| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
33,059,000 |
| Market
Cap: |
999.37(M) |
| Last
Volume: |
706,369 |
Avg
Vol: |
316,539 |
| 52
Week Range: |
$30.23 - $30.23 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P SMALLCAP 600 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-31 |
2023-12-29 |
2023-06-30 |
2022-06-30 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Naphtali Howard C |
Managing Director and CFO |
• – – |
2009-05-04 |
4 |
OE |
$12.50 |
$594,063 |
D/D |
47,525 |
214,511 |
|
- |
|
| Naphtali Howard C |
Managing Director and CFO |
• – – |
2009-04-17 |
4 |
D |
$21.99 |
$12,644 |
D/D |
(575) |
166,986 |
|
- |
|
| Domowitz Ian |
Managing Director |
• – – |
2009-04-17 |
4 |
D |
$21.99 |
$11,831 |
D/D |
(538) |
88,068 |
|
- |
|
| Goebels P Mats |
Managing Dir,Gen Counsel & Sec |
• – – |
2009-04-17 |
4 |
D |
$21.99 |
$4,794 |
D/D |
(218) |
49,359 |
|
- |
|
| Meitz David |
Managing Director |
• – – |
2009-04-17 |
4 |
D |
$21.99 |
$3,255 |
D/D |
(148) |
54,516 |
|
- |
|
| Bulone Angelo |
Managing Director & Controller |
• – – |
2009-04-17 |
4 |
D |
$21.99 |
$638 |
D/D |
(29) |
22,495 |
|
- |
|
| Heckman Christopher J |
Managing Director |
• – – |
2009-04-17 |
4 |
D |
$21.99 |
$10,533 |
D/D |
(479) |
101,502 |
|
- |
|
| Jones Timothy |
Director |
– • – |
2009-04-01 |
4 |
A |
$26.43 |
$15,012 |
D/D |
568 |
10,099 |
|
- |
|
| Ohara Kevin Jp |
Director |
– • – |
2009-04-01 |
4 |
A |
$26.43 |
$15,012 |
D/D |
568 |
8,248 |
|
- |
|
| Ohara Maureen |
Director |
– • – |
2009-04-01 |
4 |
A |
$26.43 |
$40,015 |
D/D |
1,514 |
32,717 |
|
- |
|
| King Robert L |
Director |
– • – |
2009-04-01 |
4 |
A |
$26.43 |
$15,012 |
D/D |
568 |
3,796 |
|
- |
|
| Christianakis Leonidas |
Man. Director, CEO of Asia Pac |
• – – |
2009-03-23 |
4 |
A |
$0.00 |
$0 |
D/D |
10,196 |
10,196 |
|
- |
|
| Gasser Robert C |
CEO and President |
• • – |
2009-03-13 |
4 |
A |
$0.00 |
$0 |
D/D |
19,434 |
79,837 |
|
- |
|
| Naphtali Howard C |
Managing Director and CFO |
• – – |
2009-03-13 |
4 |
A |
$0.00 |
$0 |
D/D |
51,352 |
167,561 |
|
- |
|
| Meitz David |
Managing Director |
• – – |
2009-03-13 |
4 |
A |
$0.00 |
$0 |
D/D |
27,543 |
54,664 |
|
- |
|
| Heckman Christopher J |
Managing Director |
• – – |
2009-03-13 |
4 |
A |
$0.00 |
$0 |
D/D |
48,778 |
101,981 |
|
- |
|
| Goebels P Mats |
Managing Dir,Gen Counsel & Sec |
• – – |
2009-03-13 |
4 |
A |
$0.00 |
$0 |
D/D |
22,910 |
49,577 |
|
- |
|
| Domowitz Ian |
Managing Director |
• – – |
2009-03-13 |
4 |
A |
$0.00 |
$0 |
D/D |
38,482 |
88,606 |
|
- |
|
| Stevens David |
Man. Director, CEO of Europe |
• – – |
2009-02-23 |
4 |
A |
$0.00 |
$0 |
D/D |
21,069 |
25,869 |
|
- |
|
| Bulone Angelo |
Managing Director & Controller |
• – – |
2009-02-13 |
4 |
A |
$0.00 |
$0 |
D/D |
5,882 |
22,524 |
|
- |
|
| Thadaney Nicholas |
Man. Director, CEO of CanadaOf |
• – – |
2009-02-10 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
11,469 |
|
- |
|
| Stevens David |
Man. Director, CEO of EuropeOf |
• – – |
2009-02-10 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
4,800 |
|
- |
|
| Gasser Robert C |
CEO and President |
• • – |
2009-01-31 |
4 |
D |
$21.68 |
$50,428 |
D/D |
(2,326) |
60,403 |
|
- |
|
| Goebels P Mats |
Managing Dir,Gen Counsel & Sec |
• – – |
2009-01-17 |
4 |
D |
$20.97 |
$11,261 |
D/D |
(537) |
26,668 |
|
- |
|
| Naphtali Howard C |
Managing Director and CFO |
• – – |
2009-01-17 |
4 |
D |
$20.97 |
$12,876 |
D/D |
(614) |
116,209 |
|
- |
|
1664 Records found
|
|
Page 40 of 67 |
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