 |
4 |
D |
$21.44 |
$5,403 |
D/D |
(252) |
15,648 |
|
- |
|
| Larsen Sallie R. |
MD, Chief Human Cap. Officer |
• – – |
2016-03-06 |
4 |
D |
$21.44 |
$6,389 |
D/D |
(298) |
15,788 |
|
- |
|
| Kalbaugh John Andrew |
MD,Rel. Mgmt & Bus. Consulting |
• – – |
2016-03-06 |
4 |
D |
$21.44 |
$6,089 |
D/D |
(284) |
21,358 |
|
- |
|
| Buchheister Jeffrey R. |
EVP, Chief Accounting Officer |
• – – |
2016-03-06 |
4 |
D |
$21.44 |
$3,495 |
D/D |
(163) |
7,341 |
|
- |
|
| Bergers David P. |
MD, Legal & Govt Relations |
• – – |
2016-03-06 |
4 |
D |
$21.44 |
$7,654 |
D/D |
(357) |
42,207 |
|
- |
|
| Dinh Viet D |
Director |
– • – |
2016-02-29 |
4 |
B |
$20.42 |
$98,920 |
D/D |
4,844 |
7,731 |
2.39 |
- |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2016-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
14,641 |
32,246 |
|
- |
|
| Larsen Sallie R. |
MD, Chief Human Cap. Officer |
• – – |
2016-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
7,064 |
16,086 |
|
- |
|
| Bergers David P. |
MD, Legal & Govt Relations |
• – – |
2016-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
8,601 |
42,564 |
|
- |
|
| Fetter Victor |
MD, Chief Information Officer |
• – – |
2016-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
8,601 |
25,890 |
|
- |
|
| Calder Tracy |
MD, Deputy Chief Risk Officer |
• – – |
2016-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
35,754 |
35,754 |
|
- |
|
| Oroschakoff Michelle |
MD, Chief Risk Officer |
• – – |
2016-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
7,503 |
17,543 |
|
- |
|
| Kalbaugh John Andrew |
MD,Rel. Mgmt & Bus. Consulting |
• – – |
2016-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
11,401 |
21,642 |
|
- |
|
| Parker Ryan |
MD, Invstmt & Planning Solutns |
• – – |
2016-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
9,260 |
12,112 |
|
- |
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1246 Records found
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Page 33 of 50 |
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