| |
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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
274,730,000 |
| Market
Cap: |
21.75(B) |
| Last
Volume: |
519,726 |
Avg
Vol: |
1,483,303 |
| 52
Week Range: |
$66.88 - $86.31 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Insurance |
| Level
III Sector: |
Life & Health Insurance |
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Member Indexes:
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S&P COMPOSITE 1500 |
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NYSE COMPOSITE |
| |
S&P 500 |
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Principal Financial Group is an insurance holding company. Co. provides businesses, individuals and institutional clients a range of financial products and services through its financial services companies. Co.'s segments include: Retirement and Income Solutions, which provides products and services for retirement savings along with select products for retirement income; Principal Global Investors, which manages assets for investors by providing equity, fixed income, real estate and other alternative investments; and Principal International, which provides pension accumulation products and services, mutual funds, asset management, income annuities and life insurance accumulation products.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
95,738 |
| Total Sell Value |
$0 |
$0 |
$0 |
$7,458,933 |
| Total People Sold |
0 |
0 |
0 |
4 |
| Total Sell Transactions |
0 |
0 |
0 |
10 |
| End Date |
2024-04-04 |
2024-01-02 |
2023-07-04 |
2022-07-04 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
| 3m +/- |
|
|
Form |
  Shaff Karen E |
EVP, Genl Counsel, Secretary |
• – – |
2013-11-25 |
5 |
GD |
$0.00 |
$0 |
D/D |
1,250 |
62,710 |
|
- |
|
| Costley Gary E |
Director |
– • – |
2013-11-18 |
4 |
GD |
$0.00 |
$0 |
I/I |
175 |
1,825 |
|
- |
|
| Costley Gary E |
Director |
– • – |
2013-11-18 |
4 |
S |
$49.30 |
$246,500 |
I/I |
(5,000) |
2,000 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2013-11-01 |
4 |
AS |
$47.35 |
$946,771 |
D/D |
(19,992) |
192,625 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2013-11-01 |
4 |
OE |
$11.07 |
$599,560 |
D/D |
19,992 |
197,625 |
|
- |
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| Zimpleman Larry D |
Chairman, President & CEO |
• – – |
2013-10-28 |
4 |
AS |
$47.09 |
$4,422,081 |
D/D |
(93,907) |
208,109 |
|
- |
|
| Zimpleman Larry D |
Chairman, President & CEO |
• – – |
2013-10-28 |
4 |
OE |
$39.02 |
$3,664,251 |
D/D |
93,907 |
302,016 |
|
- |
|
| Zimpleman Larry D |
Chairman, President & CEO |
• – – |
2013-10-25 |
4 |
AS |
$47.14 |
$673,065 |
D/D |
(14,278) |
208,109 |
|
- |
|
| Zimpleman Larry D |
Chairman, President & CEO |
• – – |
2013-10-25 |
4 |
OE |
$39.02 |
$557,128 |
D/D |
14,278 |
222,387 |
|
- |
|
| Valdes Luis E. |
President-Principal Internatl |
• – – |
2013-10-17 |
4 |
AS |
$45.00 |
$503,820 |
D/D |
(11,196) |
44,827 |
|
- |
|
| Valdes Luis E. |
President-Principal Internatl |
• – – |
2013-10-17 |
4 |
OE |
$36.30 |
$408,375 |
D/D |
11,250 |
56,023 |
|
- |
|
| Lillis Terrance J. |
Senior Vice President & CFO |
• – – |
2013-10-17 |
4 |
S |
$45.00 |
$338,400 |
D/D |
(7,520) |
56,130 |
|
- |
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| Lillis Terrance J. |
Senior Vice President & CFO |
• – – |
2013-10-17 |
4 |
OE |
$39.02 |
$293,430 |
D/D |
7,520 |
63,650 |
|
- |
|
| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2013-10-01 |
4 |
AS |
$42.88 |
$857,357 |
D/D |
(19,992) |
192,625 |
|
- |
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| Mccaughan James P |
President - Global Asset Mgmt. |
• – – |
2013-10-01 |
4 |
OE |
$11.07 |
$599,560 |
D/D |
19,992 |
197,625 |
|
- |
|
| Scholten Gary P |
Sr VP & Ch Info Officer |
• – – |
2013-09-27 |
4 |
A |
$0.00 |
$0 |
D/D |
17 |
45,506 |
|
- |
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| Shaff Karen E |
Exec. VP and General Counsel |
• – – |
2013-09-27 |
4 |
A |
$0.00 |
$0 |
D/D |
68 |
64,449 |
|
- |
|
| Zimpleman Larry D |
Chairman, President & CEO |
• – – |
2013-09-27 |
4 |
A |
$0.00 |
$0 |
D/D |
178 |
208,109 |
|
- |
|
| Dunbar Timothy Mark |
SVP and Chief Investment Offic |
• – – |
2013-09-27 |
4 |
A |
$0.00 |
$0 |
D/D |
148 |
41,169 |
|
- |
|
| Lillis Terrance J. |
Senior Vice President & CFO |
• – – |
2013-09-27 |
4 |
A |
$0.00 |
$0 |
D/D |
118 |
38,649 |
|
- |
|
| Okeefe Mary A |
Sr. VP & Chief Mktg. Off. |
• – – |
2013-09-27 |
4 |
A |
$0.00 |
$0 |
D/D |
164 |
49,040 |
|
- |
|
| Keyser Richard L |
Director |
– • – |
2013-09-27 |
4 |
A |
$0.00 |
$0 |
D/D |
188 |
32,503 |
|
- |
|
| Maestri Luca |
Director |
– • – |
2013-09-27 |
4 |
A |
$0.00 |
$0 |
D/D |
54 |
9,060 |
|
- |
|
| Tallett Elizebeth E |
Director |
– • – |
2013-09-27 |
4 |
A |
$0.00 |
$0 |
D/D |
188 |
32,571 |
|
- |
|
| Gelatt Daniel |
Director |
– • – |
2013-09-27 |
4 |
A |
$0.00 |
$0 |
D/D |
191 |
32,141 |
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- |
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2222 Records found
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Page 56 of 89 |
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