| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
274,730,000 |
| Market
Cap: |
21.91(B) |
| Last
Volume: |
1,028,925 |
Avg
Vol: |
1,490,200 |
| 52
Week Range: |
$66.88 - $86.31 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Insurance |
| Level
III Sector: |
Life & Health Insurance |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile Principal Financial Group is an insurance holding company. Co. provides businesses, individuals and institutional clients a range of financial products and services through its financial services companies. Co.'s segments include: Retirement and Income Solutions, which provides products and services for retirement savings along with select products for retirement income; Principal Global Investors, which manages assets for investors by providing equity, fixed income, real estate and other alternative investments; and Principal International, which provides pension accumulation products and services, mutual funds, asset management, income annuities and life insurance accumulation products.
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
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|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
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|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
95,738 |
| Total Sell Value |
$0 |
$0 |
$0 |
$7,458,933 |
| Total People Sold |
0 |
0 |
0 |
4 |
| Total Sell Transactions |
0 |
0 |
0 |
10 |
| End Date |
2024-03-07 |
2023-12-05 |
2023-06-06 |
2022-06-06 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Houston Daniel Joseph |
Chairman, President & CEO |
• • – |
2022-10-04 |
4 |
A |
$37.38 |
$8,497,893 |
D/D |
201,136 |
315,797 |
|
- |
|
| Nordin Diane C |
Director |
– • – |
2022-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
161 |
18,333 |
|
- |
|
| Carter Miller Joycelyn |
Director |
– • – |
2022-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
623 |
71,014 |
|
- |
|
| Richer Clare Stack |
Director |
– • – |
2022-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
85 |
9,624 |
|
- |
|
| Cheong Wee Yee |
EVP, Principal Asia |
• – – |
2022-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
52 |
34,868 |
|
- |
|
| Walker Roberto |
EVP, Principal Latin American |
• – – |
2022-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
40 |
34,383 |
|
- |
|
| Mitchell H Elizabeth |
Director |
– • – |
2022-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
21 |
2,416 |
|
- |
|
| Auerbach Jonathan |
Director |
– • – |
2022-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
109 |
10,773 |
|
- |
|
| Beams Maliz E |
Director |
– • – |
2022-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
50 |
5,716 |
|
- |
|
| Mills Scott |
Director |
– • – |
2022-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
198 |
22,552 |
|
- |
|
| Halter Patrick Gregory |
President - PGAM |
• – – |
2022-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
99 |
97,745 |
|
- |
|
| Mccullum Kenneth A. |
SVP & Chief Risk Officer |
• – – |
2022-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
110 |
33,443 |
|
- |
|
| Littlefield Christopher J |
President - RIS |
• – – |
2022-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
72 |
9,620 |
|
- |
|
| Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2022-09-30 |
4 |
A |
$0.00 |
$0 |
I/I |
121 |
56,208 |
|
- |
|
| Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2022-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
87 |
72,903 |
|
- |
|
| Kay Kathleen B |
Chief Information Officer |
• – – |
2022-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
215 |
9,906 |
|
- |
|
| Lamarque Natalie |
EVP, General Counsel, and Secr |
• – – |
2022-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
677 |
77,047 |
|
- |
|
| Rivera Alfredo |
Director |
– • – |
2022-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
59 |
5,134 |
|
- |
|
| Pickerell Blair |
Director |
– • – |
2022-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
227 |
25,787 |
|
- |
|
| Hochschild Roger C |
Director |
– • – |
2022-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
239 |
27,234 |
|
- |
|
| Friedrich Amy Christine |
President - USIS |
• – – |
2022-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
73 |
50,670 |
|
- |
|
| Houston Daniel Joseph |
Chairman, President & CEO |
• • – |
2022-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
322 |
114,661 |
|
- |
|
| Muruzabal Claudio |
Director |
– • – |
2022-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
42 |
2,485 |
|
- |
|
| Dan Michael T |
Director |
– • – |
2022-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
361 |
54,302 |
|
- |
|
| Halter Patrick Gregory |
President - PGAM |
• – – |
2022-09-19 |
4 |
D |
$76.79 |
$4,751,197 |
D/D |
(61,637) |
97,643 |
|
- |
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2220 Records found
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Page 9 of 89 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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0.98 (1.21%) 
