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LPL Investment Holdings Inc (LPLA)  
$279.30 2.89 (1.05%) as of 4:30 Fri 6/28


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Exchange: Nasdaq Small Cap
Security Type: Common
Shares Out: 79,770,000
Market Cap: 22.28(B)
Last Volume: 0 Avg Vol: 0
52 Week Range: $209.89 - $288.82
Level I Sector: Financials
Level II Sector: Financial Services
Level III Sector: Investment Brokerage - National

Member Indexes:
   

Rankings:
     
Insider 3 Months    :   -
Insider 6 Months    :   -
Insider 3/6 Months :   -
Guru Rank Number :  339
Guru Rank Value     : 3.6
Guru Occurances    : 2

 

            6 Months   1 Year   2 Year  
 
Company Profile   LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.

 
 
Summary  (Direct Transactions Only) 3 Months 6 Months 12 Months 24 Months
Total Shares Bought 0 0 0 1,935
Total Buy Value $0 $0 $0 $401,731
Total People Bought 0 0 0 2
Total Buy Transactions 0 0 0 3
Total Shares Sold 5,677 107,333 136,844 380,215
Total Sell Value $1,574,289 $28,038,120 $34,908,656 $92,282,680
Total People Sold 1 5 8 9
Total Sell Transactions 1 10 16 33
End Date 2024-03-31 2023-12-29 2023-06-30 2022-06-30

   
Records found: 1246
  Page 46 of 50  
Filer's Name Relation Title Off-Dir-10% Tran. Date Form Action Price Mkt Value D/I Shares Holdings
Rank

  
3m +/-  
Form
   Putnam James S Director   –       •      –    2012-01-19 4 S $34.01 $626,362 I/I (18,417) 287,535     -
   Stearns Esther M President & COO   •       –      –    2012-01-19 4 S $34.01 $329,897 D/D (9,700) 273,016     -
   Putnam James S Director   –       •      –    2012-01-18 4 S $34.00 $733,822 I/I (21,583) 305,952     -
   Stearns Esther M President & COO   •       –      –    2012-01-18 4 S $34.00 $159,800 D/D (4,700) 282,716     -
   Eaton Jonathan MD, Custom Clearing Services   •       –      –    2012-01-17 4 S $33.48 $41,850 D/D (1,250) 220,656     -
   Stearns Esther M President & COO   •       –      –    2012-01-12 4 S $33.01 $491,849 D/D (14,900) 287,416     -
   Stearns Esther M President & COO   •       –      –    2012-01-11 4 S $33.00 $3,300 D/D (100) 302,316     -
   Stearns Esther M President & COO   •       –      –    2012-01-10 4 S $32.02 $480,300 D/D (15,000) 302,416     -
   Stearns Esther M President & COO   •       –      –    2012-01-09 4 S $31.01 $1,175,279 D/D (37,900) 317,416     -
   Eaton Jonathan MD, Custom Clearing Services   •       –      –    2012-01-09 4 S $30.87 $38,588 D/D (1,250) 221,906     -
   Stearns Esther M President & COO   •       –      –    2012-01-06 4 S $30.90 $1,436,850 D/D (46,500) 355,316     -
   Stearns Esther M President & COO   •       –      –    2012-01-05 4 S $30.61 $982,581 D/D (32,100) 401,816     -
   Stearns Esther M President & COO   •       –      –    2012-01-04 4 S $30.24 $743,904 D/D (24,600) 433,916     -
   Stearns Esther M President & COO   •       –      –    2012-01-03 4 S $30.68 $886,652 D/D (28,900) 458,516     -
   Eaton Jonathan MD, Custom Clearing Services   •       –      –    2012-01-03 4 S $30.77 $38,463 D/D (1,250) 223,156     -
   Eaton Jonathan MD, Custom Clearing Services   •       –      –    2011-12-27 4 S $29.37 $36,713 D/D (1,250) 224,406     -
   Arnold Dan H. MD & Head of Strategy   •       –      –    2011-12-22 5 GD $0.00 $0 D/D 7,000 238,684     -
   Dwyer William E Iii Pres., Natl Sales & Mktg.   •       –      –    2011-12-22 5 GD $0.00 $0 D/D 35,174 278,459     -
   Arnold Dan H. MD & Head of Strategy   •       –      –    2011-12-20 5 GD $0.00 $0 D/D 1,000 245,684     -
   Dwyer William E Iii Pres., Natl Sales & Mktg.   •       –      –    2011-12-20 5 GD $0.00 $0 D/D 35,174 313,633     -
   Dwyer William E Iii Pres., Natl Sales & Mktg.   •       –      –    2011-12-20 5 GA $0.00 $0 D/D 35,174 348,807     -
   Eaton Jonathan MD, Custom Clearing Services   •       –      –    2011-12-19 4 S $28.18 $35,225 D/D (1,250) 225,656     -
   Eaton Jonathan MD, Custom Clearing Services   •       –      –    2011-12-12 4 S $28.92 $36,150 D/D (1,250) 226,906     -
   Eaton Jonathan MD, Custom Clearing Services   •       –      –    2011-12-05 4 S $30.21 $37,763 D/D (1,250) 228,156     -
   Hellman & Friedman Capital Partners V (parallel), Director   –       •      –    2011-12-01 4 A $0.00 $0 I/I 3,334 4,116,250     -
  1246 Records found
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  Page 46 of 50
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
  OE - Options Exercised A - Acquired
  IO - Initital Ownership D - Disposed
 
 
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