| |
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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
274,730,000 |
| Market
Cap: |
21.75(B) |
| Last
Volume: |
519,726 |
Avg
Vol: |
1,483,303 |
| 52
Week Range: |
$66.88 - $86.31 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Insurance |
| Level
III Sector: |
Life & Health Insurance |
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Member Indexes:
|
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S&P COMPOSITE 1500 |
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NYSE COMPOSITE |
| |
S&P 500 |
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Principal Financial Group is an insurance holding company. Co. provides businesses, individuals and institutional clients a range of financial products and services through its financial services companies. Co.'s segments include: Retirement and Income Solutions, which provides products and services for retirement savings along with select products for retirement income; Principal Global Investors, which manages assets for investors by providing equity, fixed income, real estate and other alternative investments; and Principal International, which provides pension accumulation products and services, mutual funds, asset management, income annuities and life insurance accumulation products.
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D/I:
|
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
95,738 |
| Total Sell Value |
$0 |
$0 |
$0 |
$7,458,933 |
| Total People Sold |
0 |
0 |
0 |
4 |
| Total Sell Transactions |
0 |
0 |
0 |
10 |
| End Date |
2024-04-04 |
2024-01-02 |
2023-07-04 |
2022-07-04 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
| 3m +/- |
|
|
Form |
  Helton Sandra L |
Director |
– • – |
2013-09-27 |
4 |
A |
$0.00 |
$0 |
D/D |
164 |
36,708 |
|
- |
|
| Ferro Dennis H |
Director |
– • – |
2013-09-27 |
4 |
A |
$0.00 |
$0 |
D/D |
80 |
14,399 |
|
- |
|
| Carter Miller Joycelyn |
Director |
– • – |
2013-09-27 |
4 |
A |
$0.00 |
$0 |
D/D |
175 |
29,476 |
|
- |
|
| Dan Michael T |
Director |
– • – |
2013-09-27 |
4 |
A |
$0.00 |
$0 |
D/D |
150 |
25,139 |
|
- |
|
| Bernard Betsy J |
Director |
– • – |
2013-09-27 |
4 |
A |
$0.00 |
$0 |
D/D |
164 |
29,107 |
|
- |
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| Costley Gary E |
Director |
– • – |
2013-09-27 |
4 |
A |
$0.00 |
$0 |
D/D |
164 |
29,759 |
|
- |
|
| Scholten Gary P |
Sr VP & Ch Info Officer |
• – – |
2013-09-16 |
4 |
AS |
$11.07 |
$332,100 |
D/D |
(30,000) |
44,575 |
|
- |
|
| Scholten Gary P |
Sr VP & Ch Info Officer |
• – – |
2013-09-16 |
4 |
OE |
$44.00 |
$1,320,000 |
D/D |
30,000 |
74,575 |
|
- |
|
| Lillis Terrance J. |
Senior Vice President & CFO |
• – – |
2013-09-06 |
5 |
GD |
$0.00 |
$0 |
I/I |
303 |
0 |
|
- |
|
| Lillis Terrance J. |
Senior Vice President & CFO |
• – – |
2013-09-06 |
5 |
GD |
$0.00 |
$0 |
D/D |
257 |
56,021 |
|
- |
|
| Houston Daniel Joseph |
Pres.-Ret., Ins. & Fin. Svcs. |
• – – |
2013-08-26 |
5 |
GD |
$0.00 |
$0 |
D/D |
8,200 |
155,965 |
|
- |
|
| Zimpleman Larry D |
Chairman, President & CEO |
• – – |
2013-08-01 |
4 |
AS |
$44.30 |
$3,446,097 |
D/D |
(77,790) |
207,017 |
|
- |
|
| Zimpleman Larry D |
Chairman, President & CEO |
• – – |
2013-08-01 |
4 |
OE |
$36.30 |
$2,823,777 |
D/D |
77,790 |
284,807 |
|
- |
|
| Scholten Gary P |
Sr VP & Ch Info Officer |
• – – |
2013-07-26 |
4 |
AS |
$42.10 |
$1,082,812 |
D/D |
(25,720) |
44,575 |
|
- |
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| Scholten Gary P |
Sr VP & Ch Info Officer |
• – – |
2013-07-26 |
4 |
OE |
$39.02 |
$1,003,594 |
D/D |
25,720 |
70,295 |
|
- |
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| Lillis Terrance J. |
Senior Vice President & CFO |
• – – |
2013-07-26 |
4 |
AS |
$42.10 |
$278,071 |
D/D |
(6,605) |
37,618 |
|
- |
|
| Lillis Terrance J. |
Senior Vice President & CFO |
• – – |
2013-07-26 |
4 |
OE |
$36.30 |
$239,761 |
D/D |
6,605 |
44,223 |
|
- |
|
| Shaff Karen E |
Exec. VP and General Counsel |
• – – |
2013-07-23 |
4 |
D |
$40.53 |
$260,539 |
I/I |
(6,413) |
0 |
|
- |
|
| Shaff Karen E |
Exec. VP and General Counsel |
• – – |
2013-07-22 |
4 |
AS |
$40.50 |
$1,479,465 |
D/D |
(36,530) |
64,330 |
|
- |
|
| Shaff Karen E |
Exec. VP and General Counsel |
• – – |
2013-07-22 |
4 |
OE |
$36.30 |
$1,326,039 |
D/D |
36,530 |
100,860 |
|
- |
|
| Dunbar Timothy Mark |
SVP and Chief Investment Offic |
• – – |
2013-07-22 |
4 |
AS |
$40.00 |
$398,600 |
D/D |
(9,965) |
40,139 |
|
- |
|
| Dunbar Timothy Mark |
SVP and Chief Investment Offic |
• – – |
2013-07-22 |
4 |
OE |
$11.07 |
$237,251 |
D/D |
9,965 |
45,139 |
|
- |
|
| Okeefe Mary A |
Sr. VP & Chief Mktg. Off. |
• – – |
2013-07-22 |
4 |
AS |
$40.00 |
$600,000 |
D/D |
(15,000) |
47,968 |
|
- |
|
| Okeefe Mary A |
Sr. VP & Chief Mktg. Off. |
• – – |
2013-07-22 |
4 |
OE |
$11.07 |
$166,050 |
D/D |
15,000 |
62,968 |
|
- |
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| Houston Daniel Joseph |
Pres.-Ret., Ins. & Fin. Svcs. |
• – – |
2013-07-18 |
4 |
AS |
$39.90 |
$1,715,700 |
D/D |
(43,000) |
119,264 |
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- |
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2222 Records found
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Page 57 of 89 |
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