| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
543,260,000 |
| Market
Cap: |
178.70(B) |
| Last
Volume: |
2,499,229 |
Avg
Vol: |
3,303,081 |
| 52
Week Range: |
$226.05 - $379.3 |
|
| Level
I Sector: |
Industrials |
| Level
II Sector: |
Manufacturing |
| Level
III Sector: |
Farm & Construction Machinery |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
DOW JONES COMPOSITE |
| |
DOW JONES INDUSTRIAL AVERAGE |
|
NYSE COMPOSITE |
| |
S&P 100 |
|
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : 8.7 |
| Insider 6 Months : 9.7 |
| Insider 3/6 Months : 18.6 |
|
| Guru Rank Number : 320 |
| Guru Rank Value : 4 |
| Guru Occurances : 2 |
|
|
|
|
|
| |
|
Company Profile Caterpillar is a manufacturer of construction and mining equipment, diesel and natural gas engines, industrial gas turbines and diesel-electric locomotives. Co.'s segments include: Construction Industries, which supports customers using machinery in infrastructure, forestry and building construction; Resource Industries, which supports customers using machinery in mining, heavy construction, and quarry and aggregates; Energy and Transportation, which supports customers in oil and gas, power generation, marine, rail and industrial applications, including Cat® machines; and Financial Products, which provides financing and related services.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
600 |
950 |
950 |
1,350 |
| Total Buy Value |
$204,335 |
$317,515 |
$317,515 |
$417,231 |
| Total People Bought |
2 |
2 |
2 |
2 |
| Total Buy Transactions |
2 |
3 |
3 |
4 |
| Total Shares Sold |
23,355 |
91,087 |
190,493 |
296,062 |
| Total Sell Value |
$8,309,914 |
$29,999,260 |
$46,073,409 |
$72,109,218 |
| Total People Sold |
2 |
4 |
6 |
8 |
| Total Sell Transactions |
2 |
9 |
16 |
25 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Johnson Denise C |
Group President |
• – – |
2023-08-03 |
4 |
S |
$0.00 |
$0 |
D/D |
(41,748) |
17,968 |
|
7% |
|
| Johnson Denise C |
Group President |
• – – |
2023-08-03 |
4 |
OE |
$127.60 |
$5,520,674 |
D/D |
41,748 |
41,704 |
|
- |
|
| Creed Joseph E |
Group President |
• – – |
2023-08-03 |
4 |
S |
$284.84 |
$2,078,361 |
D/D |
(7,286) |
0 |
|
7% |
|
| Creed Joseph E |
Group President |
• – – |
2023-08-03 |
4 |
D |
$284.78 |
$982,206 |
D/D |
(3,449) |
4,249 |
|
- |
|
| Creed Joseph E |
Group President |
• – – |
2023-08-03 |
4 |
OE |
$127.60 |
$982,265 |
D/D |
7,698 |
7,698 |
|
- |
|
| Bonfield Andrew R J |
Chief Financial Officer |
• – – |
2023-08-02 |
4 |
D |
$289.99 |
$10,927,693 |
D/D |
(37,683) |
77,317 |
|
- |
|
| Bonfield Andrew R J |
Chief Financial Officer |
• – – |
2023-08-02 |
4 |
OE |
$196.70 |
$9,556,114 |
D/D |
44,973 |
88,736 |
|
- |
|
| De Lange Bob |
Group President |
• – – |
2023-08-01 |
4 |
S |
$275.00 |
$5,500,000 |
D/D |
(20,000) |
53,671 |
|
11% |
|
| De Lange Bob |
Group President |
• – – |
2023-08-01 |
4 |
OE |
$95.66 |
$1,913,200 |
D/D |
20,000 |
73,671 |
|
- |
|
| Johnson Cheryl H |
Chief Human Resources Officer |
• – – |
2023-07-18 |
4 |
S |
$260.00 |
$1,667,900 |
D/D |
(6,415) |
16,362 |
|
7% |
|
| Johnson Cheryl H |
Chief Human Resources Officer |
• – – |
2023-07-18 |
4 |
OE |
$127.60 |
$818,554 |
D/D |
6,415 |
22,777 |
|
- |
|
| Maclennan David |
Director |
– • – |
2023-06-14 |
4 |
A |
$243.32 |
$169,837 |
D/D |
698 |
4,418 |
|
- |
|
| Dickinson Daniel M |
Director |
– • – |
2023-06-14 |
4 |
A |
$243.32 |
$169,837 |
D/D |
698 |
5,745 |
|
- |
|
| Schwab Susan C |
Director |
– • – |
2023-06-14 |
4 |
A |
$243.32 |
$169,837 |
D/D |
698 |
23,106 |
|
- |
|
| Fish James C Jr |
Director |
– • – |
2023-06-14 |
4 |
A |
$243.32 |
$169,837 |
D/D |
698 |
4,898 |
|
- |
|
| Marks Judith Fran |
Director |
– • – |
2023-06-14 |
4 |
A |
$243.32 |
$169,837 |
D/D |
698 |
698 |
|
- |
|
| Johnson Gerald |
Director |
– • – |
2023-06-14 |
4 |
A |
$243.32 |
$169,837 |
D/D |
698 |
2,101 |
|
- |
|
| Reed Debra L |
Director |
– • – |
2023-06-14 |
4 |
A |
$243.32 |
$169,837 |
D/D |
698 |
11,520 |
|
- |
|
| Wilkins Rayford Jr |
Director |
– • – |
2023-06-14 |
4 |
A |
$243.32 |
$169,837 |
D/D |
698 |
6,883 |
|
- |
|
| Calhoun David L |
Director |
– • – |
2023-06-14 |
4 |
A |
$243.32 |
$169,837 |
D/D |
698 |
49,815 |
|
- |
|
| Ayotte Kelly |
Director |
– • – |
2023-06-14 |
4 |
A |
$243.32 |
$169,837 |
D/D |
698 |
6,113 |
|
- |
|
| Long Suzette M |
CLO/General Counsel |
• – – |
2023-06-07 |
4 |
D |
$231.32 |
$3,565,798 |
D/D |
(15,415) |
13,890 |
|
- |
|
| Long Suzette M |
CLO/General Counsel |
• – – |
2023-06-07 |
4 |
OE |
$127.60 |
$2,619,500 |
D/D |
20,529 |
29,305 |
|
- |
|
| Bonfield Andrew R J |
Chief Financial Officer |
• – – |
2023-03-02 |
4 |
D |
$249.31 |
$4,052,783 |
D/D |
(16,256) |
70,027 |
|
- |
|
| Bonfield Andrew R J |
Chief Financial Officer |
• – – |
2023-03-02 |
4 |
OE |
$127.60 |
$2,946,922 |
D/D |
23,095 |
86,283 |
|
- |
|
2091 Records found
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Page 4 of 84 |
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0.65 (0.2%) 
