| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
274,730,000 |
| Market
Cap: |
21.78(B) |
| Last
Volume: |
1,542,837 |
Avg
Vol: |
1,483,303 |
| 52
Week Range: |
$66.88 - $86.31 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Insurance |
| Level
III Sector: |
Life & Health Insurance |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Principal Financial Group is an insurance holding company. Co. provides businesses, individuals and institutional clients a range of financial products and services through its financial services companies. Co.'s segments include: Retirement and Income Solutions, which provides products and services for retirement savings along with select products for retirement income; Principal Global Investors, which manages assets for investors by providing equity, fixed income, real estate and other alternative investments; and Principal International, which provides pension accumulation products and services, mutual funds, asset management, income annuities and life insurance accumulation products.
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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|
Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
95,738 |
| Total Sell Value |
$0 |
$0 |
$0 |
$7,458,933 |
| Total People Sold |
0 |
0 |
0 |
4 |
| Total Sell Transactions |
0 |
0 |
0 |
10 |
| End Date |
2024-04-04 |
2024-01-02 |
2023-07-04 |
2022-07-04 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Scholten Gary P |
EVP & Ch Info Officer |
• – – |
2016-02-22 |
4 |
A |
$0.00 |
$0 |
D/D |
13,016 |
82,717 |
|
- |
|
| Everett Nora Mary |
President - RIS |
• – – |
2016-02-22 |
4 |
A |
$0.00 |
$0 |
D/D |
9,242 |
41,600 |
|
- |
|
| Strable-Soethout Deanna D |
President - US Ins. Solutions |
• – – |
2016-02-22 |
4 |
A |
$0.00 |
$0 |
I/I |
4,669 |
36,509 |
|
- |
|
| Strable-Soethout Deanna D |
President - US Ins. Solutions |
• – – |
2016-02-22 |
4 |
A |
$0.00 |
$0 |
D/D |
8,663 |
47,963 |
|
- |
|
| Shaff Karen E |
EVP, Genl Counsel, Secretary |
• – • |
2016-02-22 |
4 |
A |
$0.00 |
$0 |
D/D |
11,761 |
95,416 |
|
- |
|
| Elming Gregory Bernard |
SVP & Chief Risk Officer |
• – – |
2016-02-22 |
4 |
A |
$0.00 |
$0 |
D/D |
4,693 |
32,035 |
|
- |
|
| Lillis Terrance J. |
EVP & Chief Financial Officer |
• – – |
2016-02-22 |
4 |
A |
$0.00 |
$0 |
D/D |
18,063 |
99,409 |
|
- |
|
| Dunbar Timothy Mark |
EVP & Chief Investment Officer |
• – – |
2016-02-22 |
4 |
A |
$0.00 |
$0 |
D/D |
5,187 |
43,984 |
|
- |
|
| Valdes Luis E. |
Pres - Intl Asset Mgmt&Accum |
• – – |
2016-02-22 |
4 |
A |
$0.00 |
$0 |
D/D |
15,518 |
100,432 |
|
- |
|
| Houston Daniel Joseph |
President & CEO |
• • – |
2016-02-22 |
4 |
A |
$0.00 |
$0 |
D/D |
24,209 |
149,210 |
|
- |
|
| Zimpleman Larry D |
Director |
– • – |
2016-02-22 |
4 |
A |
$0.00 |
$0 |
D/D |
45,968 |
309,367 |
|
- |
|
| Gelatt Daniel |
Director |
– • – |
2016-02-19 |
4 |
B |
$36.74 |
$1,102,200 |
I/I |
30,000 |
331,506 |
2.1 |
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2016-02-16 |
4 |
AS |
$35.75 |
$718,900 |
D/D |
(20,000) |
235,222 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2016-02-16 |
4 |
OE |
$22.21 |
$222,100 |
D/D |
10,000 |
245,222 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2016-01-14 |
4 |
AS |
$38.78 |
$775,700 |
D/D |
(20,000) |
245,222 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2016-01-14 |
4 |
OE |
$22.21 |
$222,100 |
D/D |
10,000 |
255,222 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2016-01-04 |
4 |
AS |
$43.70 |
$524,400 |
D/D |
(12,000) |
255,222 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2016-01-04 |
4 |
OE |
$11.07 |
$132,840 |
D/D |
12,000 |
267,222 |
|
- |
|
| Zimpleman Larry D |
Director |
– • – |
2016-01-04 |
4 |
A |
$0.00 |
$0 |
D/D |
1,087 |
263,399 |
|
- |
|
| Bernard Betsy J |
Director |
– • – |
2015-12-28 |
4 |
A |
$0.00 |
$0 |
D/D |
284 |
36,009 |
|
- |
|
| Gelatt Daniel |
Director |
– • – |
2015-12-28 |
4 |
A |
$0.00 |
$0 |
D/D |
324 |
39,325 |
|
- |
|
| Helton Sandra L |
Director |
– • – |
2015-12-28 |
4 |
A |
$0.00 |
$0 |
D/D |
284 |
43,610 |
|
- |
|
| Shaff Karen E |
EVP, Genl Counsel, Secretary |
• – • |
2015-12-28 |
4 |
A |
$0.00 |
$0 |
D/D |
100 |
83,172 |
|
- |
|
| Valdes Luis E. |
Pres - Intl Asset Mgmt&Accum |
• – – |
2015-12-28 |
4 |
A |
$0.00 |
$0 |
D/D |
159 |
84,914 |
|
- |
|
| Scholten Gary P |
EVP & Ch Info Officer |
• – – |
2015-12-28 |
4 |
A |
$0.00 |
$0 |
D/D |
25 |
69,701 |
|
- |
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2222 Records found
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Page 43 of 89 |
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1.25 (1.6%) 
