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|
Exchange: |
Nasdaq Small Cap |
Security
Type: |
Common |
Shares
Out: |
23,365,000 |
Market
Cap: |
N/A |
Last
Volume: |
99,787 |
Avg
Vol: |
45,284 |
52
Week Range: |
$27.99 - $27.99 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Asset Management |
|
Member Indexes:
|
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
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Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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D/I:
|
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Cecil John L |
Director |
|
2011-07-01 |
4 |
A |
$17.58 |
$80,014 |
D/D |
4,552 |
14,568 |
|
- |
|
Borak Adam |
Chief Financial Officer |
|
2011-07-01 |
4 |
AS |
$17.77 |
$88,850 |
D/D |
(5,000) |
63,883 |
|
- |
|
Tessler Allan R |
Chairman of the Board |
|
2011-07-01 |
4 |
A |
$17.58 |
$60,011 |
D/D |
3,414 |
258,153 |
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- |
|
Flaherty Peter A |
Director |
|
2011-07-01 |
4 |
A |
$17.58 |
$80,014 |
D/D |
4,552 |
74,419 |
|
- |
|
Clark J Philip |
Senior Advisor |
|
2011-04-27 |
4 |
AS |
$16.50 |
$237,600 |
I/I |
(14,400) |
308,854 |
|
- |
|
Clark J Philip |
Senior Advisor |
|
2011-04-26 |
4 |
AS |
$16.58 |
$179,064 |
I/I |
(10,800) |
323,254 |
|
- |
|
Clark J Philip |
Senior Advisor |
|
2011-04-15 |
4 |
AS |
$16.52 |
$79,296 |
I/I |
(4,800) |
334,054 |
|
- |
|
Clark J Philip |
Senior Advisor |
|
2011-04-14 |
4 |
AS |
$16.40 |
$52,480 |
I/I |
(3,200) |
338,854 |
|
- |
|
Clark J Philip |
Senior Advisor |
|
2011-04-11 |
4 |
AS |
$16.40 |
$29,520 |
I/I |
(1,800) |
342,054 |
|
- |
|
Clark J Philip |
Senior Advisor |
|
2011-04-06 |
4 |
AS |
$16.34 |
$241,832 |
I/I |
(14,800) |
343,854 |
|
- |
|
Taussig Timothy T |
Chief Operating Officer |
|
2011-04-06 |
4 |
A |
$0.00 |
$0 |
I/I |
393,939 |
393,939 |
|
- |
|
Taussig Timothy T |
Chief Operating Officer |
|
2011-04-06 |
4 |
A |
$0.00 |
$0 |
D/D |
33,887 |
198,890 |
|
- |
|
Taussig Timothy T |
Chief Operating Officer |
|
2011-04-06 |
4 |
D |
$0.00 |
$0 |
I/I |
(427,826) |
0 |
|
- |
|
Clark J Philip |
Senior Advisor |
|
2011-04-05 |
4 |
AS |
$16.17 |
$245,784 |
I/I |
(15,200) |
358,654 |
|
- |
|
Clark J Philip |
Senior Advisor |
|
2011-04-04 |
4 |
AS |
$16.00 |
$320,000 |
I/I |
(20,000) |
373,854 |
|
- |
|
Borak Adam |
Chief Financial Officer |
|
2011-04-01 |
4 |
AS |
$15.83 |
$118,725 |
D/D |
(7,500) |
68,883 |
|
- |
|
Clark J Philip |
Senior Advisor |
|
2011-04-01 |
4 |
AS |
$15.88 |
$317,600 |
I/I |
(20,000) |
393,854 |
|
- |
|
Clark J Philip |
Senior Advisor |
|
2011-03-31 |
4 |
AS |
$15.73 |
$155,727 |
I/I |
(9,900) |
413,854 |
|
- |
|
Clark J Philip |
Senior Advisor |
|
2011-03-30 |
4 |
AS |
$15.71 |
$14,139 |
I/I |
(900) |
423,754 |
|
- |
|
Clark J Philip |
Senior Advisor |
|
2011-03-25 |
4 |
AS |
$15.70 |
$92,630 |
I/I |
(5,900) |
424,654 |
|
- |
|
Clark J Philip |
Senior Advisor |
|
2011-03-22 |
4 |
AS |
$15.74 |
$11,018 |
I/I |
(700) |
430,554 |
|
- |
|
Clark J Philip |
Senior Advisor |
|
2011-03-21 |
4 |
AS |
$15.70 |
$10,990 |
I/I |
(700) |
431,254 |
|
- |
|
Clark J Philip |
Senior Advisor |
|
2011-03-02 |
4 |
AS |
$15.75 |
$45,675 |
I/I |
(2,900) |
431,954 |
|
- |
|
Priest William W |
Chief Executive Officer |
|
2011-03-01 |
4 |
GA |
$0.00 |
$0 |
I/I |
390,683 |
390,683 |
|
- |
|
Priest William W |
Chief Executive Officer |
|
2011-03-01 |
4 |
GD |
$0.00 |
$0 |
I/I |
390,683 |
0 |
|
- |
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552 Records found
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Page 5 of 23 |
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