| |
| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
79,770,000 |
| Market
Cap: |
22.05(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$209.89 - $288.82 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 339 |
| Guru Rank Value : 3.6 |
| Guru Occurances : 2 |
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|
Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
1,935 |
| Total Buy Value |
$0 |
$0 |
$0 |
$401,731 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
3 |
| Total Shares Sold |
5,677 |
107,333 |
136,844 |
380,215 |
| Total Sell Value |
$1,574,289 |
$28,038,120 |
$34,908,656 |
$92,282,680 |
| Total People Sold |
1 |
5 |
8 |
9 |
| Total Sell Transactions |
1 |
10 |
16 |
33 |
| End Date |
2024-03-31 |
2023-12-29 |
2023-06-30 |
2022-06-30 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Stiefler Jeffrey E |
Director |
– • – |
2013-11-19 |
4 |
A |
$0.00 |
$0 |
D/D |
1,183 |
7,767 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2013-11-19 |
4 |
A |
$0.00 |
$0 |
D/D |
1,183 |
19,296 |
|
- |
|
| Riepe James S |
Director |
– • – |
2013-11-19 |
4 |
A |
$0.00 |
$0 |
D/D |
1,183 |
48,815 |
|
- |
|
| Putnam James S |
Director |
– • – |
2013-11-19 |
4 |
A |
$0.00 |
$0 |
D/D |
1,183 |
224,280 |
|
- |
|
| Mulcahy Anne M |
Director |
– • – |
2013-11-19 |
4 |
A |
$0.00 |
$0 |
D/D |
1,183 |
2,553 |
|
- |
|
| Brennan John Joseph |
Director |
– • – |
2013-11-19 |
4 |
A |
$0.00 |
$0 |
D/D |
1,183 |
32,844 |
|
- |
|
| Boyce Richard W |
Director |
– • – |
2013-11-19 |
4 |
A |
$0.00 |
$0 |
D/D |
1,183 |
52,313 |
|
- |
|
| Thomas Lux |
EVP, CAO |
• – – |
2013-11-14 |
4 |
S |
$42.31 |
$42,310 |
D/D |
(1,000) |
5,200 |
|
- |
|
| Casady Mark S |
Chairman & Chief Exec. Officer |
• • – |
2013-11-13 |
5 |
GD |
$0.00 |
$0 |
D/D |
3,575 |
540,090 |
|
- |
|
| Putnam James S |
Director |
– • – |
2013-11-13 |
4 |
AS |
$42.16 |
$700,994 |
I/I |
(16,627) |
0 |
|
- |
|
| Putnam James S |
Director |
– • – |
2013-11-13 |
4 |
AS |
$42.12 |
$542,000 |
D/D |
(12,868) |
223,097 |
|
- |
|
| Putnam James S |
Director |
– • – |
2013-11-12 |
4 |
AS |
$42.01 |
$1,389,271 |
I/I |
(33,070) |
16,627 |
|
- |
|
| Putnam James S |
Director |
– • – |
2013-11-12 |
4 |
AS |
$42.01 |
$719,715 |
D/D |
(17,132) |
235,965 |
|
- |
|
| Coulter James G |
10% Owner |
– – • |
2013-11-08 |
4 |
S |
$39.68 |
$2,341,256 |
I/I |
(59,000) |
16,936,895 |
|
- |
|
| Coulter James G |
10% Owner |
– – • |
2013-11-07 |
4 |
S |
$39.78 |
$3,144,003 |
I/I |
(79,029) |
16,995,895 |
|
- |
|
| Coulter James G |
10% Owner |
– – • |
2013-11-06 |
4 |
S |
$40.61 |
$3,309,788 |
I/I |
(81,502) |
17,074,924 |
|
- |
|
| Coulter James G |
10% Owner |
– – • |
2013-11-05 |
4 |
S |
$40.72 |
$4,851,349 |
I/I |
(119,148) |
17,156,426 |
|
- |
|
| Casady Mark S |
Chairman & Chief Exec. Officer |
• • – |
2013-11-04 |
4 |
GD |
$0.00 |
$0 |
D/D |
520,000 |
543,665 |
|
- |
|
| Putnam James S |
Director |
– • – |
2013-10-21 |
4 |
AS |
$40.04 |
$369,689 |
I/I |
(9,233) |
49,697 |
|
- |
|
| Putnam James S |
Director |
– • – |
2013-10-21 |
4 |
AS |
$40.01 |
$134,394 |
D/D |
(3,359) |
253,097 |
|
- |
|
| Putnam James S |
Director |
– • – |
2013-10-18 |
4 |
AS |
$40.00 |
$1,530,680 |
I/I |
(38,267) |
58,930 |
|
- |
|
| Putnam James S |
Director |
– • – |
2013-10-18 |
4 |
AS |
$40.01 |
$1,065,906 |
D/D |
(26,641) |
256,456 |
|
- |
|
| Coulter James G |
10% Owner |
– – • |
2013-09-06 |
4 |
S |
$37.58 |
$821,037 |
I/I |
(21,848) |
17,275,574 |
|
- |
|
| Coulter James G |
10% Owner |
– – • |
2013-09-05 |
4 |
S |
$37.57 |
$4,729,163 |
I/I |
(125,865) |
17,297,422 |
|
- |
|
| Coulter James G |
10% Owner |
– – • |
2013-09-04 |
4 |
S |
$37.00 |
$4,163,939 |
I/I |
(112,524) |
17,423,287 |
|
- |
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1246 Records found
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Page 40 of 50 |
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