| |
| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
79,770,000 |
| Market
Cap: |
22.28(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$209.89 - $288.82 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 339 |
| Guru Rank Value : 3.6 |
| Guru Occurances : 2 |
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| |
|
Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
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|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
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|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
1,935 |
| Total Buy Value |
$0 |
$0 |
$0 |
$401,731 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
3 |
| Total Shares Sold |
5,677 |
107,333 |
136,844 |
380,215 |
| Total Sell Value |
$1,574,289 |
$28,038,120 |
$34,908,656 |
$92,282,680 |
| Total People Sold |
1 |
5 |
8 |
9 |
| Total Sell Transactions |
1 |
10 |
16 |
33 |
| End Date |
2024-03-31 |
2023-12-29 |
2023-06-30 |
2022-06-30 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Oroschakoff Michelle |
MD, Chief Risk Officer |
• – – |
2013-09-03 |
4 |
A |
$0.00 |
$0 |
D/D |
5,422 |
5,422 |
|
- |
|
| Coulter James G |
10% Owner |
– – • |
2013-09-03 |
4 |
S |
$36.88 |
$3,608,411 |
I/I |
(97,830) |
17,535,811 |
|
- |
|
| Coulter James G |
10% Owner |
– – • |
2013-08-30 |
4 |
S |
$36.94 |
$482,106 |
I/I |
(13,050) |
17,633,641 |
|
- |
|
| Coulter James G |
10% Owner |
– – • |
2013-08-29 |
4 |
S |
$37.47 |
$2,284,110 |
I/I |
(60,960) |
17,646,691 |
|
- |
|
| Coulter James G |
10% Owner |
– – • |
2013-08-29 |
4 |
D |
$0.00 |
$0 |
I/I |
(321,050) |
17,707,651 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2013-08-29 |
4 |
A |
$0.00 |
$0 |
D/D |
3,770 |
18,113 |
|
- |
|
| Boyce Richard W |
Director |
– • – |
2013-08-29 |
4 |
A |
$0.00 |
$0 |
D/D |
16,186 |
51,130 |
|
- |
|
| Hellman & Friedman Investors V, L.p. |
Director |
– • • |
2013-08-15 |
4 |
D |
$0.00 |
$0 |
I/I |
(15,022,929) |
0 |
|
- |
|
| Thorpe Allen R |
Director |
– • – |
2013-08-15 |
4 |
A |
$0.00 |
$0 |
D/D |
211,068 |
433,003 |
|
- |
|
| Coulter James G |
10% Owner |
– – • |
2013-08-15 |
4 |
D |
$0.00 |
$0 |
I/I |
(3,252,329) |
18,028,701 |
|
- |
|
| Bergers David P. |
MD, Legal & Govt Relations |
• – – |
2013-08-05 |
4 |
A |
$0.00 |
$0 |
D/D |
44,191 |
44,191 |
|
- |
|
| Coulter James G |
10% Owner |
– – • |
2013-06-13 |
4 |
S |
$36.67 |
$2,119,972 |
I/I |
(57,818) |
21,281,030 |
|
- |
|
| Boyce Richard W |
Director |
– • – |
2013-06-12 |
4 |
A |
$0.00 |
$0 |
D/D |
26,847 |
34,944 |
|
- |
|
| Coulter James G |
10% Owner |
– – • |
2013-06-12 |
4 |
S |
$36.63 |
$2,927,158 |
I/I |
(79,908) |
21,338,848 |
|
- |
|
| Coulter James G |
10% Owner |
– – • |
2013-06-12 |
4 |
D |
$0.00 |
$0 |
I/I |
(529,702) |
21,418,756 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2013-06-12 |
4 |
A |
$0.00 |
$0 |
D/D |
6,246 |
14,343 |
|
- |
|
| Stiefler Jeffrey E |
Director |
– • – |
2013-06-04 |
4 |
S |
$37.18 |
$1,745,304 |
I/I |
(46,942) |
5,077 |
|
- |
|
| Coulter James G |
10% Owner |
– – • |
2013-05-29 |
4 |
D |
$0.00 |
$0 |
I/I |
(5,011,727) |
21,948,458 |
|
- |
|
| Hellman & Friedman Investors V, L.p. |
Director |
– • • |
2013-05-29 |
4 |
D |
$0.00 |
$0 |
I/I |
(7,426,107) |
0 |
|
- |
|
| Thorpe Allen R |
Director |
– • – |
2013-05-29 |
4 |
A |
$0.00 |
$0 |
D/D |
102,931 |
221,935 |
|
- |
|
| Putnam James S |
Director |
– • – |
2013-05-15 |
4 |
AS |
$38.00 |
$1,710,000 |
I/I |
(45,000) |
97,197 |
|
- |
|
| Putnam James S |
Director |
– • – |
2013-05-15 |
4 |
AS |
$38.00 |
$1,140,000 |
D/D |
(30,000) |
283,097 |
|
- |
|
| Mulcahy Anne M |
Director |
– • – |
2013-05-13 |
4 |
A |
$0.00 |
$0 |
D/D |
1,370 |
1,370 |
|
- |
|
| Putnam James S |
Director |
– • – |
2013-05-09 |
4 |
AS |
$36.00 |
$1,440,000 |
I/I |
(40,000) |
142,197 |
|
- |
|
| Putnam James S |
Director |
– • – |
2013-05-09 |
4 |
AS |
$36.00 |
$1,080,000 |
D/D |
(30,000) |
313,097 |
|
- |
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1246 Records found
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Page 41 of 50 |
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2.89 (1.05%) 
