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LPL Investment Holdings Inc (LPLA)  
$276.41 1.51 (0.55%) as of 4:30 Thu 6/27


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Exchange: Nasdaq Small Cap
Security Type: Common
Shares Out: 79,770,000
Market Cap: 22.05(B)
Last Volume: 0 Avg Vol: 0
52 Week Range: $209.89 - $288.82
Level I Sector: Financials
Level II Sector: Financial Services
Level III Sector: Investment Brokerage - National

Member Indexes:
   

Rankings:
     
Insider 3 Months    :   -
Insider 6 Months    :   -
Insider 3/6 Months :   -
Guru Rank Number :  339
Guru Rank Value     : 3.6
Guru Occurances    : 2

 

            6 Months   1 Year   2 Year  
 
Company Profile   LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.

 
 
Summary  (Direct Transactions Only) 3 Months 6 Months 12 Months 24 Months
Total Shares Bought 0 0 0 1,935
Total Buy Value $0 $0 $0 $401,731
Total People Bought 0 0 0 2
Total Buy Transactions 0 0 0 3
Total Shares Sold 5,677 107,333 136,844 380,215
Total Sell Value $1,574,289 $28,038,120 $34,908,656 $92,282,680
Total People Sold 1 5 8 9
Total Sell Transactions 1 10 16 33
End Date 2024-03-28 2023-12-26 2023-06-27 2022-06-27

   
Records found: 1246
  Page 39 of 50  
Filer's Name Relation Title Off-Dir-10% Tran. Date Form Action Price Mkt Value D/I Shares Holdings
Rank

  
3m +/-  
Form
   Thomas Lux EVP, CAO   •       –      –    2014-02-24 4 A $0.00 $0 D/D 1,243 6,213     -
   White George Burton MD, Chief Investment Officer   •       –      –    2014-02-24 4 A $0.00 $0 D/D 2,599 6,298     -
   Larsen Sallie R. MD, Chief Human Cap. Officer   •       –      –    2014-02-24 4 A $0.00 $0 D/D 2,189 8,564     -
   Khoury Joan D MD, Chief Marketing Officer   •       –      –    2014-02-22 4 D $54.25 $19,801 D/D (365) 4,957     -
   Kalbaugh John Andrew MD, Institution Services   •       –      –    2014-02-22 4 D $54.25 $17,957 D/D (331) 6,315     -
   Bruton Derek MD, Independent Advisor Svcs   •       –      –    2014-02-22 4 D $54.25 $23,707 D/D (437) 7,432     -
   Helliker Mark MD, B/D Support Services   •       –      –    2014-02-22 4 D $54.25 $19,747 D/D (364) 2,958     -
   Thomas Lux EVP, CAO   •       –      –    2014-02-22 4 D $54.25 $12,478 D/D (230) 4,970     -
   White George Burton MD, Chief Investment Officer   •       –      –    2014-02-22 4 D $54.25 $20,778 D/D (383) 3,699     -
   Larsen Sallie R. MD, Chief Human Cap. Officer   •       –      –    2014-02-22 4 D $54.25 $19,801 D/D (365) 6,375     -
   Bruton Derek MD, Independent Advisor Svcs   •       –      –    2014-02-14 4 S $53.21 $851,360 D/D (16,000) 7,869     -
   Bruton Derek MD, Independent Advisor Svcs   •       –      –    2014-02-14 4 OE $22.08 $353,280 D/D 16,000 23,869     -
   Moore Robert J. President & COO   •       –      –    2014-02-14 4 S $53.29 $5,328,227 D/D (99,993) 40,006     -
   Moore Robert J. President & COO   •       –      –    2014-02-14 4 OE $19.74 $2,566,180 D/D 129,999 139,999     -
   Casady Mark S Chairman & Chief Exec. Officer   •       •      –    2014-02-14 4 GD $0.00 $0 D/D 150,000 309,857     -
   Coulter James G 10% Owner   –       –       •   2014-02-13 4 S $52.00 $198,799,952 I/I (3,823,076) 13,113,819     -
   Moore Robert J. President & COO   •       –      –    2014-02-12 4 S $52.00 $1,560,000 D/D (30,000) 10,000     -
   Arnold Dan H. Chief Financial Officer   •       –      –    2014-02-12 4 S $52.00 $3,640,000 D/D (70,000) 173,521     -
   Putnam James S Director   –       •      –    2014-01-09 4 AS $50.00 $1,500,000 D/D (30,000) 104,280     -
   Putnam James S Director   –       •      –    2014-01-07 4 AS $48.00 $1,440,000 D/D (30,000) 134,280     -
   Putnam James S Director   –       •      –    2013-12-23 4 AS $46.00 $1,380,000 D/D (30,000) 164,280     -
   Fetter Victor MD, Chief Information Officer   •       –      –    2013-12-17 4 A $0.00 $0 D/D 5,636 14,561     -
   Putnam James S Director   –       •      –    2013-12-10 4 AS $44.00 $488,488 D/D (11,102) 194,280     -
   Putnam James S Director   –       •      –    2013-12-09 4 AS $44.00 $831,512 D/D (18,898) 205,382     -
   Casady Mark S Chairman & Chief Exec. Officer   •       •      –    2013-12-02 5 GD $0.00 $0 I/I 5,310 0     -
  1246 Records found
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  Page 39 of 50
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
  OE - Options Exercised A - Acquired
  IO - Initital Ownership D - Disposed
 
 
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