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Exchange: |
New York Stock Exchange |
Security
Type: |
Common |
Shares
Out: |
274,730,000 |
Market
Cap: |
21.78(B) |
Last
Volume: |
1,542,837 |
Avg
Vol: |
1,483,303 |
52
Week Range: |
$66.88 - $86.31 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Insurance |
Level
III Sector: |
Life & Health Insurance |
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Member Indexes:
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S&P COMPOSITE 1500 |
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NYSE COMPOSITE |
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S&P 500 |
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Principal Financial Group is an insurance holding company. Co. provides businesses, individuals and institutional clients a range of financial products and services through its financial services companies. Co.'s segments include: Retirement and Income Solutions, which provides products and services for retirement savings along with select products for retirement income; Principal Global Investors, which manages assets for investors by providing equity, fixed income, real estate and other alternative investments; and Principal International, which provides pension accumulation products and services, mutual funds, asset management, income annuities and life insurance accumulation products.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) ![](../../images/information.jpg) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
95,738 |
Total Sell Value |
$0 |
$0 |
$0 |
$7,458,933 |
Total People Sold |
0 |
0 |
0 |
4 |
Total Sell Transactions |
0 |
0 |
0 |
10 |
End Date |
2024-04-04 |
2024-01-02 |
2023-07-04 |
2022-07-04 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Mccaughan James P |
President - Global Asset Mgmt. |
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2016-04-14 |
4 |
AS |
$41.48 |
$414,800 |
D/D |
(10,000) |
215,598 |
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- |
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Mccaughan James P |
President - Global Asset Mgmt. |
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2016-04-14 |
4 |
OE |
$22.21 |
$222,100 |
D/D |
10,000 |
225,598 |
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- |
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Ferro Dennis H |
Director |
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2016-03-25 |
4 |
A |
$0.00 |
$0 |
D/D |
189 |
20,604 |
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- |
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Dan Michael T |
Director |
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2016-03-25 |
4 |
A |
$0.00 |
$0 |
D/D |
312 |
32,207 |
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- |
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Gelatt Daniel |
Director |
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2016-03-25 |
4 |
A |
$0.00 |
$0 |
D/D |
382 |
39,707 |
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- |
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Zimpleman Larry D |
Director |
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2016-03-25 |
4 |
A |
$0.00 |
$0 |
D/D |
11 |
263,514 |
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- |
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Valdes Luis E. |
Pres - Intl Asset Mgmt&Accum |
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2016-03-25 |
4 |
A |
$0.00 |
$0 |
D/D |
188 |
100,697 |
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- |
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Scholten Gary P |
EVP & Ch Info Officer |
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2016-03-25 |
4 |
A |
$0.00 |
$0 |
D/D |
20 |
82,842 |
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- |
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Shaff Karen E |
EVP, Genl Counsel, Secretary |
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2016-03-25 |
4 |
A |
$0.00 |
$0 |
D/D |
118 |
95,603 |
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- |
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Mccaughan James P |
President - Global Asset Mgmt. |
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2016-03-25 |
4 |
A |
$0.00 |
$0 |
D/D |
376 |
215,598 |
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- |
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Lillis Terrance J. |
EVP & Chief Financial Officer |
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2016-03-25 |
4 |
A |
$0.00 |
$0 |
D/D |
204 |
99,613 |
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- |
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Elming Gregory Bernard |
SVP & Chief Risk Officer |
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2016-03-25 |
4 |
A |
$0.00 |
$0 |
D/D |
21 |
32,072 |
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- |
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Everett Nora Mary |
President - RIS |
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2016-03-25 |
4 |
A |
$0.00 |
$0 |
D/D |
193 |
41,822 |
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- |
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Dunbar Timothy Mark |
EVP & Chief Investment Officer |
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2016-03-25 |
4 |
A |
$0.00 |
$0 |
D/D |
185 |
44,203 |
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- |
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Tallett Elizebeth E |
Director |
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2016-03-25 |
4 |
A |
$0.00 |
$0 |
D/D |
378 |
41,106 |
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- |
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Hochschild Roger C |
Director |
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2016-03-25 |
4 |
A |
$0.00 |
$0 |
D/D |
28 |
2,866 |
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- |
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Pickerell Blair |
Director |
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2016-03-25 |
4 |
A |
$0.00 |
$0 |
D/D |
17 |
1,741 |
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- |
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Helton Sandra L |
Director |
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2016-03-25 |
4 |
A |
$0.00 |
$0 |
D/D |
336 |
43,946 |
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- |
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Costley Gary E |
Director |
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2016-03-25 |
4 |
A |
$0.00 |
$0 |
D/D |
336 |
36,997 |
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- |
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Carter Miller Joycelyn |
Director |
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2016-03-25 |
4 |
A |
$0.00 |
$0 |
D/D |
355 |
36,850 |
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- |
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Bernard Betsy J |
Director |
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2016-03-25 |
4 |
A |
$0.00 |
$0 |
D/D |
336 |
36,345 |
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- |
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Mccaughan James P |
President - Global Asset Mgmt. |
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2016-03-21 |
4 |
AS |
$41.15 |
$411,500 |
D/D |
(10,000) |
215,222 |
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- |
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Mccaughan James P |
President - Global Asset Mgmt. |
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2016-03-14 |
4 |
AS |
$39.83 |
$796,800 |
D/D |
(20,000) |
225,222 |
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- |
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Mccaughan James P |
President - Global Asset Mgmt. |
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2016-03-14 |
4 |
OE |
$22.21 |
$222,100 |
D/D |
10,000 |
235,222 |
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- |
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Mccaughan James P |
President - Global Asset Mgmt. |
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2016-02-22 |
4 |
A |
$0.00 |
$0 |
D/D |
17,773 |
252,995 |
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- |
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2222 Records found
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Page 42 of 89 |
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Transaction Code Key: |
Ownership Code Key |
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B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Acquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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