| |
| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
79,770,000 |
| Market
Cap: |
21.75(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$193.61 - $273.91 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 339 |
| Guru Rank Value : 3.6 |
| Guru Occurances : 2 |
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| |
|
Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
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|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
1,935 |
| Total Buy Value |
$0 |
$0 |
$0 |
$401,731 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
3 |
| Total Shares Sold |
62,571 |
101,656 |
131,167 |
413,554 |
| Total Sell Value |
$16,659,739 |
$26,463,831 |
$33,334,367 |
$98,405,745 |
| Total People Sold |
5 |
5 |
8 |
9 |
| Total Sell Transactions |
6 |
9 |
15 |
34 |
| End Date |
2024-02-22 |
2023-11-21 |
2023-05-23 |
2022-05-23 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Schifter Richard P |
Director |
– • – |
2022-06-24 |
4 |
A |
$0.00 |
$0 |
D/D |
25 |
52,315 |
|
- |
|
| Thomas Corey E. |
Director |
– • – |
2022-06-24 |
4 |
A |
$0.00 |
$0 |
D/D |
9 |
10,449 |
|
- |
|
| Bernard Edward C |
Director |
– • – |
2022-06-24 |
4 |
A |
$0.00 |
$0 |
D/D |
6 |
12,219 |
|
- |
|
| Putnam James S |
Director |
– • – |
2022-06-24 |
4 |
A |
$0.00 |
$0 |
D/D |
14 |
133,907 |
|
- |
|
| Mnookin Allison |
Director |
– • – |
2022-06-24 |
4 |
A |
$0.00 |
$0 |
D/D |
5 |
8,901 |
|
- |
|
| Gates Greg |
Managing Director |
• – – |
2022-06-05 |
4 |
D |
$198.05 |
$137,645 |
D/D |
(695) |
21,139 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2022-05-27 |
4 |
AS |
$200.36 |
$3,908,623 |
D/D |
(19,508) |
162,608 |
|
21% |
|
| Arnold Dan H. |
President & CEO |
• • – |
2022-05-27 |
4 |
OE |
$19.85 |
$387,234 |
D/D |
19,508 |
182,116 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2022-05-26 |
4 |
AS |
$190.00 |
$3,788,731 |
D/D |
(19,508) |
162,608 |
|
27% |
|
| Arnold Dan H. |
President & CEO |
• • – |
2022-05-26 |
4 |
OE |
$19.85 |
$387,234 |
D/D |
19,508 |
182,116 |
|
- |
|
| Thomas Corey E. |
Director |
– • – |
2022-05-19 |
4 |
A |
$0.00 |
$0 |
D/D |
1,339 |
10,440 |
|
- |
|
| Mulcahy Anne M |
Director |
– • – |
2022-05-19 |
4 |
A |
$0.00 |
$0 |
D/D |
1,339 |
33,094 |
|
- |
|
| Bernard Edward C |
Director |
– • – |
2022-05-19 |
4 |
A |
$0.00 |
$0 |
D/D |
1,339 |
12,213 |
|
- |
|
| Mnookin Allison |
Director |
– • – |
2022-05-19 |
4 |
A |
$0.00 |
$0 |
D/D |
814 |
8,896 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2022-05-19 |
4 |
A |
$0.00 |
$0 |
D/D |
1,339 |
52,290 |
|
- |
|
| Eberhart Paulett |
Director |
– • – |
2022-05-19 |
4 |
A |
$0.00 |
$0 |
D/D |
814 |
22,030 |
|
- |
|
| Putnam James S |
Director |
– • – |
2022-05-19 |
4 |
A |
$0.00 |
$0 |
D/D |
1,339 |
133,893 |
|
- |
|
| Glavin William Francis Jr |
Director |
– • – |
2022-05-19 |
4 |
A |
$0.00 |
$0 |
D/D |
1,339 |
19,799 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2022-05-16 |
4 |
AS |
$170.78 |
$2,708,220 |
D/D |
(15,724) |
42,068 |
|
28% |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2022-05-16 |
4 |
OE |
$19.85 |
$645,259 |
D/D |
19,904 |
57,792 |
|
- |
|
| Larsen Sallie R. |
Managing Director |
• – – |
2022-05-11 |
4 |
OE |
$31.61 |
$499,912 |
D/D |
15,815 |
24,555 |
|
- |
|
| Sethi Kabir |
Managing Director |
• – – |
2022-05-06 |
4 |
A |
$0.00 |
$0 |
D/D |
12,108 |
12,108 |
|
- |
|
| Glavin William Francis Jr |
Director |
– • – |
2022-03-29 |
4 |
A |
$0.00 |
$0 |
D/D |
18 |
18,460 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2022-03-29 |
4 |
A |
$0.00 |
$0 |
D/D |
25 |
50,951 |
|
- |
|
| Putnam James S |
Director |
– • – |
2022-03-29 |
4 |
A |
$0.00 |
$0 |
D/D |
14 |
132,554 |
|
- |
|
1235 Records found
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Page 8 of 50 |
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3.02 (1.12%) 
