|
|
Exchange: |
New York Stock Exchange |
Security
Type: |
Common |
Shares
Out: |
274,730,000 |
Market
Cap: |
21.75(B) |
Last
Volume: |
519,726 |
Avg
Vol: |
1,483,303 |
52
Week Range: |
$66.88 - $86.31 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Insurance |
Level
III Sector: |
Life & Health Insurance |
|
Member Indexes:
|
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
|
S&P 500 |
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
|
|
|
|
|
|
|
Company Profile Principal Financial Group is an insurance holding company. Co. provides businesses, individuals and institutional clients a range of financial products and services through its financial services companies. Co.'s segments include: Retirement and Income Solutions, which provides products and services for retirement savings along with select products for retirement income; Principal Global Investors, which manages assets for investors by providing equity, fixed income, real estate and other alternative investments; and Principal International, which provides pension accumulation products and services, mutual funds, asset management, income annuities and life insurance accumulation products.
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
|
|
Summary (Direct Transactions Only) ![](../../images/information.jpg) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
95,738 |
Total Sell Value |
$0 |
$0 |
$0 |
$7,458,933 |
Total People Sold |
0 |
0 |
0 |
4 |
Total Sell Transactions |
0 |
0 |
0 |
10 |
End Date |
2024-04-04 |
2024-01-02 |
2023-07-04 |
2022-07-04 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Carter Miller Joycelyn |
Director |
|
2014-05-20 |
4 |
A |
$0.00 |
$0 |
D/D |
2,533 |
32,343 |
|
- |
|
Bernard Betsy J |
Director |
|
2014-05-20 |
4 |
A |
$0.00 |
$0 |
D/D |
2,533 |
31,954 |
|
- |
|
Mccaughan James P |
President - Global Asset Mgmt. |
|
2014-05-01 |
4 |
AS |
$46.65 |
$539,647 |
D/D |
(11,568) |
205,788 |
|
- |
|
Mccaughan James P |
President - Global Asset Mgmt. |
|
2014-05-01 |
4 |
OE |
$11.07 |
$311,633 |
D/D |
11,568 |
210,788 |
|
- |
|
Mccaughan James P |
President - Global Asset Mgmt. |
|
2014-04-01 |
4 |
AS |
$46.54 |
$538,375 |
D/D |
(11,568) |
205,738 |
|
- |
|
Mccaughan James P |
President - Global Asset Mgmt. |
|
2014-04-01 |
4 |
OE |
$11.07 |
$311,633 |
D/D |
11,568 |
210,738 |
|
- |
|
Dan Michael T |
Director |
|
2014-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
155 |
25,426 |
|
- |
|
Ferro Dennis H |
Director |
|
2014-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
82 |
14,551 |
|
- |
|
Maestri Luca |
Director |
|
2014-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
56 |
9,164 |
|
- |
|
Costley Gary E |
Director |
|
2014-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
169 |
30,073 |
|
- |
|
Keyser Richard L |
Director |
|
2014-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
194 |
32,863 |
|
- |
|
Scholten Gary P |
Sr VP & Ch Info Officer |
|
2014-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
17 |
54,508 |
|
- |
|
Shaff Karen E |
Exec. VP and General Counsel |
|
2014-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
70 |
72,635 |
|
- |
|
Lillis Terrance J. |
Senior Vice President & CFO |
|
2014-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
121 |
65,093 |
|
- |
|
Tallett Elizebeth E |
Director |
|
2014-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
194 |
32,931 |
|
- |
|
Gelatt Daniel |
Director |
|
2014-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
196 |
32,505 |
|
- |
|
Helton Sandra L |
Director |
|
2014-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
169 |
37,022 |
|
- |
|
Carter Miller Joycelyn |
Director |
|
2014-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
180 |
29,810 |
|
- |
|
Bernard Betsy J |
Director |
|
2014-03-28 |
4 |
A |
$0.00 |
$0 |
D/D |
169 |
29,421 |
|
- |
|
Mccaughan James P |
President - Global Asset Mgmt. |
|
2014-03-03 |
4 |
AS |
$44.70 |
$517,140 |
D/D |
(11,568) |
205,738 |
|
- |
|
Mccaughan James P |
President - Global Asset Mgmt. |
|
2014-03-03 |
4 |
OE |
$11.07 |
$311,633 |
D/D |
11,568 |
210,738 |
|
- |
|
Dunbar Timothy Mark |
EVP and Chief Investment Offic |
|
2014-02-28 |
4 |
D |
$45.35 |
$100,087 |
D/D |
(2,207) |
41,715 |
|
- |
|
Scholten Gary P |
Sr VP & Ch Info Officer |
|
2014-02-24 |
4 |
A |
$0.00 |
$0 |
D/D |
8,865 |
54,435 |
|
- |
|
Mccaughan James P |
President - Global Asset Mgmt. |
|
2014-02-24 |
4 |
A |
$0.00 |
$0 |
D/D |
13,069 |
205,738 |
|
- |
|
Okeefe Mary A |
Sr. VP & Chief Mktg. Off. |
|
2014-02-24 |
4 |
A |
$0.00 |
$0 |
D/D |
4,674 |
53,757 |
|
- |
|
2222 Records found
|
|
Page 53 of 89 |
|
|