AQMS : Insider Transactions for Aqua Metals, Inc. | J3SG

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Aqua Metals, Inc. (AQMS)

$0.45 0.00 (-0.60%) as of 4:30 Fri 5/10

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Exchange:

N/A

Security Type:

N/A

Shares Out:

61,180,000

Market Cap:

27.59(M)

Last Volume:

0

Avg Vol:

0

52 Week Range:

$0.4537 - $1.69

Level I Sector:

N/A

Level II Sector:

N/A

Level III Sector:

N/A

Member Indexes:

Rankings:

Insider 3 Months : -

Insider 6 Months : -

Insider 3/6 Months : -

Guru Rank Number : -

Guru Rank Value : -

Guru Occurances : -


6 Months 1 Year 2 Year

Company Profile Aqua Metals is engaged in the business of recycling lead through a proprietary and patented process it developed and named AquaRefining™. AquaRefining uses a bio-degradable aqueous solvent and a temperature electro-chemical process to produce lead suitable for use in lead acid battery (LAB) production. Co.'s AquaRefining process has primary elements, which uses a proprietary, non-toxic solvent that dissolves lead compounds; and a proprietary electro-chemical process and Aqualyzer that converts the dissolved lead compounds into lead that is suitable for use in LAB production. Co.'s AquaRefining process can generate lead and lead-based products, including lead, lead alloys and lead compounds.

D/I:

D is for direct shares.
I is for indirect shares.

D/I refers to the Direct or Indirect shares traded vs. held.

Forms:

A Form 4 is a form filed by an insider to indicate a change in ownership.

A Form 3 is a form filed by an insider to indicate an initial ownership of a security.

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.

Actions:

B	Buy
S	Sell
OE	Option Exercised
A	Acquired
D	Disposed
AB	Automatic Buy
AS	Automatic Sell
IO	Initial Ownership

Download:

Download only Transactions Forms. (Default)

Download only Summary Infomation.

Download both Transactions and Summary Data

Summary (Direct Transactions Only)	3 Months	6 Months	12 Months	24 Months
Total Shares Bought	0	5,000	177,400	815,825
Total Buy Value	$0	$4,450	$194,090	$646,859
Total People Bought	0	1	3	5
Total Buy Transactions	0	1	4	11
Total Shares Sold	0	0	0	333,314
Total Sell Value	$0	$0	$0	$256,652
Total People Sold	0	0	0	2
Total Sell Transactions	0	0	0	2
End Date	2024-02-11	2023-11-10	2023-05-12	2022-05-12

Adjust Filter Settings

Records found: 219

Page 8 of 9

Filer's Name

Relation Title

Off-Dir-10%

D/I

Rank

3m +/-

Form

Chief Financial Officer

• – –

2017-12-01

4

A

$2.94

$500

D/D

170

715

-

Chief Financial Officer

• – –

2017-11-17

4

A

$3.25

$501

D/D

154

545

-

Clarke Stephen R.

President & CEO

• • –

2017-11-17

4

A

$3.25

$501

D/D

154

1,029,182

-

Chief Financial Officer

• – –

2017-11-03

4

A

$3.72

$502

D/D

135

391

-

Clarke Stephen R.

President & CEO

• • –

2017-11-03

4

A

$3.72

$502

D/D

135

1,029,028

-

Clarke Stephen R.

President & CEO

• • –

2017-10-20

4

A

$5.37

$499

D/D

93

1,028,893

-

Chief Financial Officer

• – –

2017-10-20

4

A

$5.37

$499

D/D

93

256

-

Clarke Stephen R.

President & CEO

• • –

2017-10-06

4

A

$6.91

$498

D/D

72

1,028,800

-

Chief Financial Officer

• – –

2017-10-06

4

A

$6.91

$498

D/D

72

163

-

Clarke Stephen R.

President & CEO

• • –

2017-09-22

4

A

$5.49

$500

D/D

91

1,028,728

-

Chief Financial Officer

• – –

2017-09-22

4

A

$5.49

$500

D/D

91

91

-

Divito Vincent L

Director

– • –

2017-05-12

4

B

$12.58

$12,576

D/D

1,000

2,000

2.39

-

Interstate Batteries, Inc.

10% Owner

– – •

2017-05-09

4

AS

$16.78

$545,191

I/I

(32,500)

473,827

-

Interstate Batteries, Inc.

10% Owner

– – •

2017-05-08

4

AS

$17.09

$688,618

I/I

(40,283)

506,327

-

Murphy Thomas Michael

Chief Financial Officer

• • –

2017-05-08

4

AS

$17.52

$350,370

D/D

(20,000)

725,455

-

Interstate Batteries, Inc.

10% Owner

– – •

2017-05-04

4

AS

$17.62

$79,280

I/I

(4,500)

546,610

-

Interstate Batteries, Inc.

10% Owner

– – •

2017-05-03

4

AS

$17.09

$826,053

I/I

(48,327)

551,110

-

Interstate Batteries, Inc.

10% Owner

– – •

2017-05-02

4

AS

$16.79

$713,511

I/I

(42,500)

599,437

-

Chief Operating Officer

• – –

2017-05-01

4

AS

$16.53

$330,692

D/D

(20,000)

725,455

-

Interstate Batteries, Inc.

10% Owner

– – •

2017-04-28

4

AS

$16.67

$143,559

I/I

(8,610)

641,937

-

Interstate Batteries, Inc.

10% Owner

– – •

2017-04-27

4

AS

$16.95

$303,469

I/I

(17,900)

650,547

-

Interstate Batteries, Inc.

10% Owner

– – •

2017-04-25

4

AS

$16.63

$525,372

I/I

(31,600)

668,447

-

Interstate Batteries, Inc.

10% Owner

– – •

2017-04-24

4

AS

$16.48

$36,255

I/I

(2,200)

700,047

-

Chief Commercial Officer

• – –

2017-04-19

4

AS

$17.26

$76,205

D/D

(4,415)

93,291

-

Murphy Thomas Michael

Chief Financial Officer

• • –

2017-04-10

4

AS

$17.25

$345,048

D/D

(20,000)

745,455

-

219 Records found	1 2 3 4 5 6 7 8 9	Page 8 of 9

	Transaction Code Key:				Ownership Code Key
	B	- Buy	AB	- Automatic Buy	D	- Direct Ownership
	S	- Sell	AS	- Automatic Sell	I	- Indirect Ownership
	OE	- Options Exercised	A	- Acquired
	IO	- Initital Ownership	D	- Disposed

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Summary:

Chart:

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.