| |
| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
79,770,000 |
| Market
Cap: |
21.75(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$193.61 - $273.91 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 339 |
| Guru Rank Value : 3.6 |
| Guru Occurances : 2 |
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|
Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
1,935 |
| Total Buy Value |
$0 |
$0 |
$0 |
$401,731 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
3 |
| Total Shares Sold |
62,571 |
101,656 |
131,167 |
413,554 |
| Total Sell Value |
$16,659,739 |
$26,463,831 |
$33,334,367 |
$98,405,745 |
| Total People Sold |
5 |
5 |
8 |
9 |
| Total Sell Transactions |
6 |
9 |
15 |
34 |
| End Date |
2024-02-22 |
2023-11-21 |
2023-05-23 |
2022-05-23 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Audette Matthew J |
Chief Financial Officer |
• – – |
2023-02-25 |
4 |
D |
$247.30 |
$2,173,272 |
D/D |
(8,788) |
17,983 |
|
- |
|
| Sethi Kabir |
Managing Director |
• – – |
2023-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
1,476 |
13,584 |
|
- |
|
| Gates Greg |
Managing Director |
• – – |
2023-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
5,938 |
24,537 |
|
- |
|
| Gates Greg |
Managing Director |
• – – |
2023-02-25 |
4 |
D |
$247.30 |
$628,142 |
D/D |
(2,540) |
23,009 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2023-02-17 |
4 |
AS |
$246.91 |
$2,442,107 |
D/D |
(9,783) |
23,327 |
|
-13% |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2023-02-16 |
4 |
AS |
$248.19 |
$1,983,038 |
D/D |
(7,990) |
33,110 |
|
-15% |
|
| Larsen Sallie R. |
Managing Director |
• – – |
2023-02-13 |
4 |
AS |
$240.88 |
$4,962,330 |
D/D |
(20,519) |
24,555 |
|
-14% |
|
| Larsen Sallie R. |
Managing Director |
• – – |
2023-02-13 |
4 |
OE |
$31.60 |
$648,400 |
D/D |
20,519 |
45,074 |
|
- |
|
| Jambusaria Aneri |
Managing DirectorOfficer |
• – – |
2023-02-08 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
4,128 |
|
-15% |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2023-02-06 |
4 |
AS |
$234.48 |
$4,979,733 |
D/D |
(20,810) |
12,667 |
|
-10% |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2023-02-06 |
4 |
OE |
$19.85 |
$413,079 |
D/D |
20,810 |
33,477 |
|
- |
|
| Ko Albert J |
Director |
– • – |
2023-02-01 |
4 |
A |
$0.00 |
$0 |
D/D |
173 |
173 |
|
- |
|
| Eberhart Paulett |
Director |
– • – |
2022-11-28 |
4 |
A |
$0.00 |
$0 |
D/D |
6 |
22,050 |
|
- |
|
| Thomas Corey E. |
Director |
– • – |
2022-11-28 |
4 |
A |
$0.00 |
$0 |
D/D |
8 |
10,465 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2022-11-28 |
4 |
A |
$0.00 |
$0 |
D/D |
20 |
52,357 |
|
- |
|
| Putnam James S |
Director |
– • – |
2022-11-28 |
4 |
A |
$0.00 |
$0 |
D/D |
10 |
133,929 |
|
- |
|
| Mnookin Allison |
Director |
– • – |
2022-11-28 |
4 |
A |
$0.00 |
$0 |
D/D |
4 |
8,909 |
|
- |
|
| Glavin William Francis Jr |
Director |
– • – |
2022-11-28 |
4 |
A |
$0.00 |
$0 |
D/D |
16 |
19,850 |
|
- |
|
| Bernard Edward C |
Director |
– • – |
2022-11-28 |
4 |
A |
$0.00 |
$0 |
D/D |
5 |
12,229 |
|
- |
|
| Simonich Brent |
EVP, CAO and Treasurer |
• – – |
2022-11-18 |
4 |
B |
$219.15 |
$201,618 |
D/D |
920 |
6,042 |
2.74 |
-9% |
|
| Glavin William Francis Jr |
Director |
– • – |
2022-11-18 |
4 |
B |
$217.74 |
$99,725 |
I/I |
458 |
2,218 |
2.1 |
-9% |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2022-11-17 |
4 |
AS |
$213.80 |
$1,114,539 |
D/D |
(5,213) |
41,100 |
|
-7% |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2022-11-17 |
4 |
OE |
$77.53 |
$595,430 |
D/D |
7,680 |
46,313 |
|
- |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2022-10-31 |
4 |
AS |
$254.84 |
$5,141,815 |
D/D |
(20,000) |
12,667 |
|
-19% |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2022-10-31 |
4 |
OE |
$19.85 |
$397,000 |
D/D |
20,000 |
32,667 |
|
- |
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1235 Records found
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Page 6 of 50 |
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3.02 (1.12%) 
