| |
| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
79,770,000 |
| Market
Cap: |
22.05(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$209.89 - $288.82 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 339 |
| Guru Rank Value : 3.6 |
| Guru Occurances : 2 |
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|
Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
1,935 |
| Total Buy Value |
$0 |
$0 |
$0 |
$401,731 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
3 |
| Total Shares Sold |
5,677 |
107,333 |
136,844 |
380,215 |
| Total Sell Value |
$1,574,289 |
$28,038,120 |
$34,908,656 |
$92,282,680 |
| Total People Sold |
1 |
5 |
8 |
9 |
| Total Sell Transactions |
1 |
10 |
16 |
33 |
| End Date |
2024-03-28 |
2023-12-26 |
2023-06-27 |
2022-06-27 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  White George Burton |
MD, Chief Investment Officer |
• – – |
2015-06-10 |
4 |
A |
$0.00 |
$0 |
D/D |
2,114 |
11,744 |
|
- |
|
| Arnold Dan H. |
President |
• – – |
2015-06-10 |
4 |
AS |
$48.00 |
$205,104 |
D/D |
(4,273) |
183,617 |
|
- |
|
| Arnold Dan H. |
President |
• – – |
2015-06-10 |
4 |
OE |
$27.80 |
$118,789 |
D/D |
4,273 |
187,890 |
|
- |
|
| Handelsman Sharyn |
MD, Chief Compliance Officer |
• – – |
2015-06-02 |
4 |
AS |
$43.50 |
$278,096 |
D/D |
(6,393) |
6,478 |
|
- |
|
| Handelsman Sharyn |
MD, Chief Compliance Officer |
• – – |
2015-06-02 |
4 |
OE |
$30.00 |
$197,981 |
D/D |
6,393 |
12,871 |
|
- |
|
| Buchheister Jeffrey R. |
EVP, Chief Accounting Officer |
• – – |
2015-05-28 |
4 |
OE |
$2.38 |
$31,797 |
D/D |
13,360 |
16,199 |
|
- |
|
| Casady Mark S |
Chairman & Chief Exec. Officer |
• • – |
2015-05-28 |
4 |
B |
$42.48 |
$896,332 |
D/D |
21,100 |
63,871 |
2.81 |
- |
|
| Thomas Lux |
Acting Chief Financial Officer |
• – – |
2015-05-18 |
4 |
OE |
$22.08 |
$44,160 |
D/D |
2,000 |
10,378 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2015-05-18 |
4 |
A |
$42.85 |
$68,217 |
D/D |
1,592 |
26,714 |
|
- |
|
| Riepe James S |
Director |
– • – |
2015-05-18 |
4 |
A |
$42.85 |
$68,217 |
D/D |
1,592 |
56,233 |
|
- |
|
| Putnam James S |
Director |
– • – |
2015-05-18 |
4 |
A |
$42.85 |
$68,217 |
D/D |
1,592 |
111,698 |
|
- |
|
| Mulcahy Anne M |
Director |
– • – |
2015-05-18 |
4 |
A |
$42.85 |
$68,217 |
D/D |
1,592 |
9,971 |
|
- |
|
| Brennan John Joseph |
Director |
– • – |
2015-05-18 |
4 |
A |
$42.85 |
$68,217 |
D/D |
1,592 |
40,262 |
|
- |
|
| Boyce Richard W |
Director |
– • – |
2015-05-18 |
4 |
A |
$42.85 |
$68,217 |
D/D |
1,592 |
59,990 |
|
- |
|
| Eberhart Paulett |
Director |
– • – |
2015-05-12 |
4 |
A |
$40.81 |
$129,980 |
D/D |
3,185 |
4,595 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2015-05-12 |
4 |
A |
$40.81 |
$129,980 |
D/D |
3,185 |
25,122 |
|
- |
|
| Riepe James S |
Director |
– • – |
2015-05-12 |
4 |
A |
$40.81 |
$129,980 |
D/D |
3,185 |
54,641 |
|
- |
|
| Putnam James S |
Director |
– • – |
2015-05-12 |
4 |
A |
$40.81 |
$129,980 |
D/D |
3,185 |
110,106 |
|
- |
|
| Mulcahy Anne M |
Director |
– • – |
2015-05-12 |
4 |
A |
$40.81 |
$129,980 |
D/D |
3,185 |
8,379 |
|
- |
|
| Brennan John Joseph |
Director |
– • – |
2015-05-12 |
4 |
A |
$40.81 |
$129,980 |
D/D |
3,185 |
38,670 |
|
- |
|
| Boyce Richard W |
Director |
– • – |
2015-05-12 |
4 |
A |
$40.81 |
$129,980 |
D/D |
3,185 |
58,398 |
|
- |
|
| Thomas Lux |
Acting Chief Financial Officer |
• – – |
2015-04-10 |
4 |
OE |
$22.08 |
$44,160 |
D/D |
2,000 |
8,378 |
|
- |
|
| Thomas Lux |
Acting Chief Financial Officer |
• – – |
2015-03-13 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
6,378 |
|
- |
|
| Handelsman Sharyn |
MD, Chief Compliance OfficerOf |
• – – |
2015-03-11 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
6,478 |
|
- |
|
| Arnold Dan H. |
Chief Financial Officer |
• – – |
2015-03-06 |
4 |
A |
$0.00 |
$0 |
D/D |
3,622 |
183,617 |
|
- |
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1246 Records found
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Page 35 of 50 |
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