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Exchange: |
Nasdaq National Market |
Security
Type: |
Common |
Shares
Out: |
18,620,000 |
Market
Cap: |
486.54(M) |
Last
Volume: |
303,640 |
Avg
Vol: |
220,916 |
52
Week Range: |
$18.86 - $27.2 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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NASDAQ COMPOSITE |
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NASDAQ OTHER FINANCE |
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NASDAQ NNM COMPOSITE |
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Rankings:
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Insider 3 Months : 9.7 |
Insider 6 Months : 10 |
Insider 3/6 Months : 19.8 |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Capital Southwest is an internally managed closed-end, non-diversified investment company. Co.'s investment objective is to produce risk-adjusted returns by generating current income from its debt investments and capital appreciation from its equity and equity related investments.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
10,092 |
10,592 |
11,092 |
13,452 |
Total Buy Value |
$260,812 |
$272,457 |
$283,292 |
$328,089 |
Total People Bought |
3 |
3 |
3 |
3 |
Total Buy Transactions |
3 |
4 |
5 |
9 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Sarner Michael Scott |
Chief Financial Officer |
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2016-11-15 |
4 |
B |
$0.00 |
$0 |
D/D |
34,500 |
65,286 |
2.66 |
- |
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Diehl Bowen S |
President and CEO |
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2016-11-15 |
4 |
B |
$0.00 |
$0 |
D/D |
43,125 |
147,712 |
2.73 |
- |
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Morgan Thomas Duane |
Director |
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2016-11-10 |
4/A |
B |
$14.35 |
$101,885 |
I/I |
7,100 |
8,350 |
2.1 |
- |
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Morgan Thomas Duane |
Director |
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2016-11-10 |
4 |
B |
$14.35 |
$101,885 |
D/D |
7,100 |
11,495 |
2.39 |
- |
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Furst Jack D |
Director |
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2016-09-15 |
4 |
B |
$14.90 |
$80,460 |
D/D |
5,400 |
17,100 |
2.39 |
- |
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Furst Jack D |
Director |
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2016-09-14 |
4 |
B |
$14.90 |
$13,410 |
D/D |
900 |
11,700 |
2.39 |
- |
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Furst Jack D |
Director |
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2016-09-13 |
4 |
B |
$14.90 |
$40,230 |
D/D |
2,700 |
10,800 |
2.39 |
- |
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Furst Jack D |
Director |
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2016-09-09 |
4 |
B |
$14.89 |
$38,714 |
D/D |
2,600 |
8,600 |
2.39 |
- |
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Furst Jack D |
Director |
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2016-09-08 |
4 |
B |
$14.84 |
$22,260 |
D/D |
1,500 |
5,500 |
2.39 |
- |
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Furst Jack D |
Director |
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2016-09-07 |
4 |
B |
$14.78 |
$28,082 |
D/D |
1,900 |
4,000 |
2.39 |
- |
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Kelley Douglas M. |
Sr. VP, Managing Director |
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2016-09-07 |
4 |
B |
$14.89 |
$1,519 |
D/D |
102 |
44,905 |
2.66 |
- |
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Morgan Thomas Duane |
Director |
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2016-06-24 |
4 |
B |
$14.03 |
$14,030 |
D/D |
1,000 |
4,395 |
2.39 |
- |
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Kelley Douglas M. |
Sr. VP, Managing Director |
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2016-06-24 |
4 |
B |
$13.92 |
$24,708 |
D/D |
1,775 |
44,803 |
2.74 |
- |
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Brooks David R |
Director |
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2016-06-24 |
4 |
B |
$14.00 |
$56,000 |
D/D |
4,000 |
6,600 |
2.39 |
- |
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Sarner Michael Scott |
Chief Financial Officer |
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2016-06-23 |
4 |
B |
$14.12 |
$70,402 |
D/D |
4,986 |
30,786 |
2.74 |
- |
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Sarner Michael Scott |
Chief Financial Officer |
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2016-06-17 |
4 |
B |
$13.85 |
$24,930 |
D/D |
1,800 |
25,800 |
2.74 |
- |
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Ashbaugh William M |
Senior Vice President |
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2016-03-21 |
4 |
OE |
$7.36 |
$43,969 |
D/D |
5,974 |
39,513 |
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- |
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Wilson John H |
Director |
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2016-03-18 |
4 |
B |
$14.07 |
$28,140 |
D/D |
2,000 |
12,000 |
2.39 |
- |
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Kelley Douglas M. |
Sr. VP & Managing Director |
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2016-02-18 |
4 |
B |
$14.04 |
$70,180 |
D/D |
5,000 |
43,014 |
2.74 |
- |
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Morgan Thomas Duane |
Director |
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2016-02-12 |
4 |
B |
$13.34 |
$12,673 |
D/D |
950 |
3,395 |
2.39 |
- |
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Rothenberg Michael |
10% Owner |
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2016-01-15 |
4 |
B |
$13.72 |
$15,092 |
I/I |
1,100 |
1,660,113 |
1.5 |
- |
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Rothenberg Michael |
10% Owner |
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2016-01-14 |
4 |
B |
$13.89 |
$93,177 |
I/I |
6,700 |
1,659,013 |
1.5 |
- |
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Rothenberg Michael |
10% Owner |
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2016-01-13 |
4 |
B |
$13.96 |
$833,371 |
I/I |
59,186 |
1,652,313 |
1.5 |
- |
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Rothenberg Michael |
10% Owner |
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2016-01-12 |
4 |
B |
$14.16 |
$353,921 |
I/I |
24,989 |
1,593,127 |
1.5 |
- |
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Rothenberg Michael |
10% Owner |
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2016-01-11 |
4 |
B |
$14.12 |
$7,060 |
I/I |
500 |
1,568,138 |
1.5 |
- |
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505 Records found
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Page 7 of 21 |
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