| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
274,730,000 |
| Market
Cap: |
21.55(B) |
| Last
Volume: |
2,666,617 |
Avg
Vol: |
1,483,303 |
| 52
Week Range: |
$66.88 - $86.31 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Insurance |
| Level
III Sector: |
Life & Health Insurance |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
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| |
|
Company Profile Principal Financial Group is an insurance holding company. Co. provides businesses, individuals and institutional clients a range of financial products and services through its financial services companies. Co.'s segments include: Retirement and Income Solutions, which provides products and services for retirement savings along with select products for retirement income; Principal Global Investors, which manages assets for investors by providing equity, fixed income, real estate and other alternative investments; and Principal International, which provides pension accumulation products and services, mutual funds, asset management, income annuities and life insurance accumulation products.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
95,738 |
| Total Sell Value |
$0 |
$0 |
$0 |
$7,458,933 |
| Total People Sold |
0 |
0 |
0 |
4 |
| Total Sell Transactions |
0 |
0 |
0 |
10 |
| End Date |
2024-03-31 |
2023-12-29 |
2023-06-30 |
2022-06-30 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2017-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
295 |
196,548 |
|
- |
|
| Elming Gregory Bernard |
SVP & Chief Risk Officer |
• – – |
2017-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
26 |
20,806 |
|
- |
|
| Everett Nora Mary |
President - RIS |
• – – |
2017-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
112 |
30,741 |
|
- |
|
| Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2017-09-29 |
4 |
A |
$0.00 |
$0 |
I/I |
85 |
39,324 |
|
- |
|
| Shaff Karen E |
EVP, Genl Counsel, Secretary |
• – • |
2017-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
93 |
85,911 |
|
- |
|
| Friedrich Amy Christine |
President - USIS |
• – – |
2017-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
128 |
22,340 |
|
- |
|
| Dunbar Timothy Mark |
EVP & Chief Investment Officer |
• – – |
2017-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
129 |
45,280 |
|
- |
|
| Tallett Elizebeth E |
Director |
– • – |
2017-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
335 |
48,261 |
|
- |
|
| Pickerell Blair |
Director |
– • – |
2017-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
52 |
7,123 |
|
- |
|
| Carter Miller Joycelyn |
Director |
– • – |
2017-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
317 |
43,894 |
|
- |
|
| Ferro Dennis H |
Director |
– • – |
2017-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
187 |
26,833 |
|
- |
|
| Mills Scott |
Director |
– • – |
2017-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
33 |
4,493 |
|
- |
|
| Helton Sandra L |
Director |
– • – |
2017-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
302 |
46,354 |
|
- |
|
| Dan Michael T |
Director |
– • – |
2017-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
283 |
39,039 |
|
- |
|
| Hochschild Roger C |
Director |
– • – |
2017-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
60 |
8,300 |
|
- |
|
| Gelatt Daniel |
Director |
– • • |
2017-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
339 |
109,276 |
|
- |
|
| Bernard Betsy J |
Director |
– • – |
2017-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
302 |
43,295 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2017-09-12 |
4 |
AS |
$62.34 |
$379,838 |
D/D |
(6,093) |
195,819 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2017-09-12 |
4 |
OE |
$60.10 |
$366,189 |
D/D |
6,093 |
201,912 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2017-09-11 |
4 |
AS |
$62.00 |
$6,200 |
D/D |
(100) |
195,819 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2017-09-11 |
4 |
OE |
$60.10 |
$6,010 |
D/D |
100 |
195,919 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2017-09-06 |
4/A |
AS |
$62.15 |
$181,105 |
D/D |
(2,914) |
195,819 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2017-09-06 |
4/A |
OE |
$60.10 |
$175,131 |
D/D |
2,914 |
198,733 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2017-09-05 |
4/A |
AS |
$62.10 |
$375,022 |
D/D |
(6,039) |
195,819 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2017-09-05 |
4/A |
OE |
$60.10 |
$362,944 |
D/D |
6,039 |
201,858 |
|
- |
|
2222 Records found
|
|
Page 33 of 89 |
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| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
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|
1.01 (1.27%) 
