| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
274,730,000 |
| Market
Cap: |
21.78(B) |
| Last
Volume: |
1,542,837 |
Avg
Vol: |
1,483,303 |
| 52
Week Range: |
$66.88 - $86.31 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Insurance |
| Level
III Sector: |
Life & Health Insurance |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Principal Financial Group is an insurance holding company. Co. provides businesses, individuals and institutional clients a range of financial products and services through its financial services companies. Co.'s segments include: Retirement and Income Solutions, which provides products and services for retirement savings along with select products for retirement income; Principal Global Investors, which manages assets for investors by providing equity, fixed income, real estate and other alternative investments; and Principal International, which provides pension accumulation products and services, mutual funds, asset management, income annuities and life insurance accumulation products.
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
95,738 |
| Total Sell Value |
$0 |
$0 |
$0 |
$7,458,933 |
| Total People Sold |
0 |
0 |
0 |
4 |
| Total Sell Transactions |
0 |
0 |
0 |
10 |
| End Date |
2024-04-04 |
2024-01-02 |
2023-07-04 |
2022-07-04 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Elming Gregory Bernard |
SVP & Chief Risk Officer |
• – – |
2015-02-23 |
4 |
A |
$0.00 |
$0 |
D/D |
5,069 |
27,295 |
|
- |
|
| Houston Daniel Joseph |
Pres & Chief Operating Officer |
• – – |
2015-02-23 |
4 |
A |
$0.00 |
$0 |
D/D |
24,399 |
133,962 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2015-02-02 |
4 |
AS |
$47.11 |
$309,466 |
D/D |
(6,569) |
243,559 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2015-02-02 |
4 |
OE |
$39.02 |
$256,322 |
D/D |
6,569 |
250,128 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2015-01-02 |
4 |
AS |
$51.90 |
$340,931 |
D/D |
(6,569) |
243,559 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2015-01-02 |
4 |
OE |
$39.02 |
$256,322 |
D/D |
6,569 |
250,128 |
|
- |
|
| Tallett Elizebeth E |
Director |
– • – |
2014-12-26 |
4 |
A |
$0.00 |
$0 |
D/D |
223 |
36,126 |
|
- |
|
| Carter Miller Joycelyn |
Director |
– • – |
2014-12-26 |
4 |
A |
$0.00 |
$0 |
D/D |
209 |
32,963 |
|
- |
|
| Costley Gary E |
Director |
– • – |
2014-12-26 |
4 |
A |
$0.00 |
$0 |
D/D |
197 |
33,190 |
|
- |
|
| Keyser Richard L |
Director |
– • – |
2014-12-26 |
4 |
A |
$0.00 |
$0 |
D/D |
223 |
36,058 |
|
- |
|
| Maestri Luca |
Director |
– • – |
2014-12-26 |
4 |
A |
$0.00 |
$0 |
D/D |
76 |
11,922 |
|
- |
|
| Shaff Karen E |
EVP, General Counsel & Secy |
• – • |
2014-12-26 |
4 |
A |
$0.00 |
$0 |
D/D |
75 |
73,012 |
|
- |
|
| Scholten Gary P |
EVP & Ch Info Officer |
• – – |
2014-12-26 |
4 |
A |
$0.00 |
$0 |
D/D |
19 |
55,262 |
|
- |
|
| Dunbar Timothy Mark |
EVP & Chief Investment Officer |
• – – |
2014-12-26 |
4 |
A |
$0.00 |
$0 |
D/D |
118 |
37,798 |
|
- |
|
| Lillis Terrance J. |
Executive Vice President & CFO |
• – – |
2014-12-26 |
4 |
A |
$0.00 |
$0 |
D/D |
129 |
64,175 |
|
- |
|
| Helton Sandra L |
Director |
– • – |
2014-12-26 |
4 |
A |
$0.00 |
$0 |
D/D |
197 |
40,139 |
|
- |
|
| Dan Michael T |
Director |
– • – |
2014-12-26 |
4 |
A |
$0.00 |
$0 |
D/D |
181 |
28,497 |
|
- |
|
| Gelatt Daniel |
Director |
– • – |
2014-12-26 |
4 |
A |
$0.00 |
$0 |
D/D |
226 |
35,709 |
|
- |
|
| Ferro Dennis H |
Director |
– • – |
2014-12-26 |
4 |
A |
$0.00 |
$0 |
D/D |
104 |
17,393 |
|
- |
|
| Bernard Betsy J |
Director |
– • – |
2014-12-26 |
4 |
A |
$0.00 |
$0 |
D/D |
197 |
32,538 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2014-12-01 |
4 |
AS |
$52.61 |
$345,595 |
D/D |
(6,569) |
243,502 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2014-12-01 |
4 |
OE |
$39.02 |
$256,322 |
D/D |
6,569 |
250,071 |
|
- |
|
| Valdes Luis E. |
President-Principal Internatl |
• – – |
2014-11-25 |
4 |
AS |
$54.02 |
$1,500,838 |
D/D |
(27,783) |
51,924 |
|
- |
|
| Valdes Luis E. |
President-Principal Internatl |
• – – |
2014-11-25 |
4 |
OE |
$27.46 |
$762,921 |
D/D |
27,783 |
79,707 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2014-11-24 |
4 |
A |
$0.00 |
$0 |
D/D |
37,092 |
243,502 |
|
- |
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2222 Records found
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Page 49 of 89 |
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1.25 (1.6%) 
