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LPL Investment Holdings Inc (LPLA)  
$279.30 2.89 (1.05%) as of 4:30 Fri 6/28


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Exchange: Nasdaq Small Cap
Security Type: Common
Shares Out: 79,770,000
Market Cap: 22.28(B)
Last Volume: 0 Avg Vol: 0
52 Week Range: $209.89 - $288.82
Level I Sector: Financials
Level II Sector: Financial Services
Level III Sector: Investment Brokerage - National

Member Indexes:
   

Rankings:
     
Insider 3 Months    :   -
Insider 6 Months    :   -
Insider 3/6 Months :   -
Guru Rank Number :  339
Guru Rank Value     : 3.6
Guru Occurances    : 2

 

            6 Months   1 Year   2 Year  
 
Company Profile   LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.

 
 
Summary  (Direct Transactions Only) 3 Months 6 Months 12 Months 24 Months
Total Shares Bought 0 0 0 1,935
Total Buy Value $0 $0 $0 $401,731
Total People Bought 0 0 0 2
Total Buy Transactions 0 0 0 3
Total Shares Sold 5,677 107,333 136,844 380,215
Total Sell Value $1,574,289 $28,038,120 $34,908,656 $92,282,680
Total People Sold 1 5 8 9
Total Sell Transactions 1 10 16 33
End Date 2024-03-31 2023-12-29 2023-06-30 2022-06-30

   
Records found: 1246
  Page 44 of 50  
Filer's Name Relation Title Off-Dir-10% Tran. Date Form Action Price Mkt Value D/I Shares Holdings
Rank

  
3m +/-  
Form
   Brennan John Joseph Director   –       •      –    2012-11-08 4 A $0.00 $0 D/D 1,785 30,079     -
   Boyce Richard W Director   –       •      –    2012-11-08 4 A $0.00 $0 D/D 1,785 6,515     -
   Goldstein Jeffrey A Director   –       •      –    2012-11-08 4 A $0.00 $0 D/D 1,785 1,785     -
   Thorpe Allen R Director   –       •      –    2012-11-08 4 A $0.00 $0 D/D 1,785 1,785     -
   Hellman & Friedman Lp Director   –       •       •   2012-11-07 3 IO $0.00 $0 D/D 0 6,280     -
   Brown Stephanie L MD & General Counsel   •       –      –    2012-11-01 4 AS $29.17 $149,409 D/D (5,122) 616,475     -
   Brown Stephanie L MD & General Counsel   •       –      –    2012-10-31 4 AS $29.02 $29,252 D/D (1,008) 621,597     -
   Dwyer William E Iii President, Natl Sales   •       –      –    2012-09-14 5 GD $0.00 $0 D/D 33,344 739,633     -
   Casady Mark S Chairman & Chief Exec. Officer   •       •      –    2012-08-16 4 S $28.63 $4,084,413 D/D (142,662) 1,039,671     -
   Moore Robert J. President & COO   •       –      –    2012-08-08 4 B $28.42 $568,400 D/D 20,000 40,000 2.74     -
   Brown Stephanie L MD & General Counsel   •       –      –    2012-06-29 4 AS $33.83 $372,130 D/D (11,000) 622,605     -
   Khoury Joan D MD, Chief Marketing Officer   •       –      –    2012-05-11 4 B $32.00 $64,000 D/D 2,000 2,000 2.74     -
   Brown Stephanie L MD & General Counsel   •       –      –    2012-05-10 4 OE $22.08 $320,116 D/D 14,498 633,605     -
   Dwyer William E Iii President, Natl Sales   •       –      –    2012-05-07 4 D $34.39 $10,434,304 D/D (303,411) 772,977     -
   Dwyer William E Iii President, Natl Sales   •       –      –    2012-05-07 4 OE $1.49 $2,008,321 D/D 647,246 1,076,388     -
   Coulter James G 10% Owner   –       –       •   2012-05-07 4 S $33.38 $241,996,300 I/I (7,250,000) 26,960,185     -
   Eaton Jonathan MD, Custom Clearing Services   •       –      –    2012-04-30 4 S $35.70 $44,625 D/D (1,250) 199,109     -
   Moore Robert J. Chief Financial Officer   •       –      –    2012-04-10 4 OE $22.08 $490,012 D/D 20,000 20,000     -
   Brown Stephanie L MD & General Counsel   •       –      –    2012-04-10 4 S $37.26 $932,600 D/D (25,000) 619,107     -
   Eaton Jonathan MD, Custom Clearing Services   •       –      –    2012-04-09 4 S $37.44 $46,800 D/D (1,250) 200,359     -
   Eaton Jonathan MD, Custom Clearing Services   •       –      –    2012-04-02 4 S $37.53 $272,093 D/D (7,250) 201,609     -
   Putnam James S Director   –       •      –    2012-03-27 4 S $38.01 $1,427,047 I/I (37,544) 262,197     -
   Putnam James S Director   –       •      –    2012-03-26 4 S $38.00 $93,328 I/I (2,456) 299,741     -
   Eaton Jonathan MD, Custom Clearing Services   •       –      –    2012-03-26 4 S $37.62 $47,025 D/D (1,250) 208,859     -
   Eaton Jonathan MD, Custom Clearing Services   •       –      –    2012-03-19 4 S $36.90 $46,125 D/D (1,250) 210,109     -
  1246 Records found
  Previous  40  41  42  43  44  45  46  47  48  49  Next   
  Page 44 of 50
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
  OE - Options Exercised A - Acquired
  IO - Initital Ownership D - Disposed
 
 
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