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LPL Investment Holdings Inc (LPLA)  
$279.30 2.89 (1.05%) as of 4:30 Fri 6/28


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Exchange: Nasdaq Small Cap
Security Type: Common
Shares Out: 79,770,000
Market Cap: 22.28(B)
Last Volume: 0 Avg Vol: 0
52 Week Range: $209.89 - $288.82
Level I Sector: Financials
Level II Sector: Financial Services
Level III Sector: Investment Brokerage - National

Member Indexes:
   

Rankings:
     
Insider 3 Months    :   -
Insider 6 Months    :   -
Insider 3/6 Months :   -
Guru Rank Number :  339
Guru Rank Value     : 3.6
Guru Occurances    : 2

 

            6 Months   1 Year   2 Year  
 
Company Profile   LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.

 
 
Summary  (Direct Transactions Only) 3 Months 6 Months 12 Months 24 Months
Total Shares Bought 0 0 0 1,935
Total Buy Value $0 $0 $0 $401,731
Total People Bought 0 0 0 2
Total Buy Transactions 0 0 0 3
Total Shares Sold 5,677 107,333 136,844 380,215
Total Sell Value $1,574,289 $28,038,120 $34,908,656 $92,282,680
Total People Sold 1 5 8 9
Total Sell Transactions 1 10 16 33
End Date 2024-03-31 2023-12-29 2023-06-30 2022-06-30

   
Records found: 1246
  Page 48 of 50  
Filer's Name Relation Title Off-Dir-10% Tran. Date Form Action Price Mkt Value D/I Shares Holdings
Rank

  
3m +/-  
Form
   Eaton Jonathan MD, Custom Clearing Services   •       –      –    2011-07-11 4 S $33.46 $41,825 D/D (1,250) 249,406     -
   Brown Stephanie L MD & General Counsel   •       –      –    2011-07-06 4 S $35.00 $596,995 D/D (17,057) 680,985     -
   Eaton Jonathan MD, Custom Clearing Services   •       –      –    2011-07-05 4 S $34.21 $42,763 D/D (1,250) 250,656     -
   Arnold Dan H. MD & Division President, FIS   •       –      –    2011-06-28 4 S $33.81 $473,340 D/D (14,000) 316,684     -
   Eaton Jonathan MD, Custom Clearing Services   •       –      –    2011-06-27 4 S $33.14 $41,425 D/D (1,250) 251,906     -
   Eaton Jonathan MD, Custom Clearing Services   •       –      –    2011-06-20 4 S $34.49 $43,113 D/D (1,250) 253,156     -
   Eaton Jonathan MD, Custom Clearing Services   •       –      –    2011-06-13 4 S $34.65 $43,313 D/D (1,250) 254,406     -
   Eaton Jonathan MD, Custom Clearing Services   •       –      –    2011-06-06 4 S $35.84 $44,800 D/D (1,250) 255,656     -
   Eaton Jonathan MD, Custom Clearing Services   •       –      –    2011-05-31 4 S $35.52 $44,400 D/D (1,250) 256,906     -
   Dwyer William E Iii Pres., Natl Sales & Mktg.   •       –      –    2011-05-23 4 OE $1.35 $128,453 D/D 95,150 313,633     -
   Eaton Jonathan MD, Custom Clearing Services   •       –      –    2011-05-23 4 S $34.07 $42,588 D/D (1,250) 258,156     -
   Dwyer William E Iii Pres., Natl Sales & Mktg.   •       –      –    2011-05-19 4 S $34.93 $704,014 D/D (20,155) 218,483     -
   Dwyer William E Iii Pres., Natl Sales & Mktg.   •       –      –    2011-05-19 4 OE $1.35 $27,209 D/D 20,155 238,638     -
   Dwyer William E Iii Pres., Natl Sales & Mktg.   •       –      –    2011-05-18 4 S $34.57 $1,814,199 D/D (52,479) 218,483     -
   Dwyer William E Iii Pres., Natl Sales & Mktg.   •       –      –    2011-05-18 4 OE $1.35 $70,847 D/D 52,479 270,962     -
   Eaton Jonathan MD, Custom Clearing Services   •       –      –    2011-05-18 4 S $33.97 $42,463 D/D (1,250) 259,406     -
   Dwyer William E Iii Pres., Natl Sales & Mktg.   •       –      –    2011-05-03 5 GD $0.00 $0 D/D 16,942 313,633     -
   Dwyer William E Iii Pres., Natl Sales & Mktg.   •       –      –    2011-05-02 5 GA $0.00 $0 D/D 16,942 330,575     -
   Stearns Esther M President & COO   •       –      –    2011-05-02 4 S $34.85 $7,471,840 D/D (214,400) 487,416     -
   Stiefler Jeffrey E Director   –       •      –    2011-02-16 4 A $0.00 $0 I/I 1,513 77,019     -
   Boyce Richard W Director   –       •      –    2011-02-16 4 A $0.00 $0 D/D 1,513 1,513     -
   Riepe James S Director   –       •      –    2011-02-16 4 A $0.00 $0 D/D 1,513 41,048     -
   Thorpe Allen R Director   –       •      –    2011-02-16 4 A $0.00 $0 D/D 1,513 1,513     -
   Ragatz Erik D. Director   –       •      –    2011-02-16 4 A $0.00 $0 D/D 1,513 1,513     -
   Hellman & Friedman Capital Partners V (parallel), Director   –       •       •   2011-02-16 4 A $0.00 $0 I/I 3,026 4,115,850     -
  1246 Records found
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  Page 48 of 50
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
  OE - Options Exercised A - Acquired
  IO - Initital Ownership D - Disposed
 
 
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