| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
274,730,000 |
| Market
Cap: |
21.75(B) |
| Last
Volume: |
519,726 |
Avg
Vol: |
1,483,303 |
| 52
Week Range: |
$66.88 - $86.31 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Insurance |
| Level
III Sector: |
Life & Health Insurance |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
| |
|
Company Profile Principal Financial Group is an insurance holding company. Co. provides businesses, individuals and institutional clients a range of financial products and services through its financial services companies. Co.'s segments include: Retirement and Income Solutions, which provides products and services for retirement savings along with select products for retirement income; Principal Global Investors, which manages assets for investors by providing equity, fixed income, real estate and other alternative investments; and Principal International, which provides pension accumulation products and services, mutual funds, asset management, income annuities and life insurance accumulation products.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
95,738 |
| Total Sell Value |
$0 |
$0 |
$0 |
$7,458,933 |
| Total People Sold |
0 |
0 |
0 |
4 |
| Total Sell Transactions |
0 |
0 |
0 |
10 |
| End Date |
2024-04-04 |
2024-01-02 |
2023-07-04 |
2022-07-04 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Valdes Luis E. |
President-Principal Internatl |
• – – |
2014-02-24 |
4 |
A |
$0.00 |
$0 |
D/D |
7,116 |
51,983 |
|
- |
|
| Lillis Terrance J. |
Senior Vice President & CFO |
• – – |
2014-02-24 |
4 |
A |
$0.00 |
$0 |
D/D |
9,095 |
64,915 |
|
- |
|
| Zimpleman Larry D |
Chairman, President & CEO |
• – – |
2014-02-24 |
4 |
A |
$0.00 |
$0 |
D/D |
32,601 |
240,915 |
|
- |
|
| Houston Daniel Joseph |
Pres.-Ret., Ins. & Fin. Svcs. |
• – – |
2014-02-24 |
4 |
A |
$0.00 |
$0 |
D/D |
17,177 |
128,252 |
|
- |
|
| Shaff Karen E |
EVP, Genl Counsel, Secretary |
• – • |
2014-02-24 |
4 |
A |
$0.00 |
$0 |
D/D |
9,806 |
72,516 |
|
- |
|
| Elming Gregory Bernard |
SVP & Chief Risk Officer |
• – – |
2014-02-24 |
4 |
A |
$0.00 |
$0 |
D/D |
3,885 |
22,188 |
|
- |
|
| Eucher Ralph Craig |
EVP |
• – – |
2014-02-24 |
4 |
A |
$0.00 |
$0 |
D/D |
9,862 |
46,700 |
|
- |
|
| Dunbar Timothy Mark |
SVP and Chief Investment Offic |
• – – |
2014-02-24 |
4 |
A |
$0.00 |
$0 |
D/D |
2,602 |
43,922 |
|
- |
|
| Ferro Dennis H |
Director |
– • – |
2014-02-18 |
4 |
S |
$44.80 |
$44,800 |
D/D |
(1,000) |
13,469 |
|
- |
|
| Keyser Richard L |
Director |
– • – |
2014-02-18 |
4 |
S |
$44.69 |
$84,241 |
D/D |
(1,885) |
32,669 |
|
- |
|
| Keyser Richard L |
Director |
– • – |
2014-02-18 |
4 |
OE |
$34.34 |
$64,731 |
D/D |
1,885 |
34,554 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2014-02-03 |
4 |
AS |
$42.90 |
$1,354,174 |
D/D |
(31,560) |
192,669 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2014-02-03 |
4 |
OE |
$11.07 |
$911,193 |
D/D |
31,560 |
197,669 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2014-01-02 |
4 |
AS |
$48.60 |
$1,533,816 |
D/D |
(31,560) |
192,669 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2014-01-02 |
4 |
OE |
$11.07 |
$911,193 |
D/D |
31,560 |
197,669 |
|
- |
|
| Tallett Elizebeth E |
Director |
– • – |
2013-12-27 |
4 |
A |
$0.00 |
$0 |
D/D |
166 |
32,737 |
|
- |
|
| Zimpleman Larry D |
Chairman, President & CEO |
• – – |
2013-12-27 |
4 |
A |
$0.00 |
$0 |
D/D |
157 |
208,314 |
|
- |
|
| Shaff Karen E |
Exec. VP and General Counsel |
• – – |
2013-12-27 |
4 |
A |
$0.00 |
$0 |
D/D |
60 |
63,299 |
|
- |
|
| Scholten Gary P |
Sr VP & Ch Info Officer |
• – – |
2013-12-27 |
4 |
A |
$0.00 |
$0 |
D/D |
15 |
45,570 |
|
- |
|
| Lillis Terrance J. |
Senior Vice President & CFO |
• – – |
2013-12-27 |
4 |
A |
$0.00 |
$0 |
D/D |
104 |
56,283 |
|
- |
|
| Dunbar Timothy Mark |
SVP and Chief Investment Offic |
• – – |
2013-12-27 |
4 |
A |
$0.00 |
$0 |
D/D |
130 |
41,320 |
|
- |
|
| Maestri Luca |
Director |
– • – |
2013-12-27 |
4 |
A |
$0.00 |
$0 |
D/D |
48 |
9,108 |
|
- |
|
| Helton Sandra L |
Director |
– • – |
2013-12-27 |
4 |
A |
$0.00 |
$0 |
D/D |
145 |
36,853 |
|
- |
|
| Keyser Richard L |
Director |
– • – |
2013-12-27 |
4 |
A |
$0.00 |
$0 |
D/D |
166 |
32,669 |
|
- |
|
| Gelatt Daniel |
Director |
– • – |
2013-12-27 |
4 |
A |
$0.00 |
$0 |
D/D |
168 |
32,309 |
|
- |
|
2222 Records found
|
|
Page 54 of 89 |
|
|
0.10 (0.13%) 
