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Exchange: |
New York Stock Exchange |
Security
Type: |
Common |
Shares
Out: |
274,730,000 |
Market
Cap: |
21.91(B) |
Last
Volume: |
1,028,925 |
Avg
Vol: |
1,490,200 |
52
Week Range: |
$66.88 - $86.31 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Insurance |
Level
III Sector: |
Life & Health Insurance |
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Member Indexes:
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S&P COMPOSITE 1500 |
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NYSE COMPOSITE |
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S&P 500 |
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Principal Financial Group is an insurance holding company. Co. provides businesses, individuals and institutional clients a range of financial products and services through its financial services companies. Co.'s segments include: Retirement and Income Solutions, which provides products and services for retirement savings along with select products for retirement income; Principal Global Investors, which manages assets for investors by providing equity, fixed income, real estate and other alternative investments; and Principal International, which provides pension accumulation products and services, mutual funds, asset management, income annuities and life insurance accumulation products.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
95,738 |
Total Sell Value |
$0 |
$0 |
$0 |
$7,458,933 |
Total People Sold |
0 |
0 |
0 |
4 |
Total Sell Transactions |
0 |
0 |
0 |
10 |
End Date |
2024-03-07 |
2023-12-05 |
2023-06-06 |
2022-06-06 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Houston Daniel Joseph |
Chairman, President & CEO |
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2023-09-29 |
4 |
A |
$0.00 |
$0 |
D/D |
632 |
154,332 |
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- |
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Houston Daniel Joseph |
Chairman, President & CEO |
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2023-08-04 |
4 |
GD |
$0.00 |
$0 |
D/D |
592 |
153,637 |
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- |
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Auerbach Jonathan |
Director |
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2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
130 |
13,855 |
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- |
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Rivera Alfredo |
Director |
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2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
80 |
8,073 |
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- |
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Mccullum Kenneth A. |
SVP & Chief Risk Officer |
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2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
102 |
29,347 |
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- |
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Lamarque Natalie |
EVP, General Counsel, and Secr |
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2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
702 |
83,899 |
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- |
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Pickerell Blair |
Director |
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2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
244 |
29,201 |
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- |
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Muruzabal Claudio |
Director |
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2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
64 |
5,376 |
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- |
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Kay Kathleen B |
Chief Information Officer |
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2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
189 |
14,424 |
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- |
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Cheong Wee Yee |
EVP, Principal Asia |
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2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
315 |
54,062 |
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- |
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Houston Daniel Joseph |
Chairman, President & CEO |
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2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
586 |
154,229 |
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- |
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Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
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2023-06-30 |
4 |
A |
$0.00 |
$0 |
I/I |
106 |
57,610 |
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- |
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Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
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2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
179 |
84,552 |
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- |
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Hochschild Roger C |
Director |
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2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
257 |
30,684 |
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- |
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Mills Scott |
Director |
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2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
216 |
25,885 |
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- |
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Littlefield Christopher J |
President - RIS |
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2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
191 |
24,664 |
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- |
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Richer Clare Stack |
Director |
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2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
106 |
12,637 |
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- |
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Nordin Diane C |
Director |
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2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
180 |
21,561 |
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- |
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Mitchell H Elizabeth |
Director |
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2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
44 |
5,249 |
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- |
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Walker Roberto |
EVP, Principal Latin American |
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2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
289 |
40,433 |
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- |
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Beams Maliz E |
Director |
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2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
72 |
8,631 |
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- |
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Carter Miller Joycelyn |
Director |
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2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
631 |
75,548 |
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- |
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Halter Patrick Gregory |
President and CEO - PAM |
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2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
171 |
115,943 |
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- |
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Friedrich Amy Christine |
President - USIS |
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2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
203 |
66,948 |
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- |
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Valdes Luis E. |
Executive Chairman, Latam |
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2023-06-30 |
4 |
A |
$0.00 |
$0 |
D/D |
25 |
27,614 |
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- |
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2220 Records found
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Page 5 of 89 |
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Transaction Code Key: |
Ownership Code Key |
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B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Acquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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